Allied Asset Advisors Funds – ‘N-1A/A’ on 5/23/00 – EX-99.D(I)

On:  Tuesday, 5/23/00, at 5:14pm ET   ·   Accession #:  894189-0-317   ·   File #:  333-30924

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Pre-Effective Amendment to Registration Statement of an Open-End Management Investment Company   —   Form N-1A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-1A/A      Pre-Effective Amendment to Registration Statement     66±   288K 
                          of an Open-End Management Investment                   
                          Company                                                
 2: EX-99.A(III)  Written Instrument Fixing                            1      8K 
 3: EX-99.A(IV)  Written Instrument Establishing                       2±    12K 
 4: EX-99.B(I)  Amendment to Bylaws                                    1      8K 
 5: EX-99.D     Advisory Agreement                                     6±    26K 
 6: EX-99.D(I)  Expense Waiver and Reimbursement Agreement             2±    10K 
 7: EX-99.E     Distribution Agreement                                 7±    30K 
 8: EX-99.G     Custody Agreement                                     27±    90K 
 9: EX-99.H(I)  Admistration Agreement                                 8±    31K 
10: EX-99.H(II)  Transfer Agent Servicing Agreement                    8±    31K 
11: EX-99.H(III)  Fund Accounting                                      8±    32K 
12: EX-99.H(IV)  Shareholder Services Agreement                        4±    19K 
13: EX-99.H(V)  Fullfilment Agreement                                  4±    16K 
14: EX-99.I     Opinion and Consent of Counsel                         1     11K 
15: EX-99.L     Agreement Relating to Initial Capital                  1      8K 
16: EX-99.M     Rule 12B-1 Plan                                        8±    35K 
17: EX-99.N     Rule 18F-3 Plan                                        3±    14K 
18: EX-99.P     Code of Ethics                                        16±    56K 

EX-99.D(I)   —   Expense Waiver and Reimbursement Agreement

EXPENSE WAIVER AND
 REIMBURSEMENT AGREEMENT

AGREEMENT made this __ day of May 2000, between Allied Asset Advisors           
Funds, a Delaware Trust (a "Trust"), and Allied Asset Advisors, Inc., a Delaware
Trust (hereinafter called "AAA").                                               

 W I T N E S S E T H

WHEREAS, AAA has entered into an Investment Advisory Agreement with the Trust,  
pursuant to which AAA agrees to provide, or arrange for the provision of,       
investment advisory and management services to the Trust; and                   

WHEREAS, the Trust and AAA believe that capping the total expenses of each class
of shares of the Dow Jones Islamic Index Fund (the "Fund") of the Trust will    
enable the Fund to target niches within the load and no-load product market and 
will benefit the Fund;                                                          

NOW, THEREFORE, the parties hereto do hereby agree as follows:                  

1.  EXPENSE WAIVER AND REIMBURSEMENT BY AAA. AAA agrees to reduce all or a      
portion of its management fee and, if necessary, to bear certain other expenses 
(including all expenses allocated pro-rata among the various classes of shares  
of the Fund, and other expenses to the extent permitted by the Internal Revenue 
Code of 1986, as amended) associated with operating the Fund to the extent      
necessary to limit the Fund's annualized expenses to the annual rate of 1.65% of
average daily net assets for Class M shares and 0.90% of average daily net      
assets for Class K shares for the period from _________, 2000 to _________,     
2001.                                                                           

2.  DUTY OF FUND TO REIMBURSE. Subject to approval by the Fund's Board of       
Trustees, the Fund agrees to reimburse AAA such deferred fees (but not expenses 
borne) in later periods provided, however, that the Fund is not obligated to pay
any such deferred fees more than three years after the end of the fiscal year in
which the fee was deferred.                                                     

3.  ASSIGNMENT.  No assignment of this Agreement shall be made by AAA without   
the prior consent of the Trust.                                                 

4. DURATION AND TERMINATION. This Agreement shall be effective for the period   
from ________, 2000 to __________, 2001, and shall continue in effect thereafter
unless terminated by either of the parties hereto upon written notice to the    
other of not less than five days. This Agreement shall automatically terminate  
upon the termination of the Investment Advisory Agreement.                      

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the   
date first above written.                                                       

ALLIED ASSET ADVISORS FUNDS                                                     

By___________________________________________                                   
Name:         Dr. Bassam Osman                                      
Title:        President                                             

ALLIED ASSET ADVISORS, INC.                                                     

By___________________________________________                                   
Name:                                                               
Title:                                                              

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/26/23  Allied Asset Advisors Funds       485BPOS     9/28/23   15:2.2M                                   US Bancorp Fund Svcs LLC
 9/26/22  Allied Asset Advisors Funds       485BPOS     9/30/22   15:2.3M                                   US Bancorp Fund Svcs LLC
 9/24/21  Allied Asset Advisors Funds       485BPOS     9/30/21   16:2.3M                                   US Bancorp Fund Svcs LLC
 9/25/20  Allied Asset Advisors Funds       485BPOS     9/30/20   18:3.3M                                   US Bancorp Fund Svcs LLC