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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/18/19 Vale S.A. 20-F 12/31/18 205:52M Toppan Merrill-FA |
Document/Exhibit Description Pages Size
1: 20-F Annual Report by a Foreign Non-Canadian Issuer HTML 4.51M
2: EX-8 Opinion of Counsel re: Tax Matters HTML 112K
5: EX-13.1 Annual or Quarterly Report to Security Holders HTML 58K
3: EX-12.1 Statement re: Computation of Ratios HTML 61K
4: EX-12.2 Statement re: Computation of Ratios HTML 60K
6: EX-15.1 Letter re: Unaudited Interim Financial Info HTML 57K
7: EX-15.2 Letter re: Unaudited Interim Financial Info HTML 56K
14: R1 Document and Entity Information HTML 85K
15: R2 Consolidated Income Statement HTML 143K
16: R3 Consolidated Statement of Comprehensive Income HTML 110K
17: R4 Consolidated Statement of Cash Flows HTML 154K
18: R5 Consolidated Statement of Cash Flows HTML 56K
(Parenthetical)
19: R6 Consolidated Statement of Financial Position HTML 182K
20: R7 Consolidated Statement of Changes in Equity HTML 123K
21: R8 Corporate information HTML 59K
22: R9 Basis for preparation of the financial statements HTML 228K
23: R10 Brumadinho's dam failure HTML 107K
24: R11 Information by business segment and by geographic HTML 890K
area
25: R12 Costs and expenses by nature HTML 134K
26: R13 Financial result HTML 113K
27: R14 Streaming transactions HTML 64K
28: R15 Income taxes HTML 205K
29: R16 Basic and diluted earnings per share HTML 95K
30: R17 Accounts receivable HTML 84K
31: R18 Inventories HTML 80K
32: R19 Recoverable taxes HTML 75K
33: R20 Other financial assets and liabilities HTML 106K
34: R21 Non-current assets and liabilities held for sale HTML 186K
and discontinued operations
35: R22 Subsidiaries HTML 180K
36: R23 Investments in associates and joint ventures HTML 542K
37: R24 Noncontrolling interest HTML 271K
38: R25 Intangibles HTML 147K
39: R26 Property, plant and equipment HTML 243K
40: R27 Impairment and onerous contracts HTML 119K
41: R28 Loans, borrowings and cash and cash equivalents HTML 133K
42: R29 Liabilities related to associates and joint HTML 105K
ventures
43: R30 Financial instruments classification HTML 546K
44: R31 Fair value estimate HTML 170K
45: R32 Derivative financial instruments HTML 317K
46: R33 Provisions HTML 90K
47: R34 Asset retirement obligations HTML 99K
48: R35 Litigation HTML 163K
49: R36 Employee Benefits HTML 996K
50: R37 Stockholders' equity HTML 275K
51: R38 Related parties HTML 261K
52: R39 Commitments HTML 87K
53: R40 Risk management HTML 77K
54: R41 Additional information about derivatives financial HTML 1.75M
instruments
55: R42 Basis for preparation of the financial statements HTML 309K
(Policies)
56: R43 Basis for preparation of the financial statements HTML 196K
(Tables)
57: R44 Brumadinho's dam failure (Tables) HTML 70K
58: R45 Information by business segment and by geographic HTML 886K
area (Tables)
59: R46 Costs and expenses by nature (Tables) HTML 138K
60: R47 Financial result (Tables) HTML 109K
61: R48 Income taxes (Tables) HTML 201K
62: R49 Basic and diluted earnings per share (Tables) HTML 94K
63: R50 Accounts receivable (Tables) HTML 96K
64: R51 Inventories (Tables) HTML 80K
65: R52 Recoverable taxes (Tables) HTML 74K
66: R53 Other Financial Assets And Liabilities (Tables) HTML 104K
67: R54 Non-current assets and liabilities held for sale HTML 182K
and discontinued operations (Tables)
68: R55 Subsidiaries (Tables) HTML 176K
69: R56 Investments in associates and joint ventures HTML 536K
(Tables)
70: R57 Noncontrolling interest (Tables) HTML 269K
71: R58 Intangibles (Tables) HTML 146K
72: R59 Property, plant and equipment (Tables) HTML 236K
73: R60 Impairment and onerous contracts (Tables) HTML 103K
74: R61 Loans, borrowings and cash and cash equivalents HTML 132K
(Tables)
75: R62 Liabilities related to associates and joint HTML 216K
ventures (Tables)
76: R63 Financial instruments classification (Tables) HTML 544K
77: R64 Fair value estimate (Tables) HTML 164K
78: R65 Derivative financial instruments (Tables) HTML 315K
79: R66 Provisions (Tables) HTML 90K
80: R67 Asset retirement obligations (Tables) HTML 96K
81: R68 Litigation (Tables) HTML 151K
82: R69 Employee Benefits (Tables) HTML 989K
83: R70 Stockholders' equity (Tables) HTML 266K
84: R71 Related parties (Tables) HTML 260K
85: R72 Commitments (Tables) HTML 81K
86: R73 Additional information about derivatives financial HTML 1.76M
instruments (Tables)
87: R74 Basis for preparation of the financial statements HTML 63K
- Presentation currency (Details)
88: R75 Basis for preparation of the financial statements HTML 106K
- IFRS 9 Financial Instrument (Details)
89: R76 Basis for preparation of the financial statements HTML 74K
- IFRS 16 Lease (Details)
90: R77 Brumadinho's dam failure (Details) HTML 65K
91: R78 Brumadinho's dam failure - Operation stoppages and HTML 65K
de-characterization of the upstream dams (Details)
92: R79 Brumadinho's dam failure - Assets write-offs HTML 58K
(Details)
93: R80 Brumadinho's dam failure - Framework Agreements HTML 74K
(Details)
94: R81 Brumadinho's dam failure - Donations and other HTML 84K
incurred expenses (Details)
95: R82 Brumadinho's dam failure - Contingencies and other HTML 100K
legal matters (Details)
96: R83 Information by business segment and by geographic HTML 147K
area - Adjusted EBITDA (Details)
97: R84 Information by business segment and by geographic HTML 89K
area - Adjusted EBITDA reconciled to net income
(Details)
98: R85 Information by business segment and by geographic HTML 64K
area - Special events occurred during the year
(Details)
99: R86 Information by business segment and by geographic HTML 94K
area - Assets (Details)
100: R87 Information by business segment and by geographic HTML 97K
area - Investments in associates and joint
ventures, intangibles and property, plant and
equipment by geographic area (Details)
101: R88 Information by business segment and by geographic HTML 123K
area - Revenue (Details)
102: R89 Information by business segment and by geographic HTML 67K
area - Commodity price risk (Details)
103: R90 Costs and expenses by nature - Cost of goods sold HTML 81K
and services (Details)
104: R91 Costs and expenses by nature - Selling and HTML 65K
administrative (Details)
105: R92 Costs and expenses by nature - Other (Details) HTML 65K
106: R93 Financial result (Details) HTML 89K
107: R94 Streaming transactions - (Details) HTML 95K
108: R95 Income taxes -Deferred tax assets and liabilities HTML 77K
(Details)
109: R96 Income taxes -Assets and liabilities (Details) HTML 62K
110: R97 Income taxes - Changes in deferred tax (Details) HTML 120K
111: R98 Income taxes - Income tax reconciliation (Details) HTML 83K
112: R99 Income taxes - Tax incentives (Details) HTML 60K
113: R100 Income taxes - Settlement program (Details) HTML 64K
114: R101 Basic and diluted earnings per share (Details) HTML 80K
115: R102 Accounts receivable (Details) HTML 70K
116: R103 Inventories (Details) HTML 68K
117: R104 Recoverable taxes (Details) HTML 65K
118: R105 Other financial assets and liabilities (Details) HTML 101K
119: R106 Non-current assets and liabilities held for sale HTML 96K
and discontinued operations (Details)
120: R107 Non-current assets and liabilities held for sale HTML 86K
and discontinued operations - Sale of Fertilizers
assets (Details)
121: R108 Non-current assets and liabilities held for sale HTML 90K
and discontinued operations - Results of
discontinued operations (Details)
122: R109 Non-current assets and liabilities held for sale HTML 97K
and discontinued operations - Cash flows of
discontinued operations (Details)
123: R110 Subsidiaries (Details) HTML 114K
124: R111 Investments in associates and joint ventures - HTML 119K
Ownership and voting capital (Details)
125: R112 Investments in associates and joint ventures - HTML 99K
Changes during the year (Details)
126: R113 Investments in associates and joint ventures - HTML 125K
Acquisitions and divestiture (Details)
127: R114 Investments in associates and joint ventures HTML 155K
-Carrying amount, equity in results and dividend
received (Details)
128: R115 Investments in associates and joint ventures - HTML 118K
Financial information (Details)
129: R116 Noncontrolling interest - Financial information HTML 138K
(Details)
130: R117 Intangibles - Changes in Intangibles (Details) HTML 100K
131: R118 Intangibles - Estimated useful lives (Details) HTML 66K
132: R119 Property, plant and equipment - Changes (Details) HTML 130K
133: R120 Property, plant and equipment - Disposal of assets HTML 69K
(Details)
134: R121 Property, plant and equipment - Estimated useful HTML 80K
lives (Details)
135: R122 Impairment and onerous contracts (Details) HTML 107K
136: R123 Loans, borrowings and cash and cash equivalents - HTML 57K
Loans and borrowings (Details)
137: R124 Loans, borrowings and cash and cash equivalents - HTML 75K
Total debt (Details)
138: R125 Loans, borrowings and cash and cash equivalents - HTML 72K
Debt payments (Details)
139: R126 Loans, borrowings and cash and cash equivalents - HTML 88K
Reconciliation of debt to cash flows arising from
financing activities (Details)
140: R127 Loans, borrowings and cash and cash equivalents - HTML 57K
Policy (Details)
141: R128 Loans, borrowings and cash and cash equivalents - HTML 59K
Liquidity risk (Details)
142: R129 Liabilities related to associates and joint HTML 67K
ventures - Framework agreement (Details)
143: R130 Liabilities related to associates and joint HTML 84K
ventures - Movements of provision (Details)
144: R131 Liabilities related to associates and joint HTML 94K
ventures - Samarco financial information (Details)
145: R132 Financial instruments classification (Details) HTML 145K
146: R133 Financial instruments classification - HTML 173K
Classification of financial assets and liabilities
by currencies (Details)
147: R134 Fair value estimate - Assets and liabilities HTML 110K
measured and recognized at fair value (Details)
148: R135 Fair value estimate - Changes in assets and HTML 74K
liabilities (Details)
149: R136 Fair value estimate - Fair value of financial HTML 69K
instruments not measured at fair value (Details)
150: R137 Derivative financial instruments - Effects of HTML 94K
derivatives on statement of financial position
(Details)
151: R138 Derivative financial instruments - Effects of HTML 97K
derivatives on the income statement, cash flow and
other comprehensive income (Details)
152: R139 Derivative financial instruments - Hedge in HTML 67K
foreign operations (Details)
153: R140 Provisions (Details) HTML 75K
154: R141 Asset retirement obligations - (Details) HTML 79K
155: R142 Asset retirement obligations - Changes in HTML 65K
long-term interest rates (Details)
156: R143 Litigation (Details) HTML 91K
157: R144 Litigation - Contingent liabilities (Details) HTML 66K
158: R145 Litigation - Judicial deposits (Details) HTML 68K
159: R146 Litigation - Contingencies related to Samarco HTML 67K
accident (Details)
160: R147 Litigation - Contingencies assets (Details) HTML 60K
161: R148 Employee Benefits - Change in benefit obligation HTML 87K
(Details)
162: R149 Employee Benefits - Evolution of assets fair value HTML 85K
(Details)
163: R150 Employee benefits - Reconciliation of assets and HTML 122K
liabilities recognized in the statement of
financial position (Details)
164: R151 Employee benefits - Costs recognized in the income HTML 72K
statement (Details)
165: R152 Employee benefits - Costs recognized in the HTML 92K
statement of comprehensive income (Details)
166: R153 Employee benefits - Actuarial and economic HTML 118K
assumptions and sensitivity analysis (Details)
167: R154 Employee benefits - Assets of pension plans HTML 65K
(Details)
168: R155 Employee benefits - Overfunded pension plans - HTML 103K
Assets by category (Details)
169: R156 Employee benefits - Overfunded pension plans - HTML 85K
Measurement of assets at fair value (Details)
170: R157 Employee benefits - Underfunded pension plans - HTML 105K
Assets by category (Details)
171: R158 Employee benefits - Underfunded pension plans, HTML 82K
Measurement of plan assets at fair value (Details)
172: R159 Employee benefits - Expected benefit payments HTML 86K
(Details)
173: R160 Employee benefits - Profit sharing program ("Plr") HTML 57K
(Details)
174: R161 Employee benefits - Long-term compensation plan HTML 70K
(Details)
175: R162 Stockholders' equity - Share capital (Details) HTML 110K
176: R163 Stockholders' equity - Share buyback program HTML 63K
(Details)
177: R164 Stockholders' equity - Remuneration to the HTML 85K
Company's stockholders (Details)
178: R165 Stockholders' equity - Profit reserves (Details) HTML 89K
179: R166 Stockholders' equity - Unrealized fair value gain HTML 78K
(Losses) (Details)
180: R167 Stockholders' equity - Conversion preferred shares HTML 61K
(Details)
181: R168 Stockholders' equity - Merger of Valepar S.A HTML 94K
(Details)
182: R169 Stockholders' equity - Share position (Details) HTML 83K
183: R170 Stockholders' equity - Shareholders' Agreement HTML 59K
(Details)
184: R171 Related parties (Details) HTML 99K
185: R172 Related parties - Coal segment transactions HTML 70K
(Details)
186: R173 Related parties - Key management personnel HTML 71K
remuneration (Details)
187: R174 Commitments - Contractual obligations (Details) HTML 81K
188: R175 Commitments - Guarantees provided (Details) HTML 64K
189: R176 Commitments - Nickel Operations (Details) HTML 59K
190: R177 Additional information about derivatives financial HTML 136K
instruments - Protection programs for the R$
denominated debt instruments (Details)
191: R178 Additional information about derivatives financial HTML 83K
instruments - Protection program for EUR
denominated debt instruments (Details)
192: R179 Additional information about derivatives financial HTML 81K
instruments - Bunker Oil purchase cash flows
protection program (Details)
193: R180 Additional information about derivatives financial HTML 85K
instruments - Protection programs for base metals
raw materials and products (Details)
194: R181 Additional information about derivatives financial HTML 67K
instruments - Freight derivative positions
(Details)
195: R182 Additional information about derivatives financial HTML 70K
instruments - Wheaton Precious Metals Corp.
warrants (Details)
196: R183 Additional information about derivatives financial HTML 70K
instruments - Debentures convertible into shares
of Valor da Logstica Integrada (Details)
197: R184 Additional information about derivatives financial HTML 70K
instruments - Options related to MBR shares
(Details)
198: R185 Additional information about derivatives financial HTML 94K
instruments - Embedded derivatives in contracts
(Details)
199: R186 Additional information about derivatives financial HTML 240K
instruments - Sensitivity analysis of derivative
financial instruments (Details)
200: R187 Additional information about derivatives financial HTML 143K
instruments - Market curves, Products (Details)
201: R188 Additional information about derivatives financial HTML 271K
instruments - Market curves, Interest rates
(Details)
202: R189 Additional information about derivatives financial HTML 59K
instruments - Currency ending rates (Details)
204: XML IDEA XML File -- Filing Summary XML 404K
203: EXCEL IDEA Workbook of Financial Reports XLSX 293K
8: EX-101.INS XBRL Instance -- vale-20181231 XML 20.74M
10: EX-101.CAL XBRL Calculations -- vale-20181231_cal XML 487K
11: EX-101.DEF XBRL Definitions -- vale-20181231_def XML 2.38M
12: EX-101.LAB XBRL Labels -- vale-20181231_lab XML 4.09M
13: EX-101.PRE XBRL Presentations -- vale-20181231_pre XML 3.38M
9: EX-101.SCH XBRL Schema -- vale-20181231 XSD 806K
205: ZIP XBRL Zipped Folder -- 0001047469-19-002391-xbrl Zip 753K
I, Luciano Siani Pires, certify that:
1. I have reviewed this annual report on Form 20-F of Vale S.A.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the company as of, and for, the periods presented in this report;
4. The company’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15-d-15(f)) for the company and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the company’s internal control over financial reporting that occurred during the period covered by the annual report that has materially affected, or is reasonably likely to materially affect, the company’s internal control over financial reporting; and
5. The company’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the company’s auditors and the audit committee of the company’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the company’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the company’s internal control over financial reporting.
April 18, 2019
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Chief Financial Officer |
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