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As Of Filer Filing For·On·As Docs:Size 6/03/20 Ambac Financial Group Inc 8-K:5 6/02/20 12:254K |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 44K 11: R1 Cover Document HTML 51K 10: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- a04-0478xkitem5072020a_htm XML 19K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.CAL XBRL Calculations -- ambc-20190603_cal XML 6K 4: EX-101.DEF XBRL Definitions -- ambc-20190603_def XML 43K 5: EX-101.LAB XBRL Labels -- ambc-20190603_lab XML 86K 6: EX-101.PRE XBRL Presentations -- ambc-20190603_pre XML 45K 2: EX-101.SCH XBRL Schema -- ambc-20190603 XSD 15K 7: JSON XBRL Instance as JSON Data -- MetaLinks 15± 21K 12: ZIP XBRL Zipped Folder -- 0000874501-20-000106-xbrl Zip 17K
Document |
FORM | i 8-K |
i Ambac
Financial Group Inc |
(Exact name of Registrant as specified in its charter) |
i Delaware | i 1-10777 | i 13-3621676 | ||
(State
of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
i (212) | i 658-7470 | ||
(Registrant's
telephone number, including area code) |
i ☐ | Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
Securities
registered pursuant to Section 12(b) of the Act: | ||||
Title of each class | Trading Symbol | Name of each exchange on which registered | ||
i Common stock, par value $0.01 per share | i AMBC | i New
York Stock Exchange | ||
i Warrants | i AMBCW | i New
York Stock Exchange |
Emerging growth company | i ☐ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to | ||
Section 13(a) of the Exchange Act. | ☐ |
1. | The Company’s stockholders elected the seven (7) director
nominees named below to a term expiring at the 2021 annual meeting or until their successors are elected and qualified, with each receiving the following votes: |
Name | Number of Votes For | Votes Withheld | Broker Non-Votes | |||
Alexander
D. Greene | 27,128,493 | 2,692,589 | 8,886,023 | |||
Ian D. Haft | 29,180,120 | 640,962 | 8,886,023 | |||
David
Herzog | 29,256,207 | 564,875 | 8,886,023 | |||
Joan Lamm-Tennant | 29,367,416 | 453,666 | 8,886,023 | |||
Claude
LeBlanc | 29,530,086 | 290,996 | 8,886,023 | |||
C. James Prieur | 28,576,828 | 1,244,254 | 8,886,023 | |||
Jeffrey
S. Stein | 28,760,086 | 1,060,996 | 8,886,023 |
2. | The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s
2020 Proxy Statement, with the following vote: |
Number of Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
28,086,295 | 1,473,345 | 261,442 | 8,886,023 |
3. | The
Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020 with the following vote: |
Number of Votes For | Votes Against | Abstentions | ||
38,007,219 | 673,073 | 26,813 |
4. | The
Company's stockholders approved the Company's 2020 Incentive Compensation Plan, as disclosed in the Company’s 2020 Proxy Statement, with the following vote: |
Number of Votes For | Votes Against | Abstentions | Abstentions | |||
27,709,939 | 1,851,632 | 259,511 | 8,886,023 |
Ambac Financial Group, Inc. | |||||
(Registrant) | |||||
Dated: | By: | /s/ William J. White | |||
First Vice President, Corporate Secretary, and Assistant General Counsel |
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/20 | None on these Dates | |||
Filed on: | 6/3/20 | |||
For Period end: | 6/2/20 | |||
List all Filings |