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Pico Holdings Inc/New – ‘8-K’ for 12/6/19

On:  Friday, 12/6/19, at 6:02pm ET   ·   As of:  12/9/19   ·   For:  12/6/19   ·   Accession #:  830122-19-43   ·   File #:  1-38165

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/09/19  Pico Holdings Inc/New             8-K:8,9    12/06/19    2:286K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K Sale of Long-Term Storage Credits          HTML     15K 
 2: EX-99.1     Exhibit 99.1 Press Release Sale of Long-Term        HTML     11K 
                Storage Credits                                                  


‘8-K’   —   Form 8-K Sale of Long-Term Storage Credits


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

December 6, 2019
Date of Report (Date of earliest event reported)

PICO HOLDINGS, INC.
pico2015logo.jpg
(Exact Name of Registrant as Specified in Its Charter)

Delaware
(State or other Jurisdiction of Incorporation or Organization)
(Commission File Number)
94-2723335
(IRS Employer Identification No.)

3480 GS Richards Blvd, Suite 101, Carson City, NV 89703

(Address of principal executive offices) (Zip code)

Registrant’s Telephone Number, Including Area Code:  (775) 885-5000


Not Applicable
(Former name or former address, if changed since last report)
Securities Registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par Value $0.001
PICO
Nasdaq Stock Market, LLC


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨


1



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 8.01
Other Events

Information regarding sale of long-term storage credits can be found in the press release issued by the Company on December 6, 2019, a copy of which is attached hereto as Exhibit 99.1.

Item 9.01
Financial Statements and Exhibits

(d)    Exhibits

2



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: December 6, 2019


PICO HOLDINGS, INC.


By: /s/ Maxim C.W. Webb     
 
Executive Chairman, CFO


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Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed as of:12/9/19None on these Dates
Filed on / For Period end:12/6/19
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Filing Submission 0000830122-19-000043   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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