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Griffon Corp – ‘10-K’ for 9/30/12 – ‘EX-32’

On:  Friday, 11/16/12, at 1:08pm ET   ·   For:  9/30/12   ·   Accession #:  930413-12-6185   ·   File #:  1-06620

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/12  Griffon Corp                      10-K        9/30/12  120:25M                                    Command Financial

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.04M 
 2: EX-21       Subsidiaries List                                   HTML     35K 
 3: EX-23       Consent of Experts or Counsel                       HTML     38K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     41K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     41K 
 6: EX-32       Certification -- §906 - SOA'02                      HTML     36K 
79: R1          Document And Entity Information                     HTML     63K 
59: R2          Consolidated Balance Sheets                         HTML    157K 
74: R3          Consolidated Balance Sheets (Parentheticals)        HTML     64K 
83: R4          Consolidated Statements of Operations               HTML    157K 
108: R5          Consolidated Statements of Cash Flows               HTML    191K  
62: R6          Consolidated Statements of Shareholders' Equity     HTML    126K 
                and Comprehensive Income (Loss)                                  
73: R7          Description of Business and Summary of Significant  HTML     75K 
                Accounting Policies                                              
53: R8          Acquisitions                                        HTML     63K 
42: R9          Inventories                                         HTML     42K 
110: R10         Property, Plant and Equipment                       HTML     45K  
85: R11         Goodwill and Other Intangibles                      HTML     73K 
84: R12         Discontinued Operations                             HTML     52K 
91: R13         Accrued Liabilities                                 HTML     47K 
92: R14         Restructuring and Other Related Charges             HTML     63K 
89: R15         Warranty Liability                                  HTML     43K 
93: R16         Notes Payable, Capitalized Leases and Long-Term     HTML    268K 
                Debt                                                             
75: R17         Employee Benefit Plans                              HTML    205K 
80: R18         Income Taxes                                        HTML    131K 
87: R19         Stockholders' Equity and Equity Compensation        HTML    146K 
119: R20         Accumulated Other Comprehensive Income (Loss)       HTML     47K  
102: R21         Commitments and Contingent Liabilities              HTML     45K  
68: R22         Earnings Per Share                                  HTML     49K 
86: R23         Related Parties                                     HTML     38K 
71: R24         Quarterly Financial Information (Unaudited)         HTML     72K 
32: R25         Business Segments                                   HTML    171K 
103: R26         Other Income (Expense)                              HTML     36K  
115: R27         Consolidating Guarantor and Non-Guarantor           HTML    494K  
                Financial Information                                            
47: R28         Subsequent Event                                    HTML     35K 
46: R29         Schedule Ii                                         HTML    113K 
51: R30         Accounting Policies, by Policy (Policies)           HTML    145K 
52: R31         Acquisitions (Tables)                               HTML     56K 
54: R32         Inventories (Tables)                                HTML     41K 
21: R33         Property, Plant and Equipment (Tables)              HTML     44K 
100: R34         Goodwill and Other Intangibles (Tables)             HTML     71K  
66: R35         Discontinued Operations (Tables)                    HTML     49K 
69: R36         Accrued Liabilities (Tables)                        HTML     46K 
37: R37         Restructuring and Other Related Charges (Tables)    HTML     63K 
118: R38         Warranty Liability (Tables)                         HTML     42K  
13: R39         Notes Payable, Capitalized Leases and Long-Term     HTML    250K 
                Debt (Tables)                                                    
56: R40         Employee Benefit Plans (Tables)                     HTML    216K 
107: R41         Income Taxes (Tables)                               HTML    135K  
34: R42         Stockholders' Equity and Equity Compensation        HTML    135K 
                (Tables)                                                         
45: R43         Accumulated Other Comprehensive Income (Loss)       HTML     44K 
                (Tables)                                                         
50: R44         Earnings Per Share (Tables)                         HTML     46K 
60: R45         Quarterly Financial Information (Unaudited)         HTML     67K 
                (Tables)                                                         
20: R46         Business Segments (Tables)                          HTML    168K 
41: R47         Consolidating Guarantor and Non-Guarantor           HTML    495K 
                Financial Information (Tables)                                   
15: R48         Schedule Ii (Tables)                                HTML    112K 
105: R49         Description of Business and Summary of Significant  HTML    108K  
                Accounting Policies (Detail)                                     
33: R50         Acquisitions (Detail)                               HTML     39K 
101: R51         Acquisitions (Detail) - Summary of fair values of   HTML     50K  
                assets acquired                                                  
38: R52         Acquisitions (Detail) - Summary of goodwill and     HTML     48K 
                intangible asset classifications                                 
57: R53         Acquisitions (Detail) - Schedule of pro forma       HTML     70K 
                information and net earnings                                     
14: R54         INVENTORIES (Detail) - Summary of Inventories       HTML     43K 
                stated at lower cost                                             
17: R55         PROPERTY, PLANT AND EQUIPMENT (Detail) - Summary    HTML     46K 
                of property plant and equipment                                  
49: R56         Goodwill and Other Intangibles (Detail)             HTML     52K 
25: R57         Goodwill and Other Intangibles (Detail) - Summary   HTML     49K 
                of changes in carrying value of goodwill                         
112: R58         Goodwill and Other Intangibles (Detail) - Summary   HTML     48K  
                of gross carrying value and accumulated                          
                amortization of intangible assets                                
64: R59         DISCONTINUED OPERATIONS (Detail) - Summary of       HTML     55K 
                discontinued operations                                          
90: R60         ACCRUED LIABILITIES (Detail) - Schedule of accrued  HTML     64K 
                liabilities                                                      
40: R61         Restructuring and Other Related Charges (Detail)    HTML     55K 
43: R62         Restructuring and Other Related Charges (Detail) -  HTML     41K 
                Summary of restructuring and other related charges               
98: R63         Restructuring and Other Related Charges (Detail) -  HTML     50K 
                Activity in restructuring accrual recorded in                    
                accrued liabilities                                              
94: R64         WARRANTY LIABILITY (Detail) - Summary of changes    HTML     41K 
                in warrant liability included in Accrued                         
                liabilities                                                      
67: R65         Notes Payable, Capitalized Leases and Long-Term     HTML    422K 
                Debt (Detail)                                                    
96: R66         Notes Payable, Capitalized Leases and Long-Term     HTML     50K 
                Debt (Detail) - Summary of net minimum payments on               
                capitalized leases                                               
39: R67         Notes Payable, Capitalized Leases and Long-Term     HTML    105K 
                Debt (Detail) - Summary of long term debt                        
72: R68         Notes Payable, Capitalized Leases and Long-Term     HTML    112K 
                Debt (Detail) - Summary of Interest expense                      
                incurred                                                         
114: R69         Employee Benefit Plans (Detail)                     HTML     89K  
16: R70         Employee Benefit Plans (Detail) - Schedule of net   HTML     64K 
                periodic costs                                                   
31: R71         Employee Benefit Plans (Detail) - Weighted-average  HTML     45K 
                assumptions used in determining the net periodic                 
                benefit costs                                                    
58: R72         Employee Benefit Plans (Detail) - Plan assets and   HTML    151K 
                benefit obligation of the defined benefit plans                  
23: R73         Employee Benefit Plans (Detail) - Schedule of       HTML     40K 
                weighted average assumptions used in determining                 
                benefit obligations                                              
117: R74         Employee Benefit Plans (Detail) - Actual and        HTML     42K  
                weighted-average assets allocation for qualified                 
                benefit plans                                                    
35: R75         Employee Benefit Plans (Detail) - Estimated future  HTML     46K 
                benefit payments to retirees                                     
26: R76         Employee Benefit Plans (Detail) - Pension and       HTML     56K 
                post-retirement plan assets by asset category                    
30: R77         Employee Benefit Plans (Detail) - Schedule of       HTML     41K 
                activity for level 3 assets                                      
18: R78         Employee Benefit Plans (Detail) - ESOP Shares       HTML     42K 
22: R79         Income Taxes (Detail)                               HTML     47K 
81: R80         Income Taxes (Detail) - Components of Income        HTML     41K 
                before taxes and discontinued operations                         
28: R81         Income Taxes (Detail) - Provision (benefit) for     HTML     59K 
                income taxes on income from continuing operations                
113: R82         Income Taxes (Detail) - Schedule of effective       HTML     75K  
                income tax rate reconciliation                                   
55: R83         Income Taxes (Detail) - Schedule of deferred tax    HTML    113K 
                assets and liabilities                                           
88: R84         Income Taxes (Detail) - Components of net deferred  HTML     46K 
                tax asset (liability), by balance sheet account                  
95: R85         Income Taxes (Detail) - Schdule of unrecognized     HTML     48K 
                tax benefits                                                     
27: R86         Stockholders' Equity and Equity Compensation        HTML     74K 
                (Detail)                                                         
29: R87         Stockholders' Equity and Equity Compensation        HTML    120K 
                (Detail) - Summary of stock option activity                      
109: R88         Stockholders' Equity and Equity Compensation        HTML     62K  
                (Detail) - Stock options activity range of                       
                exercise prices                                                  
24: R89         Stockholders' Equity and Equity Compensation        HTML     77K 
                (Detail) - Summary of restricted stock activity                  
82: R90         ACCUMULATED OTHER COMPREHENSIVE INCOME (LOSS)       HTML     53K 
                (Detail) - Summary of comprehensive income                       
78: R91         Commitments and Contingent Liabilities (Detail)     HTML     63K 
99: R92         EARNINGS PER SHARE (Detail) - Basic and diluted     HTML     53K 
                EPS from continuing operations                                   
77: R93         Related Parties (Detail)                            HTML     43K 
63: R94         Quarterly Financial Information (Unaudited)         HTML     46K 
                (Detail)                                                         
104: R95         Quarterly Financial Information (UNAUDITED)         HTML     63K  
                (Detail) - Schedule of quarterly financial                       
                information                                                      
61: R96         Business Segments (Detail)                          HTML     36K 
36: R97         Business Segments (Detail) - Summary of             HTML    124K 
                reconciliation of segment profit before taxes and                
                operations                                                       
70: R98         Business Segments (Detail) - Summary of segment     HTML     48K 
                assets                                                           
65: R99         Business Segments (Detail) - Segment information    HTML     50K 
                by geographic region was as follows                              
48: R100        Other Income (Expense) (Detail)                     HTML     37K 
120: R101        CONSOLIDATING GUARANTOR AND NON-GUARANTOR           HTML    172K  
                FINANCIAL INFORMATION (Detail) - Summary of                      
                consolidated balance sheets                                      
97: R102        CONSOLIDATING GUARANTOR AND NON-GUARANTOR           HTML    168K 
                FINANCIAL INFORMATION (Detail) - Summary of                      
                consolidated statement of operations                             
76: R103        CONSOLIDATING GUARANTOR AND NON-GUARANTOR           HTML    240K 
                FINANCIAL INFORMATION (Detail) - Summary of                      
                consolidated cash flows                                          
19: R104        Subsequent Event (Detail)                           HTML     35K 
106: R105        SCHEDULE II (Detail) - Schedule Of Valuation and    HTML     57K  
                Qualifying Accounts                                              
116: XML         IDEA XML File -- Filing Summary                      XML    189K  
44: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   6.05M 
 7: EX-101.INS  XBRL Instance -- gff-20120930                        XML   9.23M 
 9: EX-101.CAL  XBRL Calculations -- gff-20120930_cal                XML    172K 
10: EX-101.DEF  XBRL Definitions -- gff-20120930_def                 XML   1.66M 
11: EX-101.LAB  XBRL Labels -- gff-20120930_lab                      XML   2.24M 
12: EX-101.PRE  XBRL Presentations -- gff-20120930_pre               XML   1.64M 
 8: EX-101.SCH  XBRL Schema -- gff-20120930                          XSD    386K 
111: ZIP         XBRL Zipped Folder -- 0000930413-12-006185-xbrl      Zip    420K  


‘EX-32’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 32

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the annual report on Form 10-K of Griffon Corporation (the “Company”) for the period ended September 30, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Ronald J. Kramer, as Chief Executive Officer of Griffon, and Douglas J. Wetmore, as Chief Financial Officer of Griffon, each hereby certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of their knowledge:

 

 

1.

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

 

2.

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Griffon.


 

 

 

 

/s/ RONALD J. KRAMER

 


 

Name:

Ronald J. Kramer

 

Title:

Chief Executive Officer

 

 

(Principal Executive Officer)

 

Date:

November 16, 2012

 

 

 

 

/s/ DOUGLAS J. WETMORE

 


 

Name:

Douglas J. Wetmore

 

Title:

Chief Financial Officer

 

 

(Principal Financial Officer)

 

Date:

November 16, 2012

A signed original of this written statement required by Section 906 has been provided to Griffon Corporation and will be retained by Griffon Corporation and furnished to the Securities and Exchange Commission or its staff upon request.



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:11/16/12
For Period end:9/30/125,  ARS
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