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Advisors Series Trust – ‘24F-2NT’ for 7/31/14

On:  Monday, 10/20/14, at 11:27am ET   ·   Effective:  10/20/14   ·   For:  7/31/14   ·   Accession #:  894189-14-4992   ·   File #:  333-17391

Previous ‘24F-2NT’:  ‘24F-2NT’ on 9/17/14 for 6/30/14   ·   Next:  ‘24F-2NT’ on 11/17/14 for 8/29/14   ·   Latest:  ‘24F-2NT’ on 3/25/24 for 12/31/23

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/20/14  Advisors Series Trust             24F-2NT     7/31/14    1:402K                                   US Bancorp Fund Svcs LLC
          → O’Shaughnessy All Cap Core Fund ⇒ Class A (OFAAX) — Class C (OFACX) — Class I (OFAIX)
          → O’Shaughnessy Enhanced Dividend Fund ⇒ Class A (OFDAX) — Class C (OFDCX) — Class I (OFDIX)
          → O’Shaughnessy Small/Mid Cap Growth Fund ⇒ Class A (OFMAX) — Class I (OFMIX)

Annual Notice of Securities Sold by an Investment Company   —   Form 24F-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 24F-2NT     Annual Notice of Securities Sold                    HTML    190K

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 
UNITED STATES
OMB APPROVAL
 SECURITIES AND EXCHANGE COMMISSION  
Washington, D.C.  20549
 OMB Number:  3235-0456
  Expires:     December 31, 2014
FORM 24F-2
 Estimated average burden
Annual Notice of Securities Sold
 hours per response……2
Pursuant to Rule 24f-2
 
 Read instructions at end of Form before preparing Form.
 
1.
  
Name and address of issuer:
            
                     
          Advisors Series Trust          
          615 E. Michigan St., 2nd Floor          
          Milwaukee, WI 53202          
                     
   
2.
  
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
     and classes of securites of the issuer, check the box but do not list series or classes):   
                      [    ]
  
                     
          O'Shaughnessy All Cap Core Fund - Class A Shares    
          O'Shaughnessy All Cap Core Fund - Class C Shares    
          O'Shaughnessy All Cap Core Fund - Class I Shares         
                     
 
 
3.
  
Investment Company Act File Number:
    
811-07959
    
                     
                     
   
Securities Act File Number:
      
333-17391
    
                     
   
4(a).
Last day of fiscal year for which this Form is filed:
     July 31, 2014    
                     
                     
                     
 
4(b).
[    ]
  
Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
  
     
issuer's fiscal year).  (See Instruction A.2)
          
                     
Note: If the Form is being filed late, interest must be paid on the registration fee due.
        
                     
                     
 
4(c).
[    ]
  
Check box if this is the last time the issuer will be filing this Form.
        
                     
                     
                     
                     
                     
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
SEC 2393 (6-02)
 
 
 
 
 
 
 
5.
Calculation of registration fee:
        
             
 
(i)
Aggregate sale price of securities sold during the
        
   
fiscal year pursuant to section 24(f):
    
$
34,992,776
             
 
(ii)
Aggregate price of securities redeemed or
        
   
repurchased during the fiscal year:
$
  33,767,824    
             
 
(iii)
Aggregate price of securities redeemed or
        
   
repurchased during any prior fiscal year ending no
        
   
earlier than October 11, 1995 that were not
        
   
previously used to reduce registration fees payable
        
   
to the Commission:
$
 0    
             
 
(iv)
Total available redemption credits [add Items 5(ii) and 5(iii)]:
    
$
33,767,824
             
             
 
(v)
Net sales - if Item 5(i) is greater than Item 5(iv)
        
   
[subtract Item 5(iv) from Item 5(i)]:
    
$
1,224,952
             
  (vi)     Redemption credits available for use in future years
$(
0)
    
             - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:    
                
             
             
  (vii)
Multiplier for determining registration fee (See Instruction C.9):
      X   0.0001162
           
 
             
  (viii)
Registration fee due [multiply Item 5(v) by Item 5(vii)]  (enter "0" if no fee is due):
     =
$
 142.34
           
 
             
6.
Prepaid Shares
          
             
 
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
  
 
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
    
 
report the amount of securities (number of shares or other units) deducted here : N/A.  If there is a
  
 
 
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
 
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
 
here: N/A.
 
        
             
7.
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
    
 
(see Instruction D):
       +$ 0
             
           
 
             
8.
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
 =$   142.34
             
           
 
             
9.
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:      10/17/2014
    
             
  Method of Delivery:     
 
             
 
[ X ]
Wire Transfer
        
             
 
[     ]
Mail or other means
        
                 
                 
     
SIGNATURES
          
                 
This report has been signed below by the following persons on behalf of the issuer and in the capacities
  
and on the dates indicated.
              
                 
                 
By (Signature and Title)
  
/s/ Douglas G. Hess
          
            Douglas G. Hess           
            President          
                 
Date
 10/10/2014              
 
*Please print the name and title of the signing officer below the signature.
 
 
 
 
 
 
 
 
UNITED STATES
OMB APPROVAL
 SECURITIES AND EXCHANGE COMMISSION  
Washington, D.C.  20549
 OMB Number:  3235-0456
  Expires:     December 31, 2014
FORM 24F-2
 Estimated average burden
Annual Notice of Securities Sold
 hours per response……2
Pursuant to Rule 24f-2
 
 Read instructions at end of Form before preparing Form.
 
1.
  
Name and address of issuer:
            
                     
          Advisors Series Trust          
          615 E. Michigan St., 2nd Floor          
          Milwaukee, WI 53202          
                     
   
2.
  
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
     and classes of securites of the issuer, check the box but do not list series or classes):   
                      [    ]
  
                     
          O'Shaughnessy Enhanced Dividend Fund - Class A Shares    
          O'Shaughnessy Enhanced Dividend Fund - Class C Shares    
          O'Shaughnessy Enhanced Dividend Fund - Class I Shares    
                     
 
 
3.
  
Investment Company Act File Number:
    
811-07959
    
                     
                     
   
Securities Act File Number:
      
333-17391
    
                     
   
4(a).
Last day of fiscal year for which this Form is filed:
     July 31, 2014    
                     
                     
                     
 
4(b).
[    ]
  
Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
  
     
issuer's fiscal year).  (See Instruction A.2)
          
                     
Note: If the Form is being filed late, interest must be paid on the registration fee due.
        
                     
                     
 
4(c).
[    ]
  
Check box if this is the last time the issuer will be filing this Form.
        
                     
                     
                     
                     
                     
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
SEC 2393 (6-02)
 
 
 
 
 
 
 
5.
Calculation of registration fee:
        
             
 
(i)
Aggregate sale price of securities sold during the
        
   
fiscal year pursuant to section 24(f):
    
$
73,678,324
             
 
(ii)
Aggregate price of securities redeemed or
        
   
repurchased during the fiscal year:
$
  27,367,078    
             
 
(iii)
Aggregate price of securities redeemed or
        
   
repurchased during any prior fiscal year ending no
        
   
earlier than October 11, 1995 that were not
        
   
previously used to reduce registration fees payable
        
   
to the Commission:
$
  0    
             
 
(iv)
Total available redemption credits [add Items 5(ii) and 5(iii)]:
    
$
27,367,078
             
             
 
(v)
Net sales - if Item 5(i) is greater than Item 5(iv)
        
   
[subtract Item 5(iv) from Item 5(i)]:
    
$
46,311,246
             
  (vi)     Redemption credits available for use in future years
$(
0)
    
             - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:    
                
             
             
  (vii)
Multiplier for determining registration fee (See Instruction C.9):
    X    0.0001162
           
 
             
  (viii)
Registration fee due [multiply Item 5(v) by Item 5(vii)]  (enter "0" if no fee is due):
   = $   5,381.37
         
 
 
             
6.
Prepaid Shares
          
             
 
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
  
 
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
    
 
report the amount of securities (number of shares or other units) deducted here : N/A.  If there is a
  
 
 
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
 
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
 
here: N/A.
 
        
             
7.
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
    
 
(see Instruction D):
       +$ 0
             
           
 
             
8.
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
    =$   5,381.37
             
           
 
             
9.
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:      10/17/2014
    
             
  Method of Delivery:     
 
             
 
[ X ]
Wire Transfer
        
             
 
[     ]
Mail or other means
        
                 
                 
     
SIGNATURES
          
                 
This report has been signed below by the following persons on behalf of the issuer and in the capacities
  
and on the dates indicated.
              
                 
                 
By (Signature and Title)
  
/s/ Douglas G. Hess
          
           Douglas G. Hess          
           President          
                 
Date
 10/10/2014              
 
*Please print the name and title of the signing officer below the signature.
 
 
 
 
 
 
 
 
UNITED STATES
OMB APPROVAL
 SECURITIES AND EXCHANGE COMMISSION  
Washington, D.C.  20549
 OMB Number:  3235-0456
  Expires:     December 31, 2014
FORM 24F-2
 Estimated average burden
Annual Notice of Securities Sold
 hours per response……2
Pursuant to Rule 24f-2
 
 Read instructions at end of Form before preparing Form.
 
1.
  
Name and address of issuer:
            
                     
          Advisors Series Trust          
          615 E. Michigan St., 2nd Floor          
          Milwaukee, WI 53202          
                     
   
2.
  
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
     and classes of securites of the issuer, check the box but do not list series or classes):   
                      [    ]
  
                     
          O'Shaughnessy Small/Mid Cap Growth Fund - Class A Shares    
          O'Shaughnessy Small/Mid Cap Growth Fund - Class I Shares    
                   
                     
 
 
3.
  
Investment Company Act File Number:
    
811-07959
    
                     
                     
   
Securities Act File Number:
      
333-17391
    
                     
   
4(a).
Last day of fiscal year for which this Form is filed:
     July 31, 2014    
                     
                     
                     
 
4(b).
[    ]
  
Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
  
     
issuer's fiscal year).  (See Instruction A.2)
          
                     
Note: If the Form is being filed late, interest must be paid on the registration fee due.
        
                     
                     
 
4(c).
[    ]
  
Check box if this is the last time the issuer will be filing this Form.
        
                     
                     
                     
                     
                     
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
SEC 2393 (6-02)
 
 
 
 
 
 
 
5.
Calculation of registration fee:
        
             
 
(i)
Aggregate sale price of securities sold during the
        
   
fiscal year pursuant to section 24(f):
    
$
3,213,031
             
 
(ii)
Aggregate price of securities redeemed or
        
   
repurchased during the fiscal year:
$
 1,845,776    
             
 
(iii)
Aggregate price of securities redeemed or
        
   
repurchased during any prior fiscal year ending no
        
   
earlier than October 11, 1995 that were not
        
   
previously used to reduce registration fees payable
        
   
to the Commission:
$
 0    
             
 
(iv)
Total available redemption credits [add Items 5(ii) and 5(iii)]:
    
$
1,845,776
             
             
 
(v)
Net sales - if Item 5(i) is greater than Item 5(iv)
        
   
[subtract Item 5(iv) from Item 5(i)]:
    
$
1,367,255
             
  (vi)     Redemption credits available for use in future years
$(
0)
    
             - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:    
                
             
             
  (vii)
Multiplier for determining registration fee (See Instruction C.9):
   X   0.0001162
           
 
             
  (viii)
Registration fee due [multiply Item 5(v) by Item 5(vii)]  (enter "0" if no fee is due):
   = $ 158.88
           
 
             
6.
Prepaid Shares
          
             
 
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
  
 
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
    
 
report the amount of securities (number of shares or other units) deducted here : N/A.  If there is a
  
 
 
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
 
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
 
here: N/A.
 
        
             
7.
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
    
 
(see Instruction D):
       +$ 0
             
           
 
             
8.
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
 =$   158.88
             
           
 
             
9.
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:      10/17/2014
    
             
  Method of Delivery:     
 
             
 
[ X ]
Wire Transfer
        
             
 
[     ]
Mail or other means
        
                 
                 
     
SIGNATURES
          
                 
This report has been signed below by the following persons on behalf of the issuer and in the capacities
  
and on the dates indicated.
              
                 
                 
By (Signature and Title)
  
/s/ Douglas G. Hess
          
           Douglas G. Hess          
           President          
                 
Date
 10/10/2014              
 
*Please print the name and title of the signing officer below the signature.
 
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘24F-2NT’ Filing    Date    Other Filings
12/31/14
Filed on / Effective on:10/20/14
For Period End:7/31/14N-CSR,  N-Q,  N-Q/A,  NSAR-B
10/11/97
10/11/95
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