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Enron Corp/OR – ‘U-6B-2/A’ on 5/13/04

On:  Thursday, 5/13/04, at 1:53pm ET   ·   Effective:  5/13/04   ·   Accession #:  898080-4-272   ·   File #:  40-00585

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/13/04  Enron Corp/OR                     U-6B-2/A    5/13/04    1:8K                                     Dewey & Leboeuf LLP

Amendment to Certificate of Notice of Security Issue, Renewal or Guaranty   —   Form U-6B-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: U-6B-2/A    Certificate of Notification                            4     12K 

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Form U-6B-2 Certificate of Notification Enron Corp. Filed by a registered holding company or subsidiary thereof pursuant to Rule 52 adopted under the Public Utility Holding Company Act of 1935. This certificate is notice that the above-named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1, nor included within the exemption provided by Rule U-48. 1. Type of security or securities. Revolving promissory notes and term promissory notes. 2. Issue, renewal or guaranty. Issuances of promissory notes by Transwestern Pipeline Company. Guaranty by Transwestern Holding Company, Inc. of the issuances of promissory notes by Transwestern Pipeline Company. 3. Principal amount of each security. ================================================ ============== ============== Revolving Term B Credit Name of Initial Lender Commitment ($) Commitment ($) ================================================ ============== ============== Wachovia Bank, National Association 325,000,000 19,000,000 ------------------------------------------------ -------------- -------------- SunTrust Bank 19,000,000 19,000,000 ------------------------------------------------ -------------- -------------- Bank One, NA 9,000,000 12,000,000 ------------------------------------------------ -------------- -------------- Citicorp USA, Inc. 9,000,000 12,000,000 ------------------------------------------------ -------------- -------------- Union Bank of California, N.A. 9,000,000 12,000,000 ------------------------------------------------ -------------- -------------- Harris Nesbitt Financing, Inc. 6,000,000 12,000,000 ------------------------------------------------ -------------- -------------- Bank of Scotland 4,000,000 8,500,000 ------------------------------------------------ -------------- -------------- Newcourt Capital USA, Inc. 4,000,000 8,500,000 ------------------------------------------------ -------------- -------------- Fortis Capital Corp. 4,000,000 8,500,000 ------------------------------------------------ -------------- --------------
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================================================ ============== ============== Revolving Term B Credit Name of Initial Lender Commitment ($) Commitment ($) ================================================ ============== ============== Australia and New Zealand Banking Group 4,000,000 8,500,000 Limited ------------------------------------------------ -------------- -------------- Southwest Bank of Texas, N.A. 4,000,000 8,500,000 ------------------------------------------------ -------------- -------------- Commerzbank AG, New York and Grand Cayman 0 9,000,000 Branches ------------------------------------------------ -------------- -------------- Allied Irish Banks, p.l.c. 0 6,500,000 ------------------------------------------------ -------------- -------------- PB Capital Corporation 3,000,000 6,000,000 ------------------------------------------------ -------------- -------------- Total 400,000,000 150,000,000 ================================================ ============== ============== 4. Rate of interest per annum of each security. Variable. 5. Date of issue, renewal or guaranty of each security. 3 May 2004. 6. If renewal of security, give date of original issue. Not applicable. 7. Date of maturity of each security. 30 April 2008 in the case of the obligations consisting of revolving loan advances, and 30 April 2009 in the case of obligations consisting of term loan advances. 8. Name of the person to whom each security was issued, renewed or guaranteed. See the information provided in the table in Item 3. 9. Collateral given with each security, if any. Security interest in substantially all of the assets of Transwestern Pipeline Company. Pledge by Transwestern Holding Company, Inc. of the stock of Transwestern Pipeline Company.
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10. Consideration received for each security. Advances by the Lenders to the Borrower under the $ 42,000,000.00 Revolving portion of the Credit Agreement Advances by the Lenders to the Borrower under the $ 400,000,000.00 Term portion of the Credit Agreement TOTAL ADVANCES: $ 442,000,000.00 ================= 11. Application of proceeds of each security. (1) Payoff existing credit facility $ 437,204,788.46 (2) Bank Fees and Expenses and Legal Fees $ 3,888,626.48 (3) Transwestern Pipeline Company $ 906,585.06 TOTAL DISBURSEMENTS $ 442,000,000.00 ================= 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provision of Section 6(a) because of: (a) the provisions contained in the first sentence of Section 6(b). (b) the provisions contained in the fourth sentence of Section 6(b). (c) the provisions contained in any rule of the Commission other than Rule U-48. X (If reporting for more than one security insert the identifying symbol after applicable statement.) 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other then outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the
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principal amount and par value of the other securities of such company then outstanding. Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the term of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed. Rule 52(b) Enron Corp. By: /s/ Joel N. Ephross -------------------------- Name: Joel N. Ephross Title: Assistant General Counsel Date: 13 May 2004
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Filing Submission 0000898080-04-000272   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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