SEC Info - Capital One Financial Corp

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________________________

FORM i 8-K

____________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

i January 21, 2020

Date of Report (Date of earliest event reported)

____________________________________

i CAPITAL ONE FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

____________________________________



i Delaware		i 001-13300	i 54-1719854
(State or other jurisdiction of incorporation)		(Commission File Number)	(IRS Employer Identification No.)
i 1680 Capital One Drive,
i McLean,	i Virginia		i 22102
(Address of principal executive offices)			(Zip Code)

Registrant’s telephone number, including area code: ( i 703) i 720-1000

(Not applicable)

(Former name or former address, if changed since last report)

____________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
i Common Stock (par value $.01 per share)	i COF	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B	i COF PRP	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F	i COF PRF	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G	i COF PRG	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H	i COF PRH	i New York Stock Exchange
i Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I	i COF PRI	i New York Stock Exchange
i 0.800% Senior Notes Due 2024	i COF24	i New York Stock Exchange
i 1.650% Senior Notes Due 2029	i COF29	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 7.01	Regulation FD Disclosure.

Capital One Financial Corporation (the “Company”) hereby furnishes the information in Exhibit 99.1 hereto, Monthly Charge-Off and Delinquency Metrics - As of and for the month ended December 31, 2019.

Note: Information in this report (including the exhibit) furnished pursuant to Item 7.01 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Furthermore, the information provided in Exhibit 99.1 shall not be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.


Item 9.01	Financial Statements and Exhibits.

(d) Exhibits



Exhibit No.		Description
99.1		Monthly Charge-Off and Delinquency Metrics - As of and for the month ended December 31, 2019
104		The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.



	CAPITAL ONE FINANCIAL CORPORATION

Date: January 21, 2020	By:	/s/ *TIMOTHY P. GOLDEN*
		Timothy P. Golden
		Controller and Principal Accounting Officer

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	1/21/20	8-K
	12/31/19	10-K, 11-K
		List all Filings

Capital One Financial Corp – ‘8-K’ for 1/21/20

On: Tuesday, 1/21/20, at 4:07pm ET · For: 1/21/20 · Accession #: 927628-20-9 · File #: 1-13300

Previous ‘8-K’: ‘8-K’ on / for 1/21/20 · Next: ‘8-K’ on / for 1/31/20 · Latest: ‘8-K’ on 3/15/24 for 3/14/24

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Capital One Financial Corp – ‘8-K’ for 1/21/20

On: Tuesday, 1/21/20, at 4:07pm ET · For: 1/21/20 · Accession #: 927628-20-9 · File #: 1-13300

Previous ‘8-K’: ‘8-K’ on / for 1/21/20 · Next: ‘8-K’ on / for 1/31/20 · Latest: ‘8-K’ on 3/15/24 for 3/14/24

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents