Quarterly Report — Form 10-Q
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report 20 111K
2: EX-3.1 Certificate of Incorporation 6 18K
3: EX-3.2 Amended and Restated Bylaws of Holdings 17 49K
4: EX-4.1 Specimen Certificate for Common Stock of Holdings 2 11K
5: EX-11 Computation of Net Income Per Share 2 8K
6: EX-27 Financial Data Schedule 2 9K
EX-4.1 — Specimen Certificate for Common Stock of Holdings
| EX-4.1 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
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EXHIBIT 4.1
INCORPORATED UNDER THE LAWS COMMON STOCK
OF THE STATE OF DELAWARE PAR VALUE $0.001
[LOGO OF EXCEL COMMUNICATIONS, INC. APPEARS HERE]
THIS CERTIFICATE IS TRANSFERABLE CUSIP 30065K 10 4
IN BOSTON, MA SEE REVERSE FOR CERTAIN DEFINITIONS
OR NEW YORK, NY
THIS CERTIFIES THAT
IS THE OWNER OF
FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF
Excel Communications, Inc. transferable on the books of the Corporation by the
holder hereof in person or by duly authorized attorney, upon surrender of this
certificate properly notarized. This certificate is not valid until
countersigned by the Transfer Agent and registered by the Registrar.
In Witness Whereof, the Corporation has caused this certificate to be signed by
its duly authorized officers and a facsimile of its Seal to be hereunto affixed.
/s/ Kenny A. Troutt DATED
----------------
CHAIRMAN AND
CHIEF EXECUTIVE OFFICER COUNTERSIGNED AND REGISTERED:
BankBoston, N.A.
TRANSFER AGENT
AND REGISTRAR
/s/ Chris Dance BY /s/ Mary Penezic
--------------- -------------------------
EXECUTIVE VICE PRESIDENT AUTHORIZED SIGNATURE
SECRETARY AND GENERAL COUNSEL
[LOGO OF EXCEL COMMUNICATIONS, INC. APPEARS HERE]
THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO
REQUESTS THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING,
OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND
THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR
RIGHTS. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE
CORPORATION OR TO THE TRANSFER AGENT.
The following abbreviations, when used in the inscription on the face of
this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN COM -as tenants in common UNIF GIFT MIN ACT -______Custodian____
(Cust) (Minor)
TEN ENT -as tenants by the entireties under Uniform Gifts to Minors Act
JT TEN -as joint tenants with right _____________________________
of survivorship and not as (State)
tenants in common
Additional abbreviations may also be used though not in the above list.
For value received, ________________ hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
__________________________________
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________________________________________________________________________________
________________________________________________________________________________
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE
________________________________________________________________________________
________________________________________________________________________________
__________________________________________________________________________Shares
of the stock represented by the within Certificate, and do hereby irrevocably
constitute and appoint
________________________________________________________________________Attorney
to transfer the said stock on the books of the within-named Corporation with
full power of substitution in the premises.
Dated
------------------
X
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(SIGNATURE)
NOTICE
THE SIGNATURE(S) TO THIS
ASSIGNMENT MUST CORRES--
POND WITH THE NAME(S) AS
WRITTEN UPON THE FACE OF
THE CERTIFICATE IN EVERY
PARTICULAR WITHOUT ALTER-
ATION OR ENLARGEMENT OR
ANY CHANGE WHATEVER. X
-------------------------------
(SIGNATURE)
______________________________________________________
| THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE |
| GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS |
| AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH |
| MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE |
| MEDALLION PROGRAM). PURSUANT TO S.E.C. RULE 175Ad-15 |
|------------------------------------------------------|
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| SIGNATURE(S) GUARANTEED BY: |
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|______________________________________________________|
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