SEC Info - Universal Music Group Inc, et al. - ‘SC TO-T/A’ on 6/4/01 re: eMusic.com, Inc.

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Universal Music Group Inc, et al. – ‘SC TO-T/A’ on 6/4/01 re: eMusic.com, Inc.

On: Monday, 6/4/01, at 3:51pm ET · Accession #: 898430-1-500873 · File #: 5-56073

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/04/01  Universal Music Group Inc         SC TO-T/A              2:20K  eMusic.com, Inc.                  Donnelley R R & S… 05/FA
          Universal Acquisition Corp
          Universal Music Group Inc
          Vivendi Universal

Amendment to Tender-Offer Statement — Third-Party Tender Offer — Schedule TO
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC TO-T/A   Final Amendment                                        8     32K 
 2: EX-99.(A)(10)  Press Release Issued by Parent Dated June 4,        2±     8K 
                          2001

SC TO-T/A — Final Amendment
Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Exhibits Interest in Securities of the Subject Company
1	1st Page - Filing Submission
6	Item 8. Interest in Securities of the Subject Company
"	Item 12. Exhibits

SC TO-T/A 1st Page of 8 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549  

--------------- 

SCHEDULE TO/A 
(RULE 14d-100)  

TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) 
OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934  

(AMENDMENT NO. 3 (FINAL AMENDMENT)) 

AND 

SCHEDULE 13D/A  
(Rule 13d-101)  

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT 
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED 
PURSUANT TO RULE 13d-2(a) 

(AMENDMENT NO. 2) 

--------------- 

EMUSIC.COM INC. 
(Name of Subject Company (Issuer))  

UNIVERSAL ACQUISITION CORP. (OFFEROR) 
UNIVERSAL MUSIC GROUP, INC. (OFFEROR PARENT)  
(Names of Filing Persons (identifying status as offeror, issuer or other  
person))  

COMMON STOCK, PAR VALUE $0.001 PER SHARE  
(Title of Class of Securities)  

292476108 
(CUSIP Number of Class of Securities) 

--------------- 

LAWRENCE KENSWIL  
PRESIDENT, ELABS  
UNIVERSAL MUSIC GROUP 
2220 COLORADO AVENUE, SIXTH FLOOR 
SANTA MONICA, CA  90404 
TELEPHONE: (310) 865-5000 
(Name, address and telephone number of person authorized to receive notices and 
communications on behalf of filing persons) 

--------------- 

COPY TO:  
RUTH E. FISHER, ESQ.  
KEVIN S. MASUDA, ESQ. 
MUNGER, TOLLES & OLSON LLP  
355 SOUTH GRAND AVENUE  
LOS ANGELES, CA 90071 
TELEPHONE: (213) 683-9100 

--------------- 

SC TO-T/A 2nd Page of 8 TOC 1st Previous Next ↓Bottom Just 2nd
CALCULATION OF FILING FEE 

TRANSACTION VALUATION*                                    AMOUNT OF FILING FEE  
--------------------------------------------------------------------------------

$36,364,204                                                 $7,273      

--------------------------------------------------------------------------------

* Estimated for purposes of calculating the amount of filing fee only. The      
amount assumes the purchase of a total of (i) 43,202,110 shares of the          
outstanding common stock, par value $0.001 per share, of the Subject Company    
(the "Subject Company Stock"), (ii) 13,203,224 shares of Subject Company Stock  
issuable upon exercise of outstanding options, and (iii) 7,391,514 shares of    
Subject Company Stock issuable upon exercise of outstanding warrants, each at an
offer price of $0.57 per share.                                                 

--------------------------------------------------------------------------------

[X]  Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)  
    and identify the filing with which the offsetting fee was previously paid.
    Identify the previous filing by registration statement number, or the Form
or Schedule and the date of its filing.                               

Amount Previously Paid: $7,273                                        

Form or Registration No.: Schedule TO                                 

   Filing Party: Universal Music Group, Inc. and Universal Acquisition Corp.

Date Filed: April 20, 2001                                            

[_]  Check the box if the filing relates solely to preliminary communications   
made before the commencement of a tender offer.                       

Check the appropriate boxes below to designate any transactions to which the    
statement relates:                                                              

[X]  third-party tender offer subject to Rule 14d-1.                  

[_]  issuer tender offer subject to Rule 13e-4.                       

[_]  going-private transaction subject to Rule 13e-3.                 

[X]  amendment to Schedule 13D under Rule 13d-2.                      

Check the following box if the filing is a final amendment reporting the results
of the tender offer: [X]                                                        

------------------------------------------------------------------------------- 
------------------------------------------------------------------------------- 

SC TO-T/A 3rd Page of 8 TOC 1st Previous Next ↓Bottom Just 3rd
SCHEDULE 13D/A  

     This Amendment No. 2 to Schedule 13D amends the Schedule 13D filed on April
16, 2001, by Universal Acquisition Corp., Universal Music Group, Inc., and      
Vivendi Universal, as amended by Amendment No. 1 filed on May 22, 2001.         

------------------------------------------------------------------------------  
NAME OF REPORTING PERSON                                              
1    I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                                  

Universal Acquisition Corp.                                           
------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
2                                                              (a) [_]          
                                                     (b) [X]
------------------------------------------------------------------------------  
SEC USE ONLY                                                          
3                                                                               

------------------------------------------------------------------------------  
SOURCE OF FUNDS                                                       
4                                                                               
AF                                                                    
------------------------------------------------------------------------------  
5    CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT          
TO ITEMS 2(d) or 2(e) [_]                                             

------------------------------------------------------------------------------  
6    CITIZENSHIP OR PLACE OF ORANIZATION                                        

Delaware                                                              
------------------------------------------------------------------------------  
NUMBER OF            SOLE VOTING POWER                                
7                                       
SHARES              37,000,584                                      
                 -----------------------------------------------------------
BENEFICIALLY           SHARED VOTING POWER                                
8                                       
OWNED BY                                                              
                 -----------------------------------------------------------
EACH               SOLE DISPOSITIVE POWER                         
9                                       
REPORTING            37,000,584                                       
                 -----------------------------------------------------------
PERSON              SHARED DISPOSITIVE POWER                        
10                                        
WITH                                                              
------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          
11                                                                              
37,000,584                                                            
------------------------------------------------------------------------------  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12                                                                              
[_]                                                                   
------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                    
13                                                                              
Approximately 85.6%                                                   
------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON*                                             
14                                                                              
CO                                                                    
------------------------------------------------------------------------------  

SC TO-T/A 4th Page of 8 TOC 1st Previous Next ↓Bottom Just 4th
------------------------------------------------------------------------------  
1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                          

Universal Music Group, Inc.                                           
------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
2                                                              (a) [_]          
                                                     (b) [X]
------------------------------------------------------------------------------  
SEC USE ONLY                                                          
3                                                                               

------------------------------------------------------------------------------  
SOURCE OF FUNDS                                                       
4                                                                               
WC                                                                    
------------------------------------------------------------------------------  
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT     
5    TO ITEMS 2(e) or 2(f) [_]                                                  

------------------------------------------------------------------------------  
CITIZENSHIP OR PLACE OF ORGANIZATION                                  
6                                                                               
California                                                            
------------------------------------------------------------------------------  
NUMBER OF            SOLE VOTING POWER                                
7                                         
SHARES             37,000,584                                     
                 -----------------------------------------------------------
BENEFICIALLY          SHARED VOTING POWER                               
8                                         
OWNED BY                                                            
                 -----------------------------------------------------------
EACH              SOLE DISPOSITIVE POWER                        
9                                         
REPORTING           37,000,584                                      
                 -----------------------------------------------------------
PERSON             SHARED DISPOSITIVE POWER                       
10                                        
WITH                                                            
------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          
11                                                                              
37,000,584                                                            
------------------------------------------------------------------------------  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12                                                                              
[_]                                                                   
------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                    
13                                                                              
Approximately 85.6%                                                   
------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON*                                             
14                                                                              
CO                                                                    
-----------------------------------------------------------------------------   

SC TO-T/A 5th Page of 8 TOC 1st Previous Next ↓Bottom Just 5th
------------------------------------------------------------------------------  
NAME OF REPORTING PERSON                                              
1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON                          

Vivendi Universal                                                     
------------------------------------------------------------------------------  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                     
2                                                              (a) [_]          
                                                     (b) [X]
------------------------------------------------------------------------------  
SEC USE ONLY                                                          
3                                                                               

------------------------------------------------------------------------------  
SOURCE OF FUNDS                                                       
4                                                                               
AF                                                                    
------------------------------------------------------------------------------  
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT     
TO ITEMS 2(e) or 2(f) [_]                                             
5                                                                               
------------------------------------------------------------------------------  
CITIZENSHIP OR PLACE OF ORGANIZATION                                  
6                                                                               
France                                                                
------------------------------------------------------------------------------  
NUMBER OF            SOLE VOTING POWER                                
7                                         
SHARES              37,000,584                                      
                 -----------------------------------------------------------
BENEFICIALLY          SHARED VOTING POWER                               
8                                         
OWNED BY                                                              
                 -----------------------------------------------------------
EACH               SOLE DISPOSITIVE POWER                         
9                                         
REPORTING            37,000,584                                       
                 -----------------------------------------------------------
PERSON              SHARED DISPOSITIVE POWER                        
10                                        
WITH                                                              
------------------------------------------------------------------------------  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON          
11                                                                              
37,000,584                                                            
------------------------------------------------------------------------------  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12                                                                              
[_]                                                                   
------------------------------------------------------------------------------  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                    
13                                                                              
Approximately 85.6%                                                   
------------------------------------------------------------------------------  
TYPE OF REPORTING PERSON*                                             
14                                                                              
CO                                                                    
------------------------------------------------------------------------------  

SC TO-T/A 6th Page of 8 TOC 1st Previous Next ↓Bottom Just 6th
SCHEDULE TO/A 

   This Amendment No. 3 amends and supplements the Tender Offer Statement on
Schedule TO filed by Universal Music Group, Inc., a California corporation      
("Parent"), and Universal Acquisition Corp., a Delaware corporation             
("Purchaser") and wholly owned subsidiary of Parent, on April 20, 2001, as      
amended by (i) Amendment No. 1 to Schedule TO, filed by Parent and Purchaser on 
May 1, 2001, and (ii) Amendment No. 2 to Schedule TO, filed by Parent and       
Purchaser on May 18, 2001 (such Tender Offer Statement on Schedule TO and all   
amendments thereto collectively constituting the "Schedule TO").                

  The Schedule TO relates to the offer by Purchaser to purchase all of the
outstanding Common Stock, par value $0.001 (the "Shares"), of EMusic.com Inc., a
Delaware corporation (the "Company"), at the purchase price of $0.57 per Share, 
net to the seller in cash, upon the terms and subject to the conditions set     
forth in the Offer to Purchase (the "Offer to Purchase") and in the related     
Letter of Transmittal (which together with the Offer to Purchase, and any       
amendments and supplements thereto, collectively constitute the "Offer").       

ITEM 8.  INTEREST IN SECURITIES OF THE SUBJECT COMPANY                          

   Item 8 of the Schedule TO is hereby amended and supplemented by including
the following:                                                                  

              The Offer's subsequent offering period expired at 5:00 p.m., New
York City time, on Friday, June 1, 2001. Purchaser has accepted for   
  purchase all shares validly tendered in both the initial offering period
     and the subsequent offering period at the Offer Price. Based on information
     provided by American Stock Transfer & Trust Company, the depositary for the
   Offer, Purchaser has acquired approximately 37,000,584 Shares (127,027 of
which were tendered in the subsequent offering period pursuant to     
procedures for guaranteed delivery), or approximately 85.6% of the    
outstanding Shares as of June 1, 2001.                                

              Pursuant to the Merger Agreement, because Purchaser has acquired
more than 80% of the outstanding Shares, Purchaser has the option to  
 acquire from the Company that number of newly issued Shares which will,
 when added to the Shares previously acquired, give Purchaser 90% of the
 total outstanding Shares.  Purchaser intends to exercise this option as
soon as practicable.                                                  

              Further pursuant to the Merger Agreement, Purchaser then intends
to cause the Merger (as defined in the Offer to Purchase) to become   
     effective as soon as practicable. In connection with the Merger, each Share
   owned by Parent or Purchaser, or any wholly owned subsidiary of Parent or
the Company, or held in treasury by the Company, will be canceled and 
   retired, and all other Shares issued and outstanding immediately prior to
   the Effective Time (as defined in the Offer to Purchase) will be canceled
 and converted automatically into the right to receive $0.57 in cash per
Share.                                                                

ITEM 12.  EXHIBITS.                                                             

    Item 12 of the Schedule TO is hereby amended and supplemented by including
the following:                                                                  

(a)(10) Text of press release issued by Parent, dated June 4, 2001.   

SC TO-T/A 7th Page of 8 TOC 1st Previous Next ↓Bottom Just 7th
SIGNATURE 

 After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct. 

Schedules TO/A and 13D/A            UNIVERSAL ACQUISITION CORP.                 

By      
                  /s/ Lawrence Kenswil
                            ____________________________________
              Name: Lawrence Kenswil
                       Title: Executive Vice President

Schedules TO/A and 13D/A            UNIVERSAL MUSIC GROUP, INC.                 

By      
                  /s/ Lawrence Kenswil
                            ____________________________________
              Name: Lawrence Kenswil
                       Title: Executive Vice President

Schedule 13D/A                      VIVENDI UNIVERSAL                           

By      
                    /s/ Lawrence Kenswil
                            ____________________________________
              Name: Lawrence Kenswil
               Title: Attorney-in-Fact

Dated: June 4, 2001                                                             

SC TO-T/A Last Page of 8 TOC 1st Previous Next ↓Bottom Just 8th
EXHIBIT INDEX 
Exhibit                                                                         
-------                                                                         

(a)(1)* Offer to Purchase, dated April 20, 2001.                                

(a)(2)* Form of Letter of Transmittal.                                          

(a)(3)* Form of Notice of Guaranteed Delivery.                                  

(a)(4)* Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies   
and Other Nominees.                                                             

(a)(5)* Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks,
Trust Companies and Other Nominees.                                             

(a)(6)* Text of joint press release issued by Parent and the Company, dated     
April 9, 2001.                                                                  

(a)(7)* Guidelines for Certification of Taxpayer Identification Number on       
Substitute Form W-9.                                                            

(a)(8)* Form of summary advertisement, dated April 20, 2001.                    

(a)(9)* Text of press release issued by Parent, dated May 18, 2001.             

(a)(10) Text of press release issued by Parent, dated June 4, 2001.             

(d)(1)* Agreement and Plan of Merger, dated as of April 6, 2001, among Parent,  
Purchaser and the Company.                                                      

(d)(2)* Stockholders Agreement, dated as of April 6, 2001, among Parent,        
Purchaser and certain current and former directors and officers of the Company. 

* Previously filed.

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC TO-T/A’ Filing	Date	First	Last	Other Filings

Filed on:	6/4/01	6	8
	6/1/01	6
	5/22/01	3		SC 13D/A
	5/18/01	6	8	SC TO-T/A
	5/1/01	6		SC TO-T/A
	4/20/01	2	8	SC 14D9, SC TO-T
	4/16/01	3		3, 8-K/A, SC 13D, SC14D9C
	4/9/01	8		SC TO-C, SC14D9C
	4/6/01	8		3, 8-K, 8-K/A
				List all Filings

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Filing Submission 0000898430-01-500873 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Universal Music Group Inc, et al. – ‘SC TO-T/A’ on 6/4/01 re: eMusic.com, Inc.

On: Monday, 6/4/01, at 3:51pm ET · Accession #: 898430-1-500873 · File #: 5-56073

Previous ‘SC TO-T’: ‘SC TO-T/A’ on 5/18/01 · Latest ‘SC TO-T’: This Filing

Amendment to Tender-Offer Statement — Third-Party Tender Offer — Schedule TOFiling Table of Contents

SC TO-T/A — Final AmendmentDocument Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Tender-Offer Statement — Third-Party Tender Offer — Schedule TO
Filing Table of Contents

SC TO-T/A — Final Amendment
Document Table of Contents