Leviticus Partners LP, et al. – ‘SC 13G/A’ on 1/23/20 re: Luna Innovations Inc

On:  Thursday, 1/23/20, at 12:16pm ET   ·   Accession #:  1019432-20-2   ·   File #:  5-82335

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Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of               5±    15K 
                Beneficial Ownership by a Passive Investor                       

Document Table of Contents

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

  SCHEDULE 13G/A

 Under the Securities Exchange Act of 1934
  (AMENDMENT NO. 4)*

LUNA INNOVATIONS INC
--------------------------------------------------------------------            
(Name of Issuer)

Common Stock
------------------------------------------------------------------              
(Title of Class of Securities)

550351100   
----------------------------------------------------------------------          
(CUSIP Number)

12/31/2019    
----------------------------------------------------------------------          
 (Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this          
schedule                                                                        
is filed:                                                                       

/  /   Rule 13d-i(b)                                                            
/X /  Rule 13d-i(c)                                                             
/  /  Rule 13d-i(d)                                                             

------------------------                                                        
*The remainder of this cover page shall be filled out for a reporting           
person's initial filing on this form with respect to the subject class          
of securities, and for any subsequent amendment containing information          
which would alter the disclosures provided in a prior cover page.               

The information required in the remainder of this cover page shall not          
be deemed to be "filed" for the purpose of Section 18 of the Securities         
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of         
that section of the Act but shall be subject to all other provisions of         
the Act.                                                                        

CUSIP NO.   550351100                    13G/A                                  
------------------------------------------------------------------------        
--------                                                                        
1    NAME OF REPORTING PERSON                                                   
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)            

AMH Equity LLC                                                                  
------------------------------------------------------------------------        

2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                          

(a)   /   /           (b)     /   /                                   
------------------------------------------------------------------------        

3    SEC USE ONLY                                                               
------------------------------------------------------------------------        

4    CITIZENSHIP OR PLACE OF ORGANIZATION                                       

New York, USA                                                         
------------------------------------------------------------------------        

NUMBER OF        5    SOLE VOTING POWER                         

SHARES             238,944                                

BENEFICIALLY                                                          
            --------------------------------------------------

OWNED BY        6    SHARED VOTING POWER                      

EACH                                                  
         -------------------------------------------------

REPORTING        7    SOLE DISPOSITIVE POWER                    

PERSON             238,944                                

WITH                                                  
             -------------------------------------------------

8    SHARED DISPOSITIVE POWER 

------------------------------------------------------------------------        

9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
1,909,809 shares of common stock.                                     
------------------------------------------------------------------------        

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN              
SHARES*  / /                                                                    

------------------------------------------------------------------------        

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                            

6.33%                                                                 
------------------------------------------------------------------------        

12   TYPE OF REPORTING PERSON*                                                  
PN                                                                    
------------------------------------------------------------------------        

CUSIP NO.   550351100                    13G/A                                  
------------------------------------------------------------------------        

1    NAME OF REPORTING PERSON                                                   
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)            

Leviticus Partners, L.P.                                                        
------------------------------------------------------------------------        

2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                          

(a)   /   /           (b)     /   /                                   
------------------------------------------------------------------------        

3    SEC USE ONLY                                                               
------------------------------------------------------------------------        

4    CITIZENSHIP OR PLACE OF ORGANIZATION                                       

Delaware, USA                                                         
------------------------------------------------------------------------        

NUMBER OF        5    SOLE VOTING POWER                         

SHARES             1,670,865 Shares of Common Stock       

BENEFICIALLY                                                          
                      ------------------------------------------

OWNED BY        6    SHARED VOTING POWER                      

EACH                                                  
                 -----------------------------------

REPORTING        7    SOLE DISPOSITIVE POWER                    

PERSON             1,670,865 Shares of Common Stock       

WITH                                                  
             ---------------------------------------------
8    SHARED DISPOSITIVE POWER   

------------------------------------------------------------------------        

9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
1,909,809 shares of common stock.                                     
------------------------------------------------------------------------        

10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN              
SHARES*  / /                                                                    

------------------------------------------------------------------------        

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                            

6.33%                                                                 
------------------------------------------------------------------------        

12   TYPE OF REPORTING PERSON*                                                  
PN                                                                    
------------------------------------------------------------------------        

ITEM 1:   (a)   NAME OF ISSUER:                                                 

Luna Innovations Incorporated                   

(b)   ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:      
301 First Street, SW, Suite 200                 
Roanoke, VA 24011                               

ITEM 2:   (a)   NAME OF PERSON FILING:                                          

 This Schedule 13G/A is jointly filed by Leviticus
Partners, L.P., a Delaware limited partnership ("Leviticus"), and               
AMH Equity, LLC ("AMH"), a New York limited liability company                   
(each a "Reporting Person" and, collectively, the "Reporting                    
Persons"). AMH is the general partner of Leviticus.                             

(b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE :                

370 Lexington Avenue            
Suite 201                       
New York, NY 10017              

(c)   CITIZENSHIP:                                          

See above                                       

(d)   TITLE OF CLASS OF SECURITIES:                         

SEE COVER PAGE                                  

(e)   CUSIP NUMBER:                                         

SEE COVER PAGE                                  

ITEM 3:         See Item 12 above                                               

ITEM 4:   (a)   AMOUNT BENEFICIALLY OWNED:                                      

See Item 9 above                                

(b)   PERCENT OF CLASS:                                     

See Item 11 above                               

 (c)   NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS VOTING AND
DISPOSITIVE POWERS:                             

See Items 5 and 7 above                         

ITEM 5:         OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: / /               

ITEM 6:         OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER        
PERSON:                                                                         
N/A                                             

The principal address of Leviticus is:          
370 Lexington Avenue                            
Suite 201                                       
New York, NY 10017                              

ITEM 7:                                                                         
Inapplicable                                    

ITEM 8:                                                                         
Inapplicable                                    

ITEM 9:         NOTICE OF DISSOLUTION OF GROUP:                                 

Inapplicable                                    

ITEM 10:        CERTIFICATION:                                                  

By signing below I certify that, to the best of my                              
knowledge and belief, the securities referred to above were acquired            
and are held in theordinary course of business and were not acquired            
and are not held for the purpose of and do not have the effect of               
changing or influencing the control of the issuer of the securities             
and were not acquired and are not held in connection with or as a               
participant in any transaction having such purpose or effect.                   

After reasonable inquiry and to the best of my knowledge and                    
belief, I certify that the information set forth in this statement is           
true, complete and correct.                                                     

Date:  January 23, 2020                                                         

        Leviticus Partners, L.P.
                        By: AMH Equity, LLC, its general partner
 By: /s/ Adam Hutt
Name: Adam Hutt 
      Title: Managing Member

AMH Equity, LLC 
 By: /s/ Adam Hutt
Name: Adam Hutt 
      Title: Managing Member

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing		Date		Other Filings
Filed on:		1/23/20		SC 13G/A
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