SEC Info - Coogan W William Jr, et al. - ‘SC 13D/A’ on 8/28/02 re: Firstmark Corp/ME

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Coogan W William Jr, et al. – ‘SC 13D/A’ on 8/28/02 re: Firstmark Corp/ME

On: Wednesday, 8/28/02, at 6:52pm ET · As of: 8/29/02 · Accession #: 1021408-2-11471 · File #: 5-50803

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/29/02  Coogan W William Jr               SC 13D/A    8/28/02    1:26K  Firstmark Corp/ME                 Donnelley R… Fin’l/NY/FA
          H William Coogan Jr
          H William Coogan Trust
          Susan C Coogan

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial          13     53K 
                          Ownership

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer Identity and Background Interests in Securities of the Issuer Material to Be Filed as Exhibits Purpose of the Transaction Security and Issuer Source and Amount of Funds or Other Consideration
1	1st Page - Filing Submission
5	Item 1. Security and Issuer
"	Item 2. Identity and Background
"	Item 3. Source and Amount of Funds or Other Consideration
6	Item 4. Purpose of the Transaction
7	Item 5. Interests in Securities of the Issuer
8	Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
"	Item 7. Material to Be Filed as Exhibits

SC 13D/A 1st Page of 13 TOC ↑Top Previous Next ↓Bottom Just 1st
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

FIRSTMARK CORP.
(Name of Issuer)

COMMON STOCK, PAR VALUE $0.20
(Title of Class of Securities)

337908 20 6
(CUSIP Number)

H. WILLIAM COOGAN, JR. THE H. WILLIAM COOGAN IRREVOCABLE TRUST
1801 LIBBIE AVENUE SUSAN C. COOGAN, TRUSTEE
SUITE 201 4712 CHARMIAN ROAD
RICHMOND, VIRGINIA 23226 RICHMOND, VIRGINIA 23226
(804) 240-8297 (804) 353-6542

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

AUGUST 27, 2002
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1 (b)(3) or (4), check the following box [_].

Check the following box if a fee is being paid with the statement [_]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).

NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1 (a) for other parties whom copies for other
parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).

SC 13D/A 2nd Page of 13 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No. 337908 20 6

--------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only).

H. William Coogan, Jr.
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of Group (a) [x] (b) [_]
--------------------------------------------------------------------------------
3. SEC Use Only

--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)

--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) [_]
--------------------------------------------------------------------------------
6. Citizenship or Place of Organization

United States of America

--------------------------------------------------------------------------------
7. Sole Voting Power

Number of H. William Coogan, Jr. - 1,545,379
Shares -------------------------------------------------------
Beneficially 8. Shared Voting Power
Owned by
Each -0-
Reporting -------------------------------------------------------
Person 9. Sole Dispositive Power
With

H. William Coogan, Jr. - 1,499,941/(1)/
-------------------------------------------------------
10. Shared Dispositive Power

-0-

--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person

H. William Coogan, Jr. - 1,545,379/(1)/
--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [_]
--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)

H. William Coogan, Jr. - 28.9%/(2)/
--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)

--------------------------------------------------------------------------------

/(1)/ Does not include 45,438 shares of Common Stock to be acquired pursuant to
the terms of certain Securities Purchase Agreements. Mr. Coogan has voting power
with respect to such shares as a result of proxies granted to him. See Item 4
herein for more information.

/(2)/ Based on 5,342,043 shares of Common Stock issued and outstanding, as
reported in the Issuer's Form 10-QSB for the quarter ended June 30, 2002.

Page 2 of 9 pages

SC 13D/A 3rd Page of 13 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No. 337908 20 6

--------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only).

The H. William Coogan Irrevocable Trust

--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of Group (a) [x] (b) [_]

--------------------------------------------------------------------------------
3. SEC Use Only

--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)

--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) [_]

Not Applicable

--------------------------------------------------------------------------------
6. Citizenship or Place of Organization

United States of America

--------------------------------------------------------------------------------
7. Sole Voting Power

Number of 1,162,903
Shares -------------------------------------------------------
Beneficially 8. Shared Voting Power
Owned by
Each -0-
Reporting -------------------------------------------------------
Person 9. Sole Dispositive Power
With

1,162,903

-------------------------------------------------------
11. Shared Dispositive Power

-0-

--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person

1,162,903

--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Share
(See Instructions) [_]

Not Applicable

--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)

21.8%/(1)/

--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)

OO (trust)
--------------------------------------------------------------------------------

/(1)/ Based on 5,342,043 shares of Common Stock issued and outstanding, as
reported in the Issuer's Form 10-QSB for the quarter ended June 30, 2002.

Page 3 of 9 pages

SC 13D/A 4th Page of 13 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP No. 337908 20 6

--------------------------------------------------------------------------------
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only).

Susan C. Coogan

--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of Group (a) [x] (b) [_]

--------------------------------------------------------------------------------
3. SEC Use Only

--------------------------------------------------------------------------------
4. Source of Funds (See Instructions)

OO
--------------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d)
or 2(e) [_]

Not Applicable

--------------------------------------------------------------------------------
6. Citizenship or Place of Organization

United States of America

--------------------------------------------------------------------------------
7. Sole Voting Power

Number of 1,162,903
Shares --------------------------------------------------------
Beneficially 8. Shared Voting Power
Owned by
Each -0-
Reporting --------------------------------------------------------
Person 9. Sole Dispositive Power
With
1,162,903
--------------------------------------------------------
12. Shared Dispositive Power

-0-

--------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person

1,162,903

--------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [_]

Not Applicable

--------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)

21.8%/(1)/

--------------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)

--------------------------------------------------------------------------------

/(1)/ Based on 5,342,043 shares of Common Stock issued and outstanding, as
reported in the Issuer's Form 10-QSB for the quarter ended June 30, 2002.

Page 4 of 9 pages

SC 13D/A 5th Page of 13 TOC 1st Previous Next ↓Bottom Just 5th
CUSIP No. 337908 20 6

This Amendment No. 3 ("Amendment No. 3") hereby amends and supplements (i)
the statement on Schedule 13D originally filed by H. William Coogan, Jr. ("Mr.
Coogan") with the Securities and Exchange Commission (the "SEC") on April 14,
1997, as amended on May 12, 1997 and on July 19, 2002; and (ii) the statement on
Schedule 13D originally filed by The H. William Coogan Irrevocable Trust (the
"Trust") and Susan C. Coogan ("Ms. Coogan") with the SEC on April 14, 1997, as
amended on May 12, 1997 and July 19, 2002 (as previously so amended and
supplemented, the "Statements"), with respect to shares of common stock, par
value $0.20 per share (the "Common Stock"), of Firstmark Corp., a Maine
corporation (the "Issuer"). Each of Mr. Coogan, the Trust and Ms. Coogan is
referred to herein as a "Reporting Person" and are collectively referred to
herein as the "Reporting Persons."

Unless otherwise expressly set forth herein, capitalized terms not defined
in this Amendment No. 3 have the meanings given to such terms in the Statements.

ITEM 1. SECURITY AND ISSUER.

This Amendment No. 3 relates to the Common Stock of the Issuer. As reported
in the Issuer's Form 10-QSB for the quarter ended June 30, 2002, the address of
the principal executive offices of the Issuer is 2700 Via Fortuna, Suite 400,
Austin, Texas 78746.

ITEM 2. IDENTITY AND BACKGROUND.

No change from the Statements for Mr. Coogan, the Trust and Ms. Coogan.

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.

On various dates from July 11, 2002 through August 9, 2002, Mr. Coogan
entered into 30 Securities Purchase Agreement and Option to Acquire Shares
contracts (each a "Securities Purchase Agreement" and together the "Securities
Purchase Agreements") with certain holders of the Issuer's Common Stock. The
form of the Securities Purchase Agreement, was filed as Exhibit B to Amendment
No. 2 to Schedule 13D, as filed by the Reporting Persons on July 19, 2002. As of
the date of this filing, the total number of shares of Common Stock that Mr.
Coogan has purchased under certain Securities Purchase Agreements is 443,552,
and the per share purchase price is $1.00, for a total acquisition purchase
price of $443,552 in the aggregate. Mr. Coogan used his personal funds as the
source of funds used to acquire the shares under the Securities Purchase
Agreements.

Mr. Coogan has not yet purchased shares under five Securities Purchase
Agreements relating to an aggregate of 45,438 shares. Out of those five
Securities Purchase Agreements, four agreements relating to 44,338 shares have
been amended to extend the closing date of the delivery of the shares until such
time as delivery can be made by each Seller (as defined in Item 4 herein). Mr.
Coogan anticipates similarly amending the Securities Purchase Agreement relating
to 1,100 shares of Common Stock in the near future. Mr. Coogan expects to use
his personal funds as the source of funds to be used to acquire the 45,438
shares under the five Securities Purchase Agreements.

In addition, on various dates from July 10, 2002 through July 17, 2002, Mr.
Coogan purchased an aggregate of 55,000 shares of Common Stock in the open
market for an aggregate purchase price of $83,620.91. The purchases were made
funded by Mr. Coogan's personal funds. Mr. Coogan has provided information on
the open market purchases in the Statements.

Page 5 of 9 pages

SC 13D/A 6th Page of 13 TOC 1st Previous Next ↓Bottom Just 6th
CUSIP No. 337908 20 6

The Trust received 1,162,903 shares of Common Stock in April 1997 upon
consummation of the conversion described in the Statements filed by the Trust
and Ms. Coogan. Neither the Trust nor Ms. Coogan has purchased or otherwise
acquired shares of Common Stock other than as described in the Statements and
herein.

ITEM 4. PURPOSE OF THE TRANSACTION.

Beginning July 11, 2002 and through August 9, 2002, Mr. Coogan entered into
30 Securities Purchase Agreements. Pursuant to the terms of the Securities
Purchase Agreements, certain individual holders of the Issuer's Common Stock
(each a "Seller" and together the "Sellers") agreed to sell to Mr. Coogan a
certain number of shares of Common Stock held by each Seller at a per share
purchase price of $1.00. The total number of shares of Common Stock that Mr.
Coogan has purchased under certain Securities Purchase Agreements is 443,552,
for an aggregate acquisition purchase price of $443,552.

As indicated in Item 3 herein, Mr. Coogan has not yet purchased shares
under five Securities Purchase Agreements relating to an aggregate of 45,438
shares. Pursuant to the terms of those agreements, and pending the closing of
the purchase of shares of Common Stock by Mr. Coogan from the Sellers pursuant
to the five Securities Purchase Agreements, each such Seller has constituted and
appointed Mr. Coogan to be the Seller's true and lawful attorney-in-fact to vote
the shares held by the Seller on the date of the Securities Purchase Agreements
on any and all matters that may be put to a vote of shareholders of the Issuer
at any regular or special meeting of shareholders of the Issuer or otherwise.
Subject to the terms of the Securities Purchase Agreements, such proxy granted
to Mr. Coogan is irrevocable.

Mr. Coogan's acquisition of Common Stock pursuant to certain Securities
Purchase Agreements, and the proxy power granted by the Sellers to Mr. Coogan
pursuant to the terms of the Securities Purchase Agreements, together with Mr.
Coogan's open market purchases of Common Stock, have resulted in the Reporting
Persons having the power to vote and direct the vote of approximately 50.7% of
the issued and outstanding shares of the Issuer's Common Stock, or over a
majority of the Common Stock. As a result, the Reporting Persons have the power,
among other things, to vote on and elect all of the members of the board of
directors of the Issuer (the "Board").

On July 12, 2002, Mr. Coogan, in his capacity as President of the Issuer,
called a substitute annual meeting of the Issuer (the "Annual Meeting") to (i)
fix the number of directors to serve until the next annual meeting of
shareholders, (ii) elect directors to serve until the next annual meeting of
shareholders, and (iii) ratify the appointment of Ernst & Young, LLP to audit
the Issuer's financial statements for its 2002 fiscal year. On August 23, 2002,
Mr. Coogan filed definitive proxy materials (the "Coogan Proxy Statement") with
the Securities and Exchange Commission relating to his solicitation of proxies
from the shareholders of the Issuer in connection with the Annual Meeting, and
on that date began mailing the Coogan Proxy Statement to shareholders of the
Issuer as of the close of business on August 9, 2002, the record date for the
Annual Meeting. Specifically, Mr. Coogan has delivered the Coogan Proxy
Statement in order to solicit proxies from shareholders of the Issuer's Common
Stock to vote for (i) for fixing the number of directors to serve until the next
annual meeting of shareholders at six, (ii) electing Mr. Coogan's
director-nominees presented in the Coogan Proxy Statement to serve as directors
of the Issuer, and (iii) ratifying the appointment of Ernst & Young, LLP to
audit the Issuer's financial statements for 2002.

Page 6 of 9 pages

SC 13D/A 7th Page of 13 TOC 1st Previous Next ↓Bottom Just 7th
CUSIP No. 337908 20 6

Because Mr. Coogan and Ms. Coogan collectively control approximately 50.7%
of the shares of Issuer's Common Stock, they would have the ability to establish
a quorum at the Annual Meeting and to vote for (a) fixing the number of
directors to serve until the next annual meeting of shareholders at six, and (b)
electing Mr. Coogan's director-nominees presented in the Coogan Proxy Statement
to serve as directors of the Issuer. As a result, the election of Mr. Coogan's
director-nominees would be assured.

Each Reporting Person reserves the right to increase or decrease the size
of their respective investments in the Issuer.

Except as disclosed herein, the Reporting Persons have no present plans or
proposals that relate to or would result in any actions or events required to be
described in Item 4 of Schedule 13D.

ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER.

(a) As of the date hereof, Mr. Coogan beneficially owns an aggregate of
1,545,379 shares of Common Stock, including 45,438 shares of Common Stock that
Mr. Coogan has the right to acquire under certain Securities Purchase
Agreements. Based on the Issuer's Form 10-QSB for the quarter ended June 30,
2002, which indicates that there are 5,342,043 shares of Common Stock
outstanding, Mr. Coogan beneficially owns approximately 28.9% of said
outstanding shares of Common Stock of the Issuer.

As of the date hereof, the Trust, and Ms. Coogan, as trustee, beneficially
own an aggregate of 1,162,903 shares of Common Stock. Based on the Issuer's Form
10-QSB for the quarter ended March 31, 2002, which indicates that there are
5,342,043 shares of Common Stock outstanding, the Trust, and Ms. Coogan, as
trustee, beneficially own approximately 21.8 % of said outstanding shares of
Common Stock of the Issuer.

(b) Mr. Coogan possesses the sole power to vote or direct the vote of
1,545,379 shares of Common Stock. Mr. Coogan has the sole power to dispose or
direct the disposition of 1,499,941 shares of Common Stock.

The Trust possesses the sole power to vote or direct the vote and to
dispose or direct the disposition of 1,162,903 shares of Common Stock, and Ms.
Coogan, as trustee, possesses the sole power to vote or direct the vote and to
dispose or direct the disposition of 1,162,903 shares of Common Stock.

(c) Except as set for in Items 3 and 4 herein or in Exhibits C and D
hereto, each of Mr. Coogan, the Trust or Ms. Coogan has not effected any
transaction in shares of Common Stock during the 60 days preceding the date
hereof.

(d) Not applicable.

Page 7 of 9 pages

SC 13D/A 8th Page of 13 TOC 1st Previous Next ↓Bottom Just 8th
CUSIP No. 337908 20 6

(e) Not applicable.

ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.

Mr. Coogan is the Chairman of the Board of Directors, President and Chief
Executive Officer of the Issuer. On August 26, 2002, Ms. Coogan was appointed a
director of the Issuer to fill a vacancy on the Board.

Except as disclosed in Item 3 and Item 4 herein or in the exhibits hereto,
there are no contracts, arrangements, understandings or relationships (legal or
otherwise) between Mr. Coogan and any other person with respect to the
securities of the Issuer. Mr. Coogan and Ms. Coogan are husband and wife.

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.

Exhibit A - Agreement to Joint Filing of Amendment No. 3 to Schedule
13D among H. William Coogan, Jr., The H. William Coogan
Irrevocable Trust and Susan C. Coogan

Exhibit B - Form of Securities Purchase Agreement and Option to Acquire
Shares (incorporated by reference from Amendment No. 2 to
Schedule 13D filed by the Reporting Persons on July 19, 2002)

Exhibit C - Information on Open Market Purchases

Exhibit D - Information on Parties to the Securities Purchase
Agreements.

Page 8 of 9 pages

SC 13D/A 9th Page of 13 TOC 1st Previous Next ↓Bottom Just 9th
SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, we
certify that the information set forth in this statement is true, complete and
correct.

Dated: August 28, 2002 /s/ H. William Coogan, Jr.
------------------------------------------
H. William Coogan, Jr.

THE H. WILLIAM COOGAN IRREVOCABLE TRUST

Dated: August 28, 2002 /s/ Susan C. Coogan, Trustee
------------------------------------------
By: Susan C. Coogan, Trustee

Dated: August 28, 2002 /s/ Susan C. Coogan
------------------------------------------
Susan C. Coogan

Page 9 of 9 pages

SC 13D/A 10th Page of 13 TOC 1st Previous Next ↓Bottom Just 10th
Exhibit A

AGREEMENT TO JOINT FILING OF
AMENDMENT NO. 3 TO SCHEDULE 13D

The undersigned agree to the filing of a single statement on Schedule 13D
on behalf of each of them in respect of the common stock of Firstmark Corp.
beneficially owned by them.

Dated: August 28, 2002 /s/ H. William Coogan, Jr.
-------------------------------------
H. William Coogan, Jr.

H. WILLIAM COOGAN IRREVOCABLE TRUST

Dated: August 28, 2002 /s/ Susan C. Coogan, Trustee
-------------------------------------
By: Susan C. Coogan, Trustee

Dated: August 28, 2002 /s/ Susan C. Coogan
-------------------------------------
Susan C. Coogan

A-1

SC 13D/A 11th Page of 13 TOC 1st Previous Next ↓Bottom Just 11th
Exhibit C

Information on Open Market Purchases

[Enlarge/Download Table]

Date
Purchased Shares Share Price Commission Total Cost
----------------- ----------------- ----------------- ----------------- ---------------

July 10, 2002 2,000 $ 1.05 $ 94.50 $ 2,194.50
================= ==============

July 15, 2002 500 $ 1.35 30.38 $ 705.38
1,000 $ 1.30 58.50 $ 1,358.50
10,000 $ 1.45 652.50 $ 15,152.50
7,000 $ 1.45 456.75 $ 10,606.75
500 $ 1.28 28.80 $ 668.80
----------------- ---------------
19,000 $ 28,491.93
================= ===============

July 16, 2002 20,000 $ 1.49 1,341.00 $ 31,141.00
3,000 $ 1.49 201.15 $ 4,671.15
500 $ 1.48 33.30 $ 773.30
----------------- ---------------
23,500 $ 36,585.45
================= ===============

July 17, 2002 10,000 $ 1.49 670.50 $ 15,570.50
500 $ 1.49 33.53 $ 778.53
----------------- ---------------
10,500 $ 16,349.03
================= ===============

TOTAL 55,000 $ 83,620.91
================= ===============

C-1

SC 13D/A 12th Page of 13 TOC 1st Previous Next ↓Bottom Just 12th
Exhibit D

Information on Parties to the
Securities Purchase Agreements

[Enlarge/Download Table]

Number
Date Seller of Shares
---- ------ ---------

July 11, 2002 Jeffrey Vigue 5,000
July 11, 2002 Michael E. and Sally E. Bouthot JT Ten 2,000
July 11, 2002 Clyde Campbell, Trustee
Ada Campbell, Trustee, The Campbell Living Trust 12,624
July 11, 2002 Millard S. Parlin Jr. 5,000
July 11, 2002 Robert W. Getchell 2,000(1)
July 11, 2002 John Joseph Jr., Custodian -
Caroline M. Joseph UGMA ME 2,000
July 11, 2002 John Joseph Jr., Custodian -
Amy H. Joseph UGMA ME 2,000
July 11, 2002 John Joseph Jr., Custodian -
John M. Joseph, III, UGMA ME 2,000
July 11, 2002 Tessa K. Joseph 2,000
July 11, 2002 Elsie P. Viles 18,000
July 11, 2002 William T. Adamson II 2,355
July 11, 2002 Clarence and Barbara Herrick, Trustees, Herrick Living Trust 1,100(1)
July 11, 2002 Susan Bassi Brown 10,000
July 11, 2002 Kristopher M. Gilbert-Vigue 1,525
July 11, 2002 Ivy L. Gilbert 22,837
July 11, 2002 Ivy L. Gilbert, as President of
GV Financial Group 30,000
July 11, 2002 James F. Vigue 27,500
July 11, 2002 Walter H. Zukowski, Trustee -
Walter H. Zukowski Trust 72,952
July 11, 2002 Harold L. Vigue, Trustee -
Vigue Loving Trust 20,000
July 11, 2002 Lorraine Kingsbury, Trustee -
Robert S. Kingsbury Family Trust 80,000
July 11, 2002 John M. Joseph, Trustee -
Joseph Family Trust 27,447
July 11, 2002 William G. Savage, Trustee -
Savage Family Trust 27,812
July 15, 2002 John Vigue for
Oyster River Management 8,500(1)
July 15, 2002 Arthur J. Haug, Trustee -
The Haug Loving Trust 25,000
July 16, 2002 Warren M. Aldred and Beverly L. Aldred 37,500
July 17, 2002 John T. Wyand, Trustee -
John T. Wyand Trust 30,549(1)

(table continued on next page)

D-1

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[Download Table]

Number
Date Seller of Shares
---- ------ ---------

July 23, 2002 Rock LaCroix & Bernadette LaCroix JT TEN 4,000
August 5, 2002 Phil A. Whitney & Karin Whitney JT TEN 3,289(1)
August 9, 2002 George Joseph, Custodian -
Hannah W. Joseph UGMA ME 2,000
August 9, 2002 George Joseph, Custodian -
Lydia M. Joseph UGMA ME 2,000
----------
Total 488,990

___________________
(1) As of the date of the filing of this Amendment No. 2, Mr. Coogan has not
purchased the indicated shares.

D-2

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

Filed as of:	8/29/02			8-K
Filed on:	8/28/02	9	10
	8/27/02	1
	8/26/02	8
	8/23/02	6		8-K, 8-K/A, DEFC14A, PRRN14A
	8/9/02	5	13
	8/5/02	13
	7/23/02	13
	7/19/02	5	8	SC 13D/A
	7/17/02	5	12
	7/16/02	12
	7/15/02	12
	7/12/02	6
	7/11/02	5	12	8-K
	7/10/02	5
	6/30/02	2	7	10QSB
	3/31/02	7		10QSB
	5/12/97	5		3, 4, SC 13D/A
	4/14/97	5		SC 13D
				List all Filings

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Filing Submission 0001021408-02-011471 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Coogan W William Jr, et al. – ‘SC 13D/A’ on 8/28/02 re: Firstmark Corp/ME

On: Wednesday, 8/28/02, at 6:52pm ET · As of: 8/29/02 · Accession #: 1021408-2-11471 · File #: 5-50803

Previous ‘SC 13D’: ‘SC 13D/A’ on 7/19/02 · Latest ‘SC 13D’: This Filing

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents