SEC Info - Universal Electronics Inc

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		Alternative Formats (Word, et al.) Financial Statements and Exhibits Index to Exhibits Results of Operations and Financial Condition Signature Table of Contents
1	1st Page – Filing Submission
"	Table of Contents
"	Item 2.02 Results of Operations and Financial Condition
"	Item 9.01 Financial Statements and Exhibits
"	Signature
"	Index to Exhibits

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTIONS 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported): February 20, 2020

UNIVERSAL ELECTRONICS INC.

(Exact name of Registrant as specified in its charter)




Delaware	0-21044	33-0204817
(State or other jurisdiction	(Commission File No.)	(I.R.S. Employer
of incorporation or organization)		Identification No.)

15147 N. Scottsdale Road, Suite H300

Scottsdale, Arizona 85254-2494

(Address of principal executive offices, with Zip Code)

(480) 530-3000

(Registrant’s telephone number, including area code):

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:
Title of each class	Trading Symbols	Name of each exchange on which registered
Common Stock, par value $0.01 per share	UEIC	The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

TABLE OF CONTENTS




Item 2.02 Results of Operations and Financial Condition	1
Item 9.01 Financial Statements and Exhibits	1
SIGNATURE	2
INDEX TO EXHIBITS	3
EXHIBIT 99.1

Table of Contents

Item 2.02 Results of Operations and Financial Condition

On February 20, 2020, Universal Electronics Inc. is issuing a press release and holding a conference call regarding its financial results for the fourth quarter and full year ended December 31, 2019. A copy of this press release is furnished with this Report as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits


(d)	Exhibits. The following exhibit is furnished with this Report.

99.1 Press Release of Universal Electronics Inc. dated February 20, 2020.

Table of Contents

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.




	Universal Electronics Inc.

Date: February 20, 2020	By:	/s/ *Bryan Hackworth*
		Bryan Hackworth
		Chief Financial Officer (Principal Financial Officer)

Table of Contents

INDEX TO EXHIBITS




Exhibit Number		Description
99.1		Press Release Dated February 20, 2020

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	2/20/20
	12/31/19	4
		List all Filings

Universal Electronics Inc – ‘8-K’ for 2/20/20

On: Thursday, 2/20/20, at 4:06pm ET · For: 2/20/20 · Accession #: 101984-20-3 · File #: 0-21044

Previous ‘8-K’: ‘8-K’ on / for 11/7/19 · Next: ‘8-K’ on 3/12/20 for 3/10/20 · Latest: ‘8-K’ on / for 2/15/24

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘8-K’ — Current Report
Document Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Universal Electronics Inc – ‘8-K’ for 2/20/20

On: Thursday, 2/20/20, at 4:06pm ET · For: 2/20/20 · Accession #: 101984-20-3 · File #: 0-21044

Previous ‘8-K’: ‘8-K’ on / for 11/7/19 · Next: ‘8-K’ on 3/12/20 for 3/10/20 · Latest: ‘8-K’ on / for 2/15/24

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘8-K’ — Current ReportDocument Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘8-K’ — Current Report
Document Table of Contents