SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 2/19/20 Caterpillar Inc S-8 POS 2/19/20 1:37K |
Document/Exhibit Description Pages Size 1: S-8 POS Post-Effective Amendment of a Form S-8 HTML 20K Registration
Document |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. | ||||||||
Large
accelerated filer | ţ | Accelerated filer | ¨ | |||||
Non-accelerated filer | ¨ | Smaller reporting company | ¨ | |||||
Emerging
growth company | ¨ | |||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨ |
• | Registration Statement on Form S-8 (File No. 333-111355), filed with the SEC on December 19, 2003, as amended by Post-Effective Amendment No. 1 to Form S-8 filed with the SEC on November
19, 2004, registering 5,000,000 shares of Common Stock, par value $1.00 per share (the “Common Stock”), of the Registrant to be issued under the Plan and an indeterminate amount of plan interests; |
• | Registration Statement on Form S-8 (Registration No. 333-133265) filed with the SEC on April 13, 2006, registering 50,000,000 shares of Common Stock of the Registrant to be issued under the Plan and an indeterminate amount of plan
interests; and |
• | Registration Statement on Form S-8 (Registration No. 333-168894) filed with the SEC on August 17, 2010, registering 55,000,000 shares of Common Stock of the Registrant to be issued under the Plan and an indeterminate amount of plan interests. |
CATERPILLAR
INC. | ||
By: | /s/ Suzette M. Long | |
Name: | ||
Title: | Chief
Legal Officer, General Counsel and Corporate Secretary |
CATERPILLAR
401(K) RETIREMENT PLAN | ||
By: | ||
Name: | ||
Title: | Chair of Caterpillar
Inc. Benefit Administrative Committee |
This ‘S-8 POS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 2/19/20 | 10-K, S-8, S-8 POS | ||
12/31/19 | 10-K, 4 | |||
8/17/10 | S-8 | |||
4/13/06 | S-8 | |||
11/19/04 | 4, S-8 POS | |||
12/19/03 | 4, S-8 | |||
List all Filings |