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HSBC Finance Corp – ‘10-Q’ for 9/30/17 – ‘EX-32’

On:  Monday, 10/30/17, at 6:02am ET   ·   For:  9/30/17   ·   Accession #:  354964-17-29   ·   File #:  1-08198

Previous ‘10-Q’:  ‘10-Q’ on 7/31/17 for 6/30/17   ·   Latest ‘10-Q’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

10/30/17  HSBC Finance Corp                 10-Q        9/30/17   79:10M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    814K 
 2: EX-12       Statement re: Computation of Ratios                 HTML     33K 
 3: EX-31       Certification -- §302 - SOA'02                      HTML     40K 
 4: EX-32       Certification -- §906 - SOA'02                      HTML     31K 
11: R1          Document and Entity Information                     HTML     51K 
12: R2          Consolidated Statement of Income (Loss)             HTML    112K 
                (Unaudited)                                                      
13: R3          Consolidated Statement of Comprehensive Income      HTML     44K 
                (Loss) (Unaudited)                                               
14: R4          Consolidated Balance Sheet (Unaudited)              HTML    108K 
15: R5          Consolidated Balance Sheet (Unaudited)              HTML     51K 
                (Parenthetical)                                                  
16: R6          Consolidated Statement of Changes in Equity         HTML     71K 
                (Unaudited)                                                      
17: R7          Consolidated Statement of Cash Flows (Unaudited)    HTML    134K 
18: R8          Consolidated Statement of Cash Flows (Unaudited)    HTML     28K 
                (Parenthetical)                                                  
19: R9          Organization and Basis of Presentation              HTML     32K 
20: R10         Receivables Held for Sale                           HTML    177K 
21: R11         Troubled Debt Restructures and Nonperforming        HTML     65K 
                Receivables                                                      
22: R12         Credit Loss Reserves                                HTML     71K 
23: R13         Fair Value Option                                   HTML     79K 
24: R14         Derivative Financial Instruments                    HTML    160K 
25: R15         Accumulated Other Comprehensive Income (Loss)       HTML     81K 
26: R16         Pension and Other Postretirement Benefits           HTML     69K 
27: R17         Related Party Transactions                          HTML    107K 
28: R18         Variable Interest Entities                          HTML     50K 
29: R19         Fair Value Measurements                             HTML    295K 
30: R20         Litigation and Regulatory Matters                   HTML     33K 
31: R21         New Accounting Pronouncements                       HTML     38K 
32: R22         Receivables Held for Sale (Tables)                  HTML    177K 
33: R23         Troubled Debt Restructures and Nonperforming        HTML     67K 
                Receivables (Tables)                                             
34: R24         Credit Loss Reserves (Tables)                       HTML     70K 
35: R25         Fair Value Option (Tables)                          HTML     75K 
36: R26         Derivative Financial Instruments (Tables)           HTML    154K 
37: R27         Accumulated Other Comprehensive Income (Loss)       HTML     80K 
                (Tables)                                                         
38: R28         Pension and Other Postretirement Benefits (Tables)  HTML     70K 
39: R29         Related Party Transactions (Tables)                 HTML     85K 
40: R30         Variable Interest Entities (Tables)                 HTML     50K 
41: R31         Fair Value Measurements (Tables)                    HTML    281K 
42: R32         Organization and Basis of Presentation (Details)    HTML     37K 
43: R33         Receivables Held for Sale - Real Estate Secured     HTML     37K 
                Receivables (Details)                                            
44: R34         Receivables Held for Sale - Receivables Sold to     HTML     38K 
                Third Party Investors (Details)                                  
45: R35         Receivables Held for Sale - Summary of Activity in  HTML     48K 
                Receivables Held for Sale (Detail)                               
46: R36         Receivables Held for Sale - Additional Information  HTML     59K 
                (Detail)                                                         
47: R37         Receivables Held For Sale - Allowance for Credit    HTML     36K 
                Losses Rollforward (Details)                                     
48: R38         Receivables Held for Sale - Summary of Components   HTML     57K 
                of Cumulative Lower of Amortized Cost or Fair                    
                Value Adjustment (Detail)                                        
49: R39         Troubled Debt Restructures and Nonperforming        HTML     34K 
                Receivables - TDR Loans (Details)                                
50: R40         Troubled Debt Restructures and Nonperforming        HTML     28K 
                Receivables - Additional Information Related to                  
                TDR Loans (Details)                                              
51: R41         Troubled Debt Restructures and Nonperforming        HTML     37K 
                Receivables - Nonperforming Portfolio (Details)                  
52: R42         Troubled Debt Restructures and Nonperforming        HTML     28K 
                Receivables - Additional Information on Nonaccrual               
                Receivables (Details)                                            
53: R43         Credit Loss Reserves - Summarizes Changes in        HTML     64K 
                Credit Loss Reserves by Product/Class and Related                
                Receivable Balance by Product (Detail)                           
54: R44         Fair Value Option - Fair Value Option on            HTML     34K 
                Liabilities (Details)                                            
55: R45         Fair Value Option - Components of Gain (Loss) on    HTML     46K 
                Debt Designated at Fair Value and Related                        
                Derivatives (Detail)                                             
56: R46         Fair Value Option - Additional Information          HTML     26K 
                (Detail)                                                         
57: R47         Derivative Financial Instruments - Additional       HTML     44K 
                Information (Detail)                                             
58: R48         Derivative Financial Instruments - Schedule of      HTML     68K 
                Derivative Instruments (Details)                                 
59: R49         Derivative Financial Instruments - Gain or Loss     HTML     59K 
                Recorded on Our Cash Flow Hedging Relationships                  
                (Detail)                                                         
60: R50         Derivative Financial Instruments - Gain or Loss     HTML     30K 
                Recorded on Our Non-Qualifying Hedges (Detail)                   
61: R51         Derivative Financial Instruments - Gain or Loss     HTML     33K 
                Recorded on Derivatives Related to Fair Value                    
                Option Debt Primarily Due to Changes in Interest                 
                Rates (Detail)                                                   
62: R52         Derivative Financial Instruments - Notional Values  HTML     31K 
                of Derivative Contracts (Detail)                                 
63: R53         Accumulated Other Comprehensive Income (Loss) -     HTML     96K 
                Summary of Changes in Accumulated Other                          
                Comprehensive Loss (Detail)                                      
64: R54         Pension and Other Postretirement Benefits -         HTML     38K 
                Components of Pension Expense for Defined Benefit                
                Pension Plan (Detail)                                            
65: R55         Pension and Other Postretirement Benefits-Post      HTML     38K 
                Retirement Benefit Cost (Details)                                
66: R56         Related Party Transactions - Related Party          HTML     86K 
                Balances and Income and (Expense) Generated by                   
                Related Party Transactions (Detail)                              
67: R57         Related Party Transactions - Schedule of due to     HTML     34K 
                Affiliated entities (Details)                                    
68: R58         Related Party Transactions - Additional             HTML    103K 
                Information (Detail)                                             
69: R59         Variable Interest Entities - Summary of Assets and  HTML     39K 
                Liabilities of Consolidated Secured Financing VIEs               
                (Detail)                                                         
70: R60         Fair Value Measurements - Carrying and Estimated    HTML     87K 
                Fair Value (Detail)                                              
71: R61         Fair Value Measurements - Fair Value of Assets and  HTML    105K 
                Liabilities Measured on Recurring Basis (Detail)                 
72: R62         Fair Value Measurements - Assets and Liabilities    HTML     85K 
                Recorded at Fair Value on Non-recurring Basis                    
                (Detail)                                                         
73: R63         Fair Value Measurements - Quantitative Information  HTML     46K 
                for Non-Recurring Fair Value Measurements (Detail)               
74: R64         Fair Value Measurements - Additional Information    HTML     34K 
                (Detail)                                                         
75: R65         Litigation and Regulatory Matters - Additional      HTML     26K 
                Information (Detail)                                             
76: R66         New Accounting Pronouncements (Details)             HTML     37K 
78: XML         IDEA XML File -- Filing Summary                      XML    148K 
77: EXCEL       IDEA Workbook of Financial Reports                  XLSX     95K 
 5: EX-101.INS  XBRL Instance -- hsbcfc-20170930                     XML   3.64M 
 7: EX-101.CAL  XBRL Calculations -- hsbcfc-20170930_cal             XML    245K 
 8: EX-101.DEF  XBRL Definitions -- hsbcfc-20170930_def              XML    827K 
 9: EX-101.LAB  XBRL Labels -- hsbcfc-20170930_lab                   XML   1.61M 
10: EX-101.PRE  XBRL Presentations -- hsbcfc-20170930_pre            XML   1.03M 
 6: EX-101.SCH  XBRL Schema -- hsbcfc-20170930                       XSD    197K 
79: ZIP         XBRL Zipped Folder -- 0000354964-17-000029-xbrl      Zip    283K 


‘EX-32’   —   Certification — §906 – SOA’02


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  Exhibit  


EXHIBIT 32
CERTIFICATION OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
The certification set forth below is being submitted in connection with the HSBC Finance Corporation (the “Company”) Quarterly Report on Form 10-Q for the period ending September 30, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code.
I, Kathryn Madison, certify that:
1.
the Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and
2.
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of HSBC Finance Corporation.
Date: October 30, 2017
 
Chief Executive Officer

This certification accompanies each Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by HSBC Finance Corporation for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
The signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to HSBC Finance Corporation and will be retained by HSBC Finance Corporation and furnished to the Securities and Exchange Commission or its staff upon request.






Certification Pursuant to 18 U.S.C. Section 1350,
As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
The certification set forth below is being submitted in connection with the HSBC Finance Corporation (the “Company”) Quarterly Report on Form 10-Q for the period ending September 30, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”) for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code.
I, Michael A. Reeves, certify that:
1.
the Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and
2.
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of HSBC Finance Corporation.
Date: October 30, 2017 
Executive Vice President
and Chief Financial Officer

This certification accompanies each Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by HSBC Finance Corporation for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
The signed original of this written statement required by Section 906 of the Sarbanes-Oxley Act of 2002 has been provided to HSBC Finance Corporation and will be retained by HSBC Finance Corporation and furnished to the Securities and Exchange Commission or its staff upon request.





Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:10/30/17IRANNOTICE
For Period end:9/30/17
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Filing Submission 0000354964-17-000029   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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