SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Luxottica Group SpA, et al. – ‘SC TO-T’ on 3/5/01 re: Sunglass Hut International Inc – EX-99.3(A)(3)

On:  Monday, 3/5/01, at 3:52pm ET   ·   Accession #:  912057-1-7226   ·   File #:  5-43307

Previous ‘SC TO-T’:  None   ·   Next:  ‘SC TO-T/A’ on 3/21/01   ·   Latest:  ‘SC TO-T/A’ on 4/2/01

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/05/01  Luxottica Group SpA               SC TO-T               12:496K Sunglass Hut International Inc    Merrill Corp/FA
          Luxottica Group SpA
          Luxottica S.P.A.
          Shade Acquisition Corp.

Tender-Offer Statement — Third-Party Tender Offer   —   Schedule TO
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC TO-T     Tender-Offer Statement -- Third-Party Tender Offer     6     27K 
 2: EX-99.1(A)(1)  Miscellaneous Exhibit                              56    265K 
10: EX-99.10(D)(2)  Miscellaneous Exhibit                             46    203K 
11: EX-99.11(D)(3)  Miscellaneous Exhibit                             12     42K 
12: EX-99.12(D)(4)  Miscellaneous Exhibit                              9     35K 
 3: EX-99.2(A)(2)  Miscellaneous Exhibit                              12     58K 
 4: EX-99.3(A)(3)  Miscellaneous Exhibit                               3     15K 
 5: EX-99.4(A)(4)  Miscellaneous Exhibit                               2     14K 
 6: EX-99.5(A)(5)  Miscellaneous Exhibit                               4     18K 
 7: EX-99.6(A)(6)  Miscellaneous Exhibit                               5±    17K 
 8: EX-99.8(A)(8)  Miscellaneous Exhibit                               5     28K 
 9: EX-99.9(D)(1)  Miscellaneous Exhibit                               4     19K 


EX-99.3(A)(3)   —   Miscellaneous Exhibit

EX-99.3(A)(3)1st Page of 3TOCTopPreviousNextBottomJust 1st
 

NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF SUNGLASS HUT INTERNATIONAL, INC. (NOT TO BE USED FOR SIGNATURE GUARANTEES) This Notice of Guaranteed Delivery, or one substantially in the form hereof, must be used to accept the Offer (as defined below) (i) if certificates ("Share Certificates") evidencing shares of common stock, par value $0.01 per share (the "Shares"), of Sunglass Hut International, Inc., a Florida corporation (the "Company"), are not immediately available, (ii) if Share Certificates and all other required documents cannot be delivered to American Stock Transfer & Trust Company, as Depositary (the "Depositary"), prior to the Expiration Date (as defined in Section 1--"Terms of the Offer" of the Offer to Purchase) or (iii) if the procedure for delivery by book-entry transfer cannot be completed on a timely basis. This Notice of Guaranteed Delivery may be delivered by hand or mail or transmitted by telegram or facsimile transmission to the Depositary. See Section 3--"Procedures for Accepting the Offer and Tendering Shares" of the Offer to Purchase. THE DEPOSITARY FOR THE OFFER IS: AMERICAN STOCK TRANSFER & TRUST COMPANY [Enlarge/Download Table] BY MAIL: BY HAND: BY OVERNIGHT DELIVERY: American Stock Transfer American Stock Transfer & Trust Company American Stock Transfer & Trust Company 59 Maiden Lane & Trust Company 59 Maiden Lane New York, NY 10038 59 Maiden Lane New York, NY 10038 New York, NY 10038 BY FACSIMILE TRANSMISSION (FOR ELIGIBLE INSTITUTIONS ONLY): (718) 234-5001 CONFIRMATION RECEIPT OF FACSIMILE BY TELEPHONE ONLY: (718) 921-8200 ------------------------ DELIVERY OF THIS NOTICE OF GUARANTEED DELIVERY TO AN ADDRESS OTHER THAN AS SET FORTH ABOVE, OR TRANSMISSION OF INSTRUCTIONS VIA FACSIMILE TRANSMISSION OTHER THAN AS SET FORTH ABOVE, WILL NOT CONSTITUTE A VALID DELIVERY. This form is not to be used to guarantee signatures. If a signature on a Letter of Transmittal is required to be guaranteed by an "Eligible Institution" under the instructions thereto, such signature guarantee must appear in the applicable space provided in the signature box on the Letter of Transmittal.
EX-99.3(A)(3)2nd Page of 3TOC1stPreviousNextBottomJust 2nd
Ladies and Gentlemen: The undersigned hereby tenders to Shade Acquisition Corp., a Florida corporation (the "Purchaser") and an indirect wholly-owned subsidiary of Luxottica Group S.p.A., an Italian corporation ("Parent"), upon the terms and subject to the conditions set forth in the Offer to Purchase, dated March 5, 2001 (the "Offer to Purchase"), and in the related letter of transmittal (the "Letter of Transmittal") (which, together with any amendments or supplements thereto, collectively constitute the "Offer"), receipt of each of which is hereby acknowledged, the number of Shares specified below pursuant to the guaranteed delivery procedure described in Section 3--"Procedures for Accepting the Offer and Tendering Shares" of the Offer to Purchase. ------------------------------------------- Number of Shares: __________________________________________________________ Certificate Nos. (if available): ____________________________________________________________________________ ____________________________________________________________________________ Check box if Shares will be delivered by book-entry transfer: / / The Depository Trust Company Account No.: _______________________________________________________________ ------------------------------------------- ------------------------------------------- Name(s) of Holders: ________________________________________________________ ____________________________________________________________________________ (PLEASE TYPE OR PRINT) __________________________________________________________________________ ADDRESS __________________________________________________________________________ __________________________________________________________________________ ZIP CODE __________________________________________________________________________ AREA CODE AND TELEPHONE NUMBER __________________________________________________________________________ __________________________________________________________________________ Signature(s) of Holder(s) Dated: ______________________________________________________________ , 2001 ------------------------------------------ 2
EX-99.3(A)(3)Last Page of 3TOC1stPreviousNextBottomJust 3rd
[Enlarge/Download Table] GUARANTEE (NOT TO BE USED FOR SIGNATURE GUARANTEES) The undersigned, a firm which is a member in good standing of the Security Transfer Agents Medallion Program, the New York Stock Exchange Medallion Signature Guarantee Program or the Stock Exchange Medallion Program, hereby guarantees to deliver to the Depositary, Share Certificates evidencing the Shares tendered hereby, in proper form for transfer, or confirmation of book-entry transfer of such Shares into the Depositary's account at The Depository Trust Company, with delivery of a Letter of Transmittal (or facsimile thereof) properly completed and duly executed, and any other required documents (or an Agent's Message, as defined in Section 3 of the Offer to Purchase, in the case of a book-entry transfer), all within three trading days (as defined in the Offer to Purchase) of the date hereof. Name of Firm Authorized Signature Address Title Name: Dated:, 2001 Zip Code Area Code and Telephone Number NOTE: DO NOT SEND SHARE CERTIFICATES WITH THIS NOTICE OF GUARANTEED DELIVERY. SHARE CERTIFICATES SHOULD BE SENT WITH YOUR LETTER OF TRANSMITTAL. 3

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC TO-T’ Filing    Date First  Last      Other Filings
Filed on:3/5/0128-K,  SC 13D,  SC 14D9
 List all Filings 
Top
Filing Submission 0000912057-01-007226   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 6:03:52.1am ET