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Superior Galleries Inc – ‘10-Q’ for 9/30/06 – EX-31.1

On:  Wednesday, 11/22/06, at 3:37pm ET   ·   For:  9/30/06   ·   Accession #:  1019687-6-2877   ·   File #:  0-27121

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/22/06  Superior Galleries Inc            10-Q        9/30/06    5:109K                                   Publicease Inc/FA

Quarterly Report   —   Form 10-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                      33    175K 
 2: EX-31.1     Certification per Sarbanes-Oxley Act (Section 302)     2±    10K 
 3: EX-31.2     Certification per Sarbanes-Oxley Act (Section 302)     2±    10K 
 4: EX-32.1     Certification per Sarbanes-Oxley Act (Section 906)     1      7K 
 5: EX-32.2     Certification per Sarbanes-Oxley Act (Section 906)     1      7K 


EX-31.1   —   Certification per Sarbanes-Oxley Act (Section 302)

EX-31.1TOCTopPreviousNextBottomJust 1st
 

Exhibit 31.1 CERTIFICATION OF CEO PURSUANT TO SECURITIES EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a) AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Silvano DiGenova, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Superior Galleries, Inc.; 2. Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) [language omitted pursuant to SEC Release 34-47986] for the registrant and have: a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) [omitted pursuant to SEC Release 34-47986]; c) evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures as of the end of the period covered by this report based on such evaluation; and d) disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected or is reasonably likely to materially affect the registrant's internal control over financial reporting; and 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: November 22, 2006 By: /s/ Silvano DiGenova ----------------------- Silvano DiGenova, Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:11/22/068-K
For Period End:9/30/06NT 10-Q
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Filing Submission 0001019687-06-002877   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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