SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/16/12 Griffon Corp 10-K 9/30/12 120:25M Command Financial |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 2.04M 2: EX-21 Subsidiaries List HTML 35K 3: EX-23 Consent of Experts or Counsel HTML 38K 4: EX-31.1 Certification -- §302 - SOA'02 HTML 41K 5: EX-31.2 Certification -- §302 - SOA'02 HTML 41K 6: EX-32 Certification -- §906 - SOA'02 HTML 36K 79: R1 Document And Entity Information HTML 63K 59: R2 Consolidated Balance Sheets HTML 157K 74: R3 Consolidated Balance Sheets (Parentheticals) HTML 64K 83: R4 Consolidated Statements of Operations HTML 157K 108: R5 Consolidated Statements of Cash Flows HTML 191K 62: R6 Consolidated Statements of Shareholders' Equity HTML 126K and Comprehensive Income (Loss) 73: R7 Description of Business and Summary of Significant HTML 75K Accounting Policies 53: R8 Acquisitions HTML 63K 42: R9 Inventories HTML 42K 110: R10 Property, Plant and Equipment HTML 45K 85: R11 Goodwill and Other Intangibles HTML 73K 84: R12 Discontinued Operations HTML 52K 91: R13 Accrued Liabilities HTML 47K 92: R14 Restructuring and Other Related Charges HTML 63K 89: R15 Warranty Liability HTML 43K 93: R16 Notes Payable, Capitalized Leases and Long-Term HTML 268K Debt 75: R17 Employee Benefit Plans HTML 205K 80: R18 Income Taxes HTML 131K 87: R19 Stockholders' Equity and Equity Compensation HTML 146K 119: R20 Accumulated Other Comprehensive Income (Loss) HTML 47K 102: R21 Commitments and Contingent Liabilities HTML 45K 68: R22 Earnings Per Share HTML 49K 86: R23 Related Parties HTML 38K 71: R24 Quarterly Financial Information (Unaudited) HTML 72K 32: R25 Business Segments HTML 171K 103: R26 Other Income (Expense) HTML 36K 115: R27 Consolidating Guarantor and Non-Guarantor HTML 494K Financial Information 47: R28 Subsequent Event HTML 35K 46: R29 Schedule Ii HTML 113K 51: R30 Accounting Policies, by Policy (Policies) HTML 145K 52: R31 Acquisitions (Tables) HTML 56K 54: R32 Inventories (Tables) HTML 41K 21: R33 Property, Plant and Equipment (Tables) HTML 44K 100: R34 Goodwill and Other Intangibles (Tables) HTML 71K 66: R35 Discontinued Operations (Tables) HTML 49K 69: R36 Accrued Liabilities (Tables) HTML 46K 37: R37 Restructuring and Other Related Charges (Tables) HTML 63K 118: R38 Warranty Liability (Tables) HTML 42K 13: R39 Notes Payable, Capitalized Leases and Long-Term HTML 250K Debt (Tables) 56: R40 Employee Benefit Plans (Tables) HTML 216K 107: R41 Income Taxes (Tables) HTML 135K 34: R42 Stockholders' Equity and Equity Compensation HTML 135K (Tables) 45: R43 Accumulated Other Comprehensive Income (Loss) HTML 44K (Tables) 50: R44 Earnings Per Share (Tables) HTML 46K 60: R45 Quarterly Financial Information (Unaudited) HTML 67K (Tables) 20: R46 Business Segments (Tables) HTML 168K 41: R47 Consolidating Guarantor and Non-Guarantor HTML 495K Financial Information (Tables) 15: R48 Schedule Ii (Tables) HTML 112K 105: R49 Description of Business and Summary of Significant HTML 108K Accounting Policies (Detail) 33: R50 Acquisitions (Detail) HTML 39K 101: R51 Acquisitions (Detail) - Summary of fair values of HTML 50K assets acquired 38: R52 Acquisitions (Detail) - Summary of goodwill and HTML 48K intangible asset classifications 57: R53 Acquisitions (Detail) - Schedule of pro forma HTML 70K information and net earnings 14: R54 INVENTORIES (Detail) - Summary of Inventories HTML 43K stated at lower cost 17: R55 PROPERTY, PLANT AND EQUIPMENT (Detail) - Summary HTML 46K of property plant and equipment 49: R56 Goodwill and Other Intangibles (Detail) HTML 52K 25: R57 Goodwill and Other Intangibles (Detail) - Summary HTML 49K of changes in carrying value of goodwill 112: R58 Goodwill and Other Intangibles (Detail) - Summary HTML 48K of gross carrying value and accumulated amortization of intangible assets 64: R59 DISCONTINUED OPERATIONS (Detail) - Summary of HTML 55K discontinued operations 90: R60 ACCRUED LIABILITIES (Detail) - Schedule of accrued HTML 64K liabilities 40: R61 Restructuring and Other Related Charges (Detail) HTML 55K 43: R62 Restructuring and Other Related Charges (Detail) - HTML 41K Summary of restructuring and other related charges 98: R63 Restructuring and Other Related Charges (Detail) - HTML 50K Activity in restructuring accrual recorded in accrued liabilities 94: R64 WARRANTY LIABILITY (Detail) - Summary of changes HTML 41K in warrant liability included in Accrued liabilities 67: R65 Notes Payable, Capitalized Leases and Long-Term HTML 422K Debt (Detail) 96: R66 Notes Payable, Capitalized Leases and Long-Term HTML 50K Debt (Detail) - Summary of net minimum payments on capitalized leases 39: R67 Notes Payable, Capitalized Leases and Long-Term HTML 105K Debt (Detail) - Summary of long term debt 72: R68 Notes Payable, Capitalized Leases and Long-Term HTML 112K Debt (Detail) - Summary of Interest expense incurred 114: R69 Employee Benefit Plans (Detail) HTML 89K 16: R70 Employee Benefit Plans (Detail) - Schedule of net HTML 64K periodic costs 31: R71 Employee Benefit Plans (Detail) - Weighted-average HTML 45K assumptions used in determining the net periodic benefit costs 58: R72 Employee Benefit Plans (Detail) - Plan assets and HTML 151K benefit obligation of the defined benefit plans 23: R73 Employee Benefit Plans (Detail) - Schedule of HTML 40K weighted average assumptions used in determining benefit obligations 117: R74 Employee Benefit Plans (Detail) - Actual and HTML 42K weighted-average assets allocation for qualified benefit plans 35: R75 Employee Benefit Plans (Detail) - Estimated future HTML 46K benefit payments to retirees 26: R76 Employee Benefit Plans (Detail) - Pension and HTML 56K post-retirement plan assets by asset category 30: R77 Employee Benefit Plans (Detail) - Schedule of HTML 41K activity for level 3 assets 18: R78 Employee Benefit Plans (Detail) - ESOP Shares HTML 42K 22: R79 Income Taxes (Detail) HTML 47K 81: R80 Income Taxes (Detail) - Components of Income HTML 41K before taxes and discontinued operations 28: R81 Income Taxes (Detail) - Provision (benefit) for HTML 59K income taxes on income from continuing operations 113: R82 Income Taxes (Detail) - Schedule of effective HTML 75K income tax rate reconciliation 55: R83 Income Taxes (Detail) - Schedule of deferred tax HTML 113K assets and liabilities 88: R84 Income Taxes (Detail) - Components of net deferred HTML 46K tax asset (liability), by balance sheet account 95: R85 Income Taxes (Detail) - Schdule of unrecognized HTML 48K tax benefits 27: R86 Stockholders' Equity and Equity Compensation HTML 74K (Detail) 29: R87 Stockholders' Equity and Equity Compensation HTML 120K (Detail) - Summary of stock option activity 109: R88 Stockholders' Equity and Equity Compensation HTML 62K (Detail) - Stock options activity range of exercise prices 24: R89 Stockholders' Equity and Equity Compensation HTML 77K (Detail) - Summary of restricted stock activity 82: R90 ACCUMULATED OTHER COMPREHENSIVE INCOME (LOSS) HTML 53K (Detail) - Summary of comprehensive income 78: R91 Commitments and Contingent Liabilities (Detail) HTML 63K 99: R92 EARNINGS PER SHARE (Detail) - Basic and diluted HTML 53K EPS from continuing operations 77: R93 Related Parties (Detail) HTML 43K 63: R94 Quarterly Financial Information (Unaudited) HTML 46K (Detail) 104: R95 Quarterly Financial Information (UNAUDITED) HTML 63K (Detail) - Schedule of quarterly financial information 61: R96 Business Segments (Detail) HTML 36K 36: R97 Business Segments (Detail) - Summary of HTML 124K reconciliation of segment profit before taxes and operations 70: R98 Business Segments (Detail) - Summary of segment HTML 48K assets 65: R99 Business Segments (Detail) - Segment information HTML 50K by geographic region was as follows 48: R100 Other Income (Expense) (Detail) HTML 37K 120: R101 CONSOLIDATING GUARANTOR AND NON-GUARANTOR HTML 172K FINANCIAL INFORMATION (Detail) - Summary of consolidated balance sheets 97: R102 CONSOLIDATING GUARANTOR AND NON-GUARANTOR HTML 168K FINANCIAL INFORMATION (Detail) - Summary of consolidated statement of operations 76: R103 CONSOLIDATING GUARANTOR AND NON-GUARANTOR HTML 240K FINANCIAL INFORMATION (Detail) - Summary of consolidated cash flows 19: R104 Subsequent Event (Detail) HTML 35K 106: R105 SCHEDULE II (Detail) - Schedule Of Valuation and HTML 57K Qualifying Accounts 116: XML IDEA XML File -- Filing Summary XML 189K 44: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 6.05M 7: EX-101.INS XBRL Instance -- gff-20120930 XML 9.23M 9: EX-101.CAL XBRL Calculations -- gff-20120930_cal XML 172K 10: EX-101.DEF XBRL Definitions -- gff-20120930_def XML 1.66M 11: EX-101.LAB XBRL Labels -- gff-20120930_lab XML 2.24M 12: EX-101.PRE XBRL Presentations -- gff-20120930_pre XML 1.64M 8: EX-101.SCH XBRL Schema -- gff-20120930 XSD 386K 111: ZIP XBRL Zipped Folder -- 0000930413-12-006185-xbrl Zip 420K
Exhibit 31.1
Certification
|
|
|
I, Ronald J. Kramer, certify that: |
||
|
|
|
1. |
I have reviewed this annual report on Form 10-K of Griffon Corporation; |
|
|
|
|
2. |
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
|
|
|
|
3. |
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
|
|
|
|
4. |
The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
|
|
|
|
|
(a) |
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
|
|
|
|
(b) |
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
|
|
|
|
(c) |
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
|
|
|
|
(d) |
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
|
|
|
5. |
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
|
|
|
|
|
(a) |
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
|
|
|
|
(b) |
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
|
|
|
/s/ RONALD J. KRAMER |
|
|
|
Ronald J. Kramer |
|
Chief Executive Officer |
|
(Principal Executive Officer) |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 11/16/12 | |||
For Period end: | 9/30/12 | 5, ARS | ||
List all Filings |