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Arnhold & S Bleichroeder Inc – ‘SC 13G’ on 2/14/97 re: Encon Systems Inc

As of:  Friday, 2/14/97   ·   Accession #:  732816-97-6   ·   File #:  5-42820

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/14/97  Arnhold & S Bleichroeder Inc      SC 13G                 1:5K   Encon Systems Inc

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      3     14K 


Document Table of Contents

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11st Page   -   Filing Submission
"Item 1(a)-. Name of Issuer: Encon Systems, Inc
"Item 1(b)-. Address of Issuer's Principal Executive Offices:
"Item 2(a)-. Name of Person Filing: Arnhold and S. Bleichroeder, Inc
"Item 2(c)-. Citizenship: New York, NY, USA (Place of Incorporation)
"Item 2(d)-. Title of Class of Securities: Common Stock
"Item 4(b) -. Percent of Class: -2.35%
"Item 5 -. Ownership of Five Percent or Less of a Class: YES
"Item 6 -. Ownership of More than Five percent on Behalf of Another Person:
2Item 7-. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
"Item 8-. Identification and Classification of Members of the Group:
"Item 9-. Notice of Dissolution of Group:
"Item 10 -. Certification:
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Cusip 292553104 Item 1: Reporting Person: Arnhold and S. Bleichroeder, Inc. (Tax ID: 134959915) Item 4: State of New York Item 5: 199,066 Item 6: None Item 7: 199,066 Item 8: None Item 9: 199,066 Item 11: 2.35% Item 12: IA, BD Cusip 292553104 Schedule 13 G (Cont.) Item 1(a)- Name of Issuer: Encon Systems, Inc. Item 1(b)- Address of Issuer's Principal Executive Offices: 86 South Street Hopkinton, MA 01748 Item 2(a)- Name of Person Filing: Arnhold and S. Bleichroeder, Inc. Item 2(b)- Address of Principal Business Office: 1345 Ave of Americas New York, NY 10105 Item 2(c)- Citizenship: New York, NY, USA (Place of Incorporation) Item 2(d)- Title of Class of Securities: Common Stock Item 2(e)- Cusip Number: 292553104 Item 3-This statement is being filed pursuant to Rule 13d-1(b). The person filing is a : (a) Broker or Dealer registered under Section 15 of the act; and (e)-Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940. Item 4(a) Amount beneficially owned: 199,066 shares of Common Stock, Consisting of 99,066 shares currently owned and rights to acquire an additional 100,000 shares pursuant to warrants expiring 12/22/98. Arnhold and S. Bleichroeder, Inc. holds the shares and the warrants for its own account. Item 4(b) - Percent of Class: -2.35%- Item 4(c)- Number of Shares to which Arnhold and S. Bleichroeder, Inc. has: (i)--sole power to vote or to direct the vote: 199,066 (ii)-shared power to vote or to direct the vote: -0- (iii)sole power to dispose or to direct the disposition of: 199,066 (iv)-shared power to dispose or to direct the disposition of -0- Item 5 - Ownership of Five Percent or Less of a Class: YES -------------------------------------------- Item 6 - Ownership of More than Five percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable
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Cusip 74156H109 Schedule G (Cont.) Item 7-Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8-Identification and Classification of Members of the Group: Not Applicable Item 9-Notice of Dissolution of Group: Not Applicable Item 10 - Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
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Cusip 292553104 Schedule G (Cont.) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief , I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 ARNHOLD AND S. BLEICHROEDER, INC. By: /S/ Ronald A. Bendelius -------------------------------- Ronald A. Bendelius Senior Vice President By: /S/ Charles J Rodriguez ----------------------------- Charles J. Rodriguez Senior Vice President

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filing Submission 0000732816-97-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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