SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Streamlogic Corp – ‘SC 13E4’ on 10/7/96 re: Streamlogic Corp – EX-99.(A)(5)

As of:  Monday, 10/7/96   ·   Accession #:  898430-96-4675   ·   File #:  5-35028

Previous ‘SC 13E4’:  None   ·   Next:  ‘SC 13E4/A’ on 11/6/96   ·   Latest:  ‘SC 13E4/A’ on 11/21/96

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/07/96  Streamlogic Corp                  SC 13E4               12:652K Streamlogic Corp                  Donnelley R R & S… 05/FA

Tender-Offer Statement — Issuer Tender Offer   —   Schedule 13E-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13E4     Tender-Offer Statement -- Issuer Tender Offer          6     26K 
 2: EX-99.(A)(1)  Offer to Exchange                                  160    756K 
 3: EX-99.(A)(2)  Letter of Transmittal                               11     52K 
 4: EX-99.(A)(3)  Notice of Guaranteed Delivery                        4     20K 
 5: EX-99.(A)(4)  Broker/Dealer Letter                                 2     13K 
 6: EX-99.(A)(5)  Client Letter                                        3     13K 
 7: EX-99.(A)(6)  Debenture Holders' Letter                            1      9K 
 8: EX-99.(A)(7)  Press Releases                                       5     24K 
 9: EX-99.(A)(8)  W-9 Guidelines                                       4±    17K 
10: EX-99.(C)(1)  6/14/96 Agreement Between Company and Loomis         6     35K 
11: EX-99.(C)(2)  9/13/96 Letter Agreement Between Company and         4     21K 
                          Loomis                                                 
12: EX-99.(C)(3)  10/3/96 Letter Agreement Between Company and         2     16K 
                          Loomis                                                 


EX-99.(A)(5)   —   Client Letter

EX-99.(A)(5)1st Page of 3TOCTopPreviousNextBottomJust 1st
 

STREAMLOGIC CORPORATION OFFER TO EXCHANGE EACH $1,000 PRINCIPAL AMOUNT OF 6% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2012 FOR (I) $120.00 IN CASH, (II) $113.33 PRINCIPAL AMOUNT OF STREAMLOGIC CORPORATION'S INCREASING RATE UNSECURED PROMISSORY NOTES DUE 1998, (III) 216.66667 SHARES OF STREAMLOGIC CORPORATION'S COMMON STOCK, $1.00 PAR VALUE AND (IV) FIVE-YEAR WARRANTS TO PURCHASE 40 SHARES OF COMMON STOCK. THE OFFER WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON NOVEMBER 4, 1996, UNLESS EXTENDED (THE "EXPIRATION DATE"). TENDERS OF 6% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2012 MAY BE WITHDRAWN AT ANY TIME PRIOR TO THE EXPIRATION DATE. To Our Clients: Enclosed for your consideration is the Offer to Exchange dated October 7, 1996 (as the same may be further amended or supplemented from time to time, the "Offer to Exchange") and a related form of Letter of Transmittal and instructions thereto (the "Letter of Transmittal") relating to the offer (the "Offer") by StreamLogic Corporation (the "Company") to convert each $1,000 principal amount of its 6% Convertible Subordinated Debentures due 2012 (the "6% Debentures") into (i) $120.00 in cash, (ii) $113.33 principal amount of StreamLogic Corporation's increasing rate unsecured promissory notes due 1998, (iii) 216.66667 shares of StreamLogic Corporation's Common Stock, $1.00 par value and (iv) five-year warrants to purchase 40 shares of Common Stock (collectively, the "Tender Offer Consideration"). Consummation of the Offer is subject to, among other things, satisfaction of the conditions set forth in the Offer to Exchange under the heading "The Exchange Offer--Conditions." WE ARE THE REGISTERED HOLDER OF 6% DEBENTURES HELD BY US FOR YOUR ACCOUNT. A TENDER OF ANY SUCH 6% DEBENTURES CAN BE MADE ONLY BY US AS THE REGISTERED HOLDER AND PURSUANT TO YOUR INSTRUCTIONS. THE BLUE LETTER OF TRANSMITTAL (THE "LETTER OF TRANSMITTAL") IS FURNISHED TO YOU FOR YOUR INFORMATION ONLY AND CANNOT BE USED BY YOU TO TENDER 6% DEBENTURES HELD BY US FOR YOUR ACCOUNT. Accordingly, we request instructions as to whether you wish us to tender any or all of the 6% Debentures held by us for your account pursuant to the terms and conditions set forth in the Offer to Exchange and the Letter of Transmittal. We urge you to read the Offer to Exchange and the Letter of Transmittal carefully before instructing us to tender your 6% Debentures. Your instructions to us should be forwarded as promptly as possible in order to permit us to tender 6% Debentures on your behalf in accordance with the provisions of the Offer. The Offer will expire at 12:00 midnight, New York City time, on November 4, 1996, unless extended. 6% Debentures tendered pursuant to the Offer may be withdrawn, subject to the procedures described in the Offer to Exchange, at any time prior to the Expiration Date. Your attention is directed to the following: 1. The Offer is for all outstanding 6% Debentures. 2. Holders who tender their 6% Debentures in the Offer will not be entitled to receive any payment in respect of accrued and unpaid interest on 6% Debentures accepted for exchange (including without limitation interest otherwise scheduled for payment on September 15, 1996).
EX-99.(A)(5)2nd Page of 3TOC1stPreviousNextBottomJust 2nd
3. Consummation of the Offer is subject to, among other things, satisfaction of the conditions set forth in the Offer to Exchange under the heading "The Exchange Offer--Conditions." 4. Any transfer taxes incident to the transfer of 6% Debentures from the tendering holder to the Company will be paid by the Company, except as provided in the Offer to Exchange and the instructions to the Letter of Transmittal. If you wish to have us tender any or all of the Offer to Exchange held by us for your account, please so instruct us by completing, executing and returning to us the instruction form that follows.
EX-99.(A)(5)Last Page of 3TOC1stPreviousNextBottomJust 3rd
INSTRUCTIONS REGARDING THE OFFER TO EXCHANGE WITH RESPECT TO THE 6% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2012 OF STREAMLOGIC CORPORATION The undersigned acknowledge(s) receipt of your letter and the enclosed material referred to therein relating to the Offer of StreamLogic Corporation. This will instruct you whether to tender the principal amount of 6% Debentures indicated below held by you for the account of the undersigned pursuant to the terms of and conditions set forth in the Offer to Exchange and the Letter of Transmittal. Box 1 [_] Please tender the 6% Debentures held by you for my account. Box 2 [_] Please do not tender any 6% Debentures held by you for my account. Date: , 1996 Principal Amount of Securities to be Tendered: $ * SIGN HERE Signature(s) _________________________________________________________________ Please print name(s) here ____________________________________________________ Please type or print address _________________________________________________ Area Code and Telephone Number _______________________________________________ Taxpayer Identification or Social Security Number ____________________________ My Account Number With You ___________________________________________________ -------- * Unless otherwise indicated, signature(s) hereon by beneficial owner(s) shall constitute an instruction to the nominee to tender all 6% Debentures of such beneficial owner(s).

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13E4’ Filing    Date First  Last      Other Filings
11/4/961
Filed on:10/7/961DEF 14A,  SC 13E3
9/15/961PRE 14A
 List all Filings 
Top
Filing Submission 0000898430-96-004675   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 9:48:35.1am ET