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Wilen Investment Management Corp. – ‘SC 13G/A’ on 2/13/17 re: Universal Power Group Inc.

On:  Monday, 2/13/17, at 4:53pm ET   ·   Accession #:  902614-17-5   ·   File #:  5-82585

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/13/17  Wilen Investment Management Corp. SC 13G/A               1:5K   Universal Power Group Inc.

Amendment to Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Universal Power Group 2016 SC 13G/A                    3±    10K 


Document Table of Contents

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11st Page   -   Filing Submission
"Item 1. Security and Issuer:
"Item 2. Identity and Background:
"Item 4. Ownership:
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
"Item 7. Identification and Classification of Subsidiaries which acquired the security being reported on by the Parent Holding Company:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of Group:
"Item 10. Certification:


SCHEDULE 13G/A Filing for Fiscal Year 2016 UNIVERSAL POWER GROUP, INC. AMENDMENT NO. 6 Cusip Number 913788105 Page 1 of 4 UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 2 of 4 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Wilen Investment Management Corp. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) ** 3. SEC USE ONLY 4. CITIZEN OR PLACE OF ORGANIZATION NUMBER OF SHARES BENEFICALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 0 Shares 6. SHARED VOTING POWER NONE 7. SOLE DISPOSITIVE POWER 0 Shares 8. SHARES DISPOSTIVE POWER NONE 9. AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH PERSON 0 Shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% 12. TYPE OF REPORTING PERSON* IA UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 3 of 4 Item 1. Security and Issuer: This statement relates to the common stock of Universal Power Group, Inc. ("The Issuer") 1720 Hayden Road, Carrolltown, Texas 75006. Item 2. Identity and Background: (a) Name of Person Filing: Wilen Investment Management Corp. (b) Address of Principal Business Office: 14551 Meravi Drive Bonita Springs, Florida 34135 (c) Citizenship or Place of Organization: Florida (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 913788105 Item 3. The Entity Filing is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount Beneficially Owned: 0shares (b) Percent of class: 0.0% (c) Number of Shares as to which such entity has: (i) Sole power to vote or to direct the vote: 0 shares (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: None Item 5. Ownership of Five Percent or Less of a Class of Securities: Wilen Investment Management sold entire holdings in 2016. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable UNIVERSAL POWER GROUP, INC. Cusip Number 913788105 Page 4 of 4 Item 7. Identification and Classification of Subsidiaries which acquired the security being reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 14th day of February 2017. JAMES WILEN James Wilen, President Wilen Investment Management Corp.
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Filing Submission 0000902614-17-000005   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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