SEC Info - McLain William Thomas Jr. - ‘3’ for 2/28/20 re: Eastman Chemical Co.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

McLain William Thomas Jr.

(Last)

(First)

(Middle)

200 S. WILCOX DRIVE

(Street)

KINGSPORT

37660

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
2/28/20

3. Issuer Name and Ticker or Trading Symbol
EASTMAN CHEMICAL CO [ EMN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Sr. VP, CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	13,762	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	2/28/21 ⁽¹⁾	2/27/30	Common Stock	29,025	61.51	D
Employee Stock Option (right to buy)	2/28/20 ⁽²⁾	2/27/29	Common Stock	5,513	82.69	D
Employee Stock Option (right to buy)	2/26/19 ⁽³⁾	2/25/28	Common Stock	5,167	104.21	D
Employee Stock Option (right to buy)	2/28/20	2/27/27	Common Stock	15,468	80.25	D
Employee Stock Option (right to buy)	2/26/19	2/25/26	Common Stock	3,013	65.16	D
Employee Stock Option (right to buy)	2/27/18	2/26/25	Common Stock	1,963	74.46	D

Explanation of Responses:

(1) One-third of option becomes exercisable on each of February 28, 2021, February 28, 2022, and February 28, 2023.

(2) One-third of option became exercisable on February 28, 2020 and one-third of option becomes exercisable on each of February 28, 2021 and February 28, 2022.

(3) One-third of option became exercisable on February 26, 2019 and February 26, 2020, respectively and one-third of option becomes exercisable on February 26, 2021.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Brian L. Henry, by Power of Attorney	3/2/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

McLain William Thomas Jr. – ‘3’ for 2/28/20 re: Eastman Chemical Co.

On: Monday, 3/2/20, at 6:48pm ET · For: 2/28/20 · Accession #: 899243-20-6592 · File #: 1-12626

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

‘3’ — Form 3 Submission — doc3.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

McLain William Thomas Jr. – ‘3’ for 2/28/20 re: Eastman Chemical Co.

On: Monday, 3/2/20, at 6:48pm ET · For: 2/28/20 · Accession #: 899243-20-6592 · File #: 1-12626

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

‘3’ — Form 3 Submission — doc3.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents