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As Of Filer Filing For·On·As Docs:Size 6/24/20 Chevron Corp 11-K 12/31/19 2:1.5M |
Document/Exhibit Description Pages Size 1: 11-K Annual Report by an Employee Stock Purchase, HTML 533K Savings or Similar Plan 2: EX-23.1 Consent of Experts or Counsel HTML 6K
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Document |
UNITED STATES | ||||||||
SECURITIES AND EXCHANGE COMMISSION | ||||||||
Washington, D. C. 20549 | ||||||||
____________ | ||||||||
FORM
11-K | ||||||||
____________ | ||||||||
[X] | ANNUAL REPORT PURSUANT
TO SECTION 15(d) OF THE SECURITIES | |||||||
EXCHANGE ACT OF 1934 | ||||||||
For
the fiscal year ended December 31, 2019 | ||||||||
OR | ||||||||
[ ] | TRANSITION
REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES | |||||||
EXCHANGE ACT OF 1934 | ||||||||
For
the transition period from ________________ to __________________ | ||||||||
Commission
file number 001-00368 | ||||||||
A. | Full
title of the plan and the address of the plan, if different from that of the issuer named below: | |||||||
CHEVRON EMPLOYEE SAVINGS INVESTMENT PLAN | ||||||||
B. | Name
of issuer of the securities held pursuant to the plan and the address of its principal executive office: | |||||||
Chevron
Corporation | ||||||||
6001 Bollinger Canyon Road | ||||||||
____________ | ||||||||
PAGE | |||
Report
of Independent Registered Public Accounting Firm | |||
Financial Statements: | |||
Statements of Net Assets Available for Benefits as of December 31, 2019 and 2018 | |||
Statement
of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2019 | |||
Notes to Financial Statements | |||
Supplemental Schedule: | |||
Schedule
H - Part IV, Line 4(i) - Schedule of Assets Held as of December 31, 2019 | |||
All other schedules required by Section 2520.103-10 of the U.S. Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
2019 | 2018 | ||||||||
Assets | |||||||||
Investments
- at fair value: | |||||||||
Chevron Corporation common stock | $ | 6,556,685 | $ | 6,391,667 | |||||
Registered
investment companies | 4,175,180 | 4,613,893 | |||||||
Fidelity BrokerageLink | 294,967 | 253,655 | |||||||
Collective
investment funds | 7,100,297 | 5,130,231 | |||||||
Separate Account | 502,147 | 435,223 | |||||||
Total
investments | 18,629,276 | 16,824,669 | |||||||
Transfer
due from Pasadena Refining System Inc. Employees' Savings Plan | 34,522 | — | |||||||
Notes receivable from participants | 111,230 | 113,659 | |||||||
Due
from broker for securities sold | 3,461 | 549 | |||||||
Total
assets | 18,778,489 | 16,938,877 | |||||||
Liabilities | — | — | |||||||
Net
assets available for benefits | $ | 18,778,489 | $ | 16,938,877 | |||||
The accompanying notes are an integral part of these financial statements. |
Additions | |||||||||||
Contributions: | |||||||||||
Employer
contributions | $ | 283,596 | |||||||||
Participant contributions | 346,866 | ||||||||||
Participant
rollovers | 87,637 | ||||||||||
Total contributions | 718,099 | ||||||||||
Investment
income | |||||||||||
Net depreciation in fair value of investments | 2,708,416 | ||||||||||
Dividends | 402,761 | ||||||||||
Interest | 18,638 | ||||||||||
Total
investment income | 3,129,815 | ||||||||||
Interest
on notes receivable from participants | 4,071 | ||||||||||
Total
additions | 3,851,985 | ||||||||||
Deductions | |||||||||||
Distribution
to participants | 2,043,143 | ||||||||||
Administrative fees | 3,752 | ||||||||||
Total
deductions | 2,046,895 | ||||||||||
Transfer
due from Pasadena Refining System Inc. Employees' Savings Plan | 34,522 | ||||||||||
Net
increase | 1,839,612 | ||||||||||
Net
assets available for benefits: | |||||||||||
Beginning of year | 16,938,877 | ||||||||||
End
of year | $ | 18,778,489 | |||||||||
The
accompanying notes are an integral part of these financial statements. |
Level 1: | Inputs to the valuation methodology are unadjusted quoted prices for identical assets or liabilities in active markets that the Plan has the ability to access. |
Level
2: | Inputs to the valuation methodology include: |
• | Quoted prices for similar assets or liabilities in active markets; |
• | Quoted prices for identical or similar assets or liabilities in inactive markets; |
• | Inputs other than quoted prices
that are observable for the asset or liability; and |
• | Inputs that are derived principally from or corroborated by observable market data by correlation or other means. |
• | Common and preferred stocks are valued at the closing price reported on the active market on which the individual securities are traded. |
• | Shares of registered investment companies are valued at the net asset value of shares held by the Plan at year end. |
• | Corporate
bonds are valued at the closing price reported in the active market in which the bond is traded. |
• | Collective investment funds are stated at fair value as determined by the issuers based on the unit values of the funds. Unit values are determined by dividing the fund’s net assets, which represents the unadjusted prices in active markets of the underlying investments, by the number of units outstanding at the valuation date. |
• | Mortgages are valued on the basis of their future principal and interest payments discounted at
prevailing interest rates for similar investments. |
• | U.S. government securities are valued at the closing price reported in the active market in which the individual security is traded. |
• | Asset-backed securities are priced based on a compilation of primarily observable market information. |
• | Cash
equivalents are valued at cost, which approximates fair value. |
• | Investments in Fidelity BrokerageLink hold shares of registered investment companies. |
Investments at Fair Value (in thousands) as of December 31, 2019 | |||||||||||||||
Level
1 | Level 2 | Level 3 | Total | ||||||||||||
Common
stocks | $ | 6,556,685 | $ | — | $ | — | $ | 6,556,685 | |||||||
Registered
investment companies | 4,175,180 | — | — | 4,175,180 | |||||||||||
Fidelity BrokerageLink | 294,967 | — | — | 294,967 | |||||||||||
Collective
investment funds | — | 7,100,297 | — | 7,100,297 | |||||||||||
Separate Account: | |||||||||||||||
Preferred
stock | — | 4,486 | — | 4,486 | |||||||||||
Corporate bonds | — | 177,232 | — | 177,232 | |||||||||||
Mortgages | — | 172,487 | — | 172,487 | |||||||||||
U.S.
government securities | — | 102,496 | — | 102,496 | |||||||||||
Asset-backed securities | — | 25,581 | — | 25,581 | |||||||||||
Cash
equivalents | — | 16,423 | — | 16,423 | |||||||||||
Receivables | — | 4,580 | — | 4,580 | |||||||||||
Liabilities | — | (1,138 | ) | — | (1,138 | ) | |||||||||
— | 502,147 | — | 502,147 | ||||||||||||
Total
investments, at fair value | $ | 11,026,832 | $ | 7,602,444 | $ | — | $ | 18,629,276 |
Investments
at Fair Value (in thousands) as of December 31, 2018 | |||||||||||||||
Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common
stocks | $ | 6,391,667 | $ | — | $ | — | $ | 6,391,667 | |||||||
Registered
investment companies | 4,613,893 | — | — | 4,613,893 | |||||||||||
Fidelity BrokerageLink | 253,655 | — | — | 253,655 | |||||||||||
Collective
investment funds | — | 5,130,231 | — | 5,130,231 | |||||||||||
Separate Account: | |||||||||||||||
Preferred
stock | — | 4,277 | — | 4,277 | |||||||||||
Corporate bonds | — | 177,500 | — | 177,500 | |||||||||||
Mortgages | — | 156,534 | — | 156,534 | |||||||||||
U.S.
government securities | — | 66,079 | — | 66,079 | |||||||||||
Asset-backed securities | — | 22,559 | — | 22,559 | |||||||||||
Cash
equivalents | — | 6,340 | — | 6,340 | |||||||||||
Receivables | — | 3,783 | — | 3,783 | |||||||||||
Liabilities | — | (1,849 | ) | — | (1,849 | ) | |||||||||
— | 435,223 | — | 435,223 | ||||||||||||
Total
investments, at fair value | $ | 11,259,215 | $ | 5,565,454 | $ | — | $ | 16,824,669 |
Fund Name | Fund Type | |
Chevron Leveraged ESOP | Company Stock | |
Chevron Stock | Company
Stock | |
Vanguard Federal Money Market Fund | Money Market | |
Vanguard Institutional Total Bond Market Index Trust | Fixed Income | |
Vanguard Short-Term Bond Index Fund | Fixed Income | |
Vanguard Institutional 500 Index Trust | Large-Cap
Stock | |
Vanguard Institutional Total Stock Market Index Trust * | Growth and Income Stock | |
Vanguard Institutional Extended Market Trust | Small & Mid-Cap Growth Stock | |
Vanguard Developed Markets Index Fund | International Stock | |
Vanguard Small Cap Index Fund * | Small
Cap Value Stock | |
Vanguard REIT Index Fund | Real Estate | |
Vanguard Emerging Markets Stock Index Fund | International Stock | |
Vanguard Total World Stock Index Fund * | Global Stock | |
SSgA US Inflations Protected Bond Fund | Fixed
Income |
Fund Name | Fund Type | |
Vanguard Target Retirement Income Trust Select | Balanced | |
Vanguard
Target Retirement 2015 Trust Select | Balanced | |
Vanguard Target Retirement 2020 Trust Select | Balanced | |
Vanguard Target Retirement 2025 Trust Select | Balanced | |
Vanguard Target Retirement 2030 Trust Select | Balanced | |
Vanguard
Target Retirement 2035 Trust Select | Balanced | |
Vanguard Target Retirement 2040 Trust Select | Balanced | |
Vanguard Target Retirement 2045 Trust Select | Balanced | |
Vanguard Target Retirement 2050 Trust Select | Balanced | |
Vanguard
Target Retirement 2055 Trust Select | Balanced | |
Vanguard Target Retirement 2060 Trust Select | Balanced | |
Vanguard Target Retirement 2065 Trust Select | Balanced |
Fund Name | Fund Type | |
Dodge
& Cox Income Separate Account | Fixed Income | |
Vanguard Windsor II Fund * | Large-Cap Value Stock | |
Vanguard PRIMECAP Fund | Large-Cap Growth Stock | |
American Funds EuroPacific Growth Fund *** | International Stock | |
Vanguard
Value Index Fund ** | Large-Cap Value Stock | |
Capital Group EuroPacific Growth Trust *** | International Stock |
• | Chevron adopted the following benefit plan provisions of the March 2020 Coronavirus Aid, Relief, and Economic Security Act (CARES): |
– | Added
an in-service withdrawal option for “coronavirus-related distributions” of up to $100,000. Participants may repay all or a portion of distributions within three years, and repayments will not count toward annual contribution limits. Distributions under this option will not have tax withheld, and for those under 59 ½, will not be subject to a 10% early withdrawal penalty. |
– | Increase limit on “coronavirus-related loans” to $100,000 (from $50,000) or 100% (from 50%) of the present value of the participant’s vested benefit, during the 180-day period from March 27, 2020 through September
23, 2020. |
– | Waive required minimum distributions otherwise due to be made in 2020. |
• | As a result of the spread of the COVID-19 coronavirus, economic uncertainties have arisen which are likely to negatively impact the Plan. However, the related financial impact and duration cannot be reasonably estimated at this time. |
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
COMMON
STOCK | |||||||||||
* | Chevron Corporation | Common Stock | $ | 6,556,685 | |||||||
TOTAL
COMMON STOCK | 6,556,685 | ||||||||||
REGISTERED
INVESTMENT COMPANIES | |||||||||||
* | Vanguard PRIMECAP Fund | 1,366,805 | |||||||||
*
| Vanguard Federal Money Market Fund | 1,039,747 | |||||||||
* | Vanguard Developed Markets Index Fund | 520,517 | |||||||||
*
| Vanguard Short-Term Bond Fund Index | 236,963 | |||||||||
* | Vanguard REIT Index Fund | 132,772 | |||||||||
*
| Vanguard Value Index Fund | 684,947 | |||||||||
* | Vanguard Emerging Market Stock Index Fund | 193,429 | |||||||||
TOTAL
REGISTERED INVESTMENT COMPANIES | 4,175,180 | ||||||||||
*
| FIDELITY BROKERAGELINK | 294,967 | |||||||||
COLLECTIVE
INVESTMENT FUNDS | |||||||||||
* | Capital Group EuropPacific Growth Trust | 463,828 | |||||||||
* | Vanguard
Institutional 500 Index Trust | 2,861,541 | |||||||||
* | Vanguard Institutional Total Bond Market Index Trust | 869,337 | |||||||||
* | Vanguard
Institutional Extended Market Trust | 1,313,399 | |||||||||
* | Vanguard Target Date Retirement Trust Select | 64,701 | |||||||||
* | Vanguard
Target Date Retirement Trust 2015 Select | 88,718 | |||||||||
* | Vanguard Target Date Retirement Trust 2020 Select | 294,453 | |||||||||
* | Vanguard
Target Date Retirement Trust 2025 Select | 312,226 | |||||||||
* | Vanguard Target Date Retirement Trust 2030 Select | 189,108 | |||||||||
* | Vanguard
Target Date Retirement Trust 2035 Select | 145,554 | |||||||||
* | Vanguard Target Date Retirement Trust 2040 Select | 130,457 | |||||||||
* | Vanguard
Target Date Retirement Trust 2045 Select | 127,849 | |||||||||
* | Vanguard Target Date Retirement Trust 2050 Select | 89,848 | |||||||||
* | Vanguard
Target Date Retirement Trust 2055 Select | 44,793 | |||||||||
* | Vanguard Target Date Retirement Trust 2060 Select | 22,897 | |||||||||
* | Vanguard
Target Date Retirement Trust 2065 Select | 5,758 | |||||||||
T. Rowe Price Stable Value N | 1,816 | ||||||||||
SSgA
Inflation Prot Bond Index | 74,014 | ||||||||||
TOTAL
COLLECTIVE INVESTMENT FUNDS | 7,100,297 | ||||||||||
SEPARATE
ACCOUNT | |||||||||||
Preferred Stock | |||||||||||
Citigroup | Capital
XIII Preferred Stock 7.875% | 4,486 | |||||||||
Corporate
Bonds | |||||||||||
AT&T Inc | 4.750% 5/15/2046 | 536 | |||||||||
AT&T
Inc | 5.650% 2/15/2047 | 604 | |||||||||
AT&T Inc | 4.500% 3/9/2048 | 2,041 | |||||||||
AT&T
Inc | 8.750% 11/15/2031 | 1,166 | |||||||||
AT&T Inc | 5.350% 9/1/2040 | 674 | |||||||||
Abbvie
Inc | 4.050% 11/21/2039 144A | 1,242 | |||||||||
Abbvie Inc | 4.250% 11/21/2049
144A | 631 | |||||||||
Abbvie Inc | 3.200% 11/21/2029 144A | 1,983 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
BNP
PARIBAS | 4.375% 5/12/2026 144A | $ | 2,146 | ||||||||
Burlington North Santa Fe | 5.720%
1/15/2024 | 102 | |||||||||
BNP Paribas US Mtn Sr Prg LLC | 4.250% 10/15/2024 | 3,028 | |||||||||
BNP
Paribas | 4.375% 9/28/2025 144A | 726 | |||||||||
BNP Paribas US Mtn Sr Prg LLC | 4.625%
3/13/2027 14 | 847 | |||||||||
BNSF RY | 5.629% 4/1/2024 | 126 | |||||||||
BNSF
Railway Co | 5.996% 4/1/2024 | 285 | |||||||||
Bank of America Funding Corp | 4.200%
8/26/2024 | 429 | |||||||||
Bank of America Funding Corp | 4.250% 10/22/2026 | 2,207 | |||||||||
Bank
Of America Corporation | 3.004%/VAR 12/20/2023 | 3,513 | |||||||||
Bank One Corp | 8.750%
9/1/2030 | 656 | |||||||||
Barclays PLC (Ungtd) | 4.375% 9/11/2024 | 1,128 | |||||||||
Barclays
PLC (Ungtd) | 4.836% 5/9/2028 | 1,212 | |||||||||
Bayer Us Fin Ii Llc | 4.250%
12/15/2025 144A | 755 | |||||||||
Bayer Us Fin Ii Llc | 4.375% 12/15/2028 144A | 1,663 | |||||||||
Boston
PPTY Ltd Mtn | 4.125% 5/2021 | 977 | |||||||||
Boston PPTY Ltd Mtn | 3.650% 2/1/2026 | 1,482 | |||||||||
Burlington
No 99-2 | 7.570% 1/2/2021 | 11 | |||||||||
Burlington No | 3.050% 9/1/2022 | 591 | |||||||||
Burlington
No | 3.850% 9/1/2023 | 504 | |||||||||
Cemex Finance LLC | 6.000% 4/1/2024 144A | 984 | |||||||||
Cigna
Corp | 3.750% 7/15/2023 | 2,358 | |||||||||
Cigna Corp | 4.125% 11/15/2025 | 461 | |||||||||
Cigna
Corp | 4.375% 10/15/2028 | 1,079 | |||||||||
Cigna Corp | 7.650% 3/1/2023 144A | 310 | |||||||||
Cigna
Corp | 7.875% 5/15/2027 144A | 303 | |||||||||
CRH Amer Inc | 3.875% 5/18/2025
144A | 1,254 | |||||||||
CSX Transportation Inc | 9.750% 6/15/2020 | 103 | |||||||||
CSX
Transportation Inc | 6.251% 1/15/2023 | 115 | |||||||||
CVS Health Corp | 4.100%
3/25/2025 | 483 | |||||||||
CVS Health Corp | 4.300% 3/25/2028 | 1,419 | |||||||||
CVS
Health Corp | 4.780% 3/25/2038 | 595 | |||||||||
Capital One Financial Corp | 3.500%
6/2023 WI | 857 | |||||||||
Capital One Financial Corp | 4.200% 10/29/2025 | 1,240 | |||||||||
Capital
One Financial Corp | 3.900% 1/29/2024 | 821 | |||||||||
Cemex Sab De CV | 6.125%
5/5/2025 144A | 2,938 | |||||||||
Charter Comm Oper Llc/Cap Corp | 6.484% 10/23/2045 | 6,491 | |||||||||
Charter
Comm Oper Llc/Cap Corp | 5.375% 5/1/2047 | 979 | |||||||||
Charter Comm Oper Llc/Cap Corp | 5.750%
4/1/2048 | 1,106 | |||||||||
Cox Communications Inc | NEW 3.350% 9/15/26 144A | 3,251 | |||||||||
Cox
Communications Inc | NEW 3.500% 8/15/2027 144A | 1,567 | |||||||||
Dillards Inc | 7.750%
7/15/2026 | 237 | |||||||||
Dillards Inc | 7.750% 5/15/2027 | 143 | |||||||||
Dillards
Inc | 7.000% 12/1/2028 | 311 | |||||||||
Disney (Walt) Co | 6.200% 12/15/2034 | 98 | |||||||||
Disney
(Walt) Co | 6.650% 11/15/2037 | 1,156 | |||||||||
Dominion Resource Inc | VA NEW
STEP 4/1/2021 | 410 | |||||||||
Dominion Resource Inc | 5.750% VAR 10/1/2054 | 2,236 | |||||||||
Dominion
Energy Inc | 2.579% 7/1/2020 | 326 | |||||||||
Dow Chemical Co | 7.375% 11/1/2029 | 636 | |||||||||
Dow
Chemical Co | 9.400% 5/2039 | 2,784 | |||||||||
ERP Operating LP | 4.625% 12/15/2021 | 755 | |||||||||
ERP
Operating LP | 3.000% 4/15/2023 | 643 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
ERP
Operating LP | 2.850% 11/1/2026 | $ | 897 | ||||||||
Turlock Corp | 2.750%
11/2/2022 | 663 | |||||||||
Elanco Animal Health Inc Var | 4.272% 8/28/2023 | 264 | |||||||||
Elanco
Animal Health Inc Var | 3.912% 8/27/2021 | 256 | |||||||||
Elanco Animal Health Inc Var | 4.900%
8/28/2028 | 625 | |||||||||
Enel Finance Intl NV Company | 6.800% 9/15/2037 144A | 1,727 | |||||||||
Enel
Finance Intl NV Company | 6.000% 10/7/2039 144A | 1,760 | |||||||||
Fed Express | 6.720%
7/15/2023 | 72 | |||||||||
Ford Motor Credit Co LLC | 8.125% 1/15/2020 | 301 | |||||||||
Ford
Motor Credit Co LLC | 5.875% 8/2/2021 | 3,454 | |||||||||
Ford Motor Credit Co LLC | 4.375%
8/6/2023 | 468 | |||||||||
Ford Motor Credit Co LLC | 4.140% 2/15/2023 | 1,080 | |||||||||
Ford
Motor Credit Co LLC | 3.813% 10/12/2021 | 916 | |||||||||
Ford Motor Credit Co LLC | 5.596%
1/7/2022 | 1,027 | |||||||||
HCA Inc | 4.125% 6/15/2029 | 689 | |||||||||
HCA
Inc | 5.250% 6/15/2049 | 1,143 | |||||||||
HSBC Holdings Plc | 6.500% 5/2/2036 | 2,537 | |||||||||
HSBC
Holdings Plc | 6.500% 9/15/2037 | 2,510 | |||||||||
HSBC Holdings Plc | 5.100%
4/5/2021 | 534 | |||||||||
HSBC Holdings Plc | 4.300% 3/8/2026 | 435 | |||||||||
HSBC
Holdings Plc | 3.600% 5/25/2023 | 1,329 | |||||||||
Imperial Tobacco Finance | 3.875%
7/26/2029 144A | 1,209 | |||||||||
Imperial Tobacco Finance | 4.250% 7/21/2025 144A | 4,718 | |||||||||
JPMorgan
Chase & Co | 3.875% 9/10/2024 | 909 | |||||||||
JPMorgan Chase & Co | 4.250%
10/1/2027 | 1,963 | |||||||||
JPMorgan Chase & Co | 3.797%/VAR 7/23/2024 | 2,186 | |||||||||
Kinder
Morgan Mtn | 6.500% 9/1/2039 | 1,997 | |||||||||
Kinder Morgan Energy | 5.000%
3/1/2043 | 1,237 | |||||||||
Kinder Morgan Inc Del | 5.550% 6/1/2045 | 1,494 | |||||||||
Lloyds
Banking Group Plc | 4.582% 12/10/2025 | 541 | |||||||||
Lloyds Banking Group Plc | 4.500%
11/4/2024 | 1,544 | |||||||||
Lloyds Banking Group Plc | 4.650% 3/24/2026 | 1,521 | |||||||||
May
Dept | 6.700% 7/15/2034 | 940 | |||||||||
Myriad Int Holding BV Company | 6.000%
7/18/2020 144A | 1,293 | |||||||||
Myriad Int Holding BV Company | 5.500% 7/21/2025 144A | 3,215 | |||||||||
Myriad
Int Holding BV Company | 4.850% 7/6/2027 144A | 1,307 | |||||||||
Nordstrom Inc | 6.950%
3/15/2028 | 150 | |||||||||
Occidental Petroleum Corp | 3.200% 8/15/2026 | 278 | |||||||||
Occidental
Petroleum Corp | 2.900% 8/15/2024 | 2,183 | |||||||||
Pemex Proj Fdg Master Tr | 6.625%
6/15/2035 | 1,458 | |||||||||
Petrobras Global Finance Bv | 6.900% 3/19/2049 | 851 | |||||||||
Petrobras
Global Finance Bv | 5.093% 1/15/2030 144A | 1,892 | |||||||||
Petroleos Mexicanos Company | 6.375%
1/23/2045 | 1,213 | |||||||||
Petroleos Mexicanos Company | 6.875% 8/4/2026 | 933 | |||||||||
Petroleos
Mexicanos Company | 6.750% 9/21/2047 | 656 | |||||||||
Petroleos Mexicanos Company | 6.500%
3/13/2027 | 2,437 | |||||||||
Petroleos Mexicanos Company | 6.350% 2/12/2048 | 1,880 | |||||||||
Provident
Company | 7.250% 3/15/2028 | 229 | |||||||||
Relx Capital Company | 3.500% 3/16/2023 | 831 | |||||||||
Reed
Elsevie | 3.125% 10/2022 | 1,277 | |||||||||
Rio Oil Finance Trust | 7/6/2024
144A | 2,791 | |||||||||
Rio Oil Finance Trust | 9.750% 1/6/2027 144A | 1,935 | |||||||||
Rio
Oil Finance Trust | 8.200% 4/6/2028 144A | 1,397 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
Royal
Bk Scotlnd Grp Plc | 6.000% 12/19/2023 | $ | 1,223 | ||||||||
Royal Bk Scotlnd Grp Plc | 6.125%
12/15/2022 | 4,649 | |||||||||
Telecom Italia Capital Company | 7.200% 7/18/2036 | 504 | |||||||||
Telecom
Italia Capital Company | 7.721% 6/4/2038 | 1,568 | |||||||||
Telecom Italia Capital Company | 5.303%
5/30/2024 144A | 2,419 | |||||||||
Time Warner Cable Inc Company | 7.300% 7/1/2038 | 1,041 | |||||||||
Time
Warner Cable Inc Company | 5.000% 2/1/2020 | 80 | |||||||||
Time Warner Cable Inc Company | 4.000%
9/1/2021 | 778 | |||||||||
Transcanada Trust Company | 5.625% VAR 5/20/2075 | 1,512 | |||||||||
Transcanada
Trust Company | 5.875%/VAR 8/15/2076 | 484 | |||||||||
Transcanada Trust Company | 5.300%/VAR
3/15/2077 | 2,465 | |||||||||
Transcanada Trust Company | 5.500%/VAR 9/15/2079 | 1,810 | |||||||||
Unum
Corp | 6.750% 12/15/2028 | 93 | |||||||||
Ultrapar Internationl SA | 5.250% 10/6/2026
144A | 751 | |||||||||
Ultrapar Internationl SA | 5.250% 6/6/2029 144A | 1,710 | |||||||||
Unicredit
Spa | 7.296%/VAR 4/2/2034 | 2,614 | |||||||||
UNION PAC 07-3 | 6.176% 1/2/2031 | 235 | |||||||||
Union
Pacific 6 Tr | 5.866% 7/2/2030 | 313 | |||||||||
Verizon Communications Inc | 4.272%
1/15/2036 | 1,496 | |||||||||
Vodafone Group Plc | 7.000%/VAR 4/4/2079 | 1,936 | |||||||||
Wells
Fargo & Company | 4.100% 6/3/2026 | 727 | |||||||||
Wells Fargo & Company | 4.300%
7/22/2027 | 1,752 | |||||||||
Wells Fargo Bank Na | 3.550% 8/14/2023 | 2,226 | |||||||||
Xerox
Corporporation | 4.500% 5/2015/2021 | 1,561 | |||||||||
Zoetis Inc | 3.250% 2/1/2023 | 1,106 | |||||||||
Zoetis
Inc | 3.450% 11/13/2020 | 455 | |||||||||
Zoetis Inc | 4.500% 11/13/2025 | 858 | |||||||||
Total
Corporate Bonds | 177,232 | ||||||||||
Mortgages
Backed Securities | |||||||||||
Federal Home Loan Mtg | MLT CTF GT VAR 12/15/2043 | 521 | |||||||||
Federal
Home Loan Mtg | MLT CTF GT VAR 3/15/2044 | 1,056 | |||||||||
Federal Natl Mtg Assn | GTD
REM PA 1ML+ 12/25/2043 | 513 | |||||||||
Federal Natl Mtg Assn | GTD REM PA 5.000% 5/25/2037 | 211 | |||||||||
Federal
Natl Mtg Assn | GTD REM PA 3.500% 12/25/2030 | 1,720 | |||||||||
FHLG | 5.500%
1/2035 #G01749 | 31 | |||||||||
FHLG | 6.500% 12/2032 #G01767 | 24 | |||||||||
FHLG | 6.000%
2/2035 #G01777 | 1,021 | |||||||||
FHLG | 5.500% 3/2034 #G01665 | 70 | |||||||||
FHLG | 6.500%
10/2026 #G30305 | 16 | |||||||||
FHLG | 15YR 6.000% 8/2021 #G12277 | 4 | |||||||||
FHLG | 15YR
5.500% 10/1/2020# | 3 | |||||||||
FHLG | 30YR 6.500% 3/1/2038# | 48 | |||||||||
FHLG | 7.000%
11/2038 #G05603 | 12 | |||||||||
FHLG | 30YR 5.500% 7/1/2035# | 48 | |||||||||
FHLG | 6.000%
1/2038 #G06238 | 40 | |||||||||
FHLG | 6.000% 2/2039 #G06570 | 54 | |||||||||
FHLG | 6.000%
1/2039 #G06932 | 496 | |||||||||
FHLG | 5.500% 1/2040 #G07074 | 759 | |||||||||
FHLG | 30YR
4.500% 9/1/2041#G07568 | 1,054 | |||||||||
FHLG | 30YR 4.500% 11/1/2043#G07596 | 602 | |||||||||
FHLG | 15YR
6.000% 11/1/2023# | 15 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
FHLG | 15YR
6.000% 3/2023 #G13346 | $ | 11 | ||||||||
FHLG | 15YR 6.000% 2/2022 #G12758 | 9 | |||||||||
FHLG | 30YR
4.500% 6/1/2047#G08768 | 2,282 | |||||||||
FHLG | 30YR 4.500% 5/1/2048#G08818 | 5,640 | |||||||||
FHLG | 30YR
4.500% 8/1/2048#G08832 | 4,588 | |||||||||
FHLG | 20YR 4.000% 11/1/2035#C91857 | 718 | |||||||||
FHLG | 20YR
3.500% 10/1/2035#C91853 | 1,094 | |||||||||
FHLG | 15YR 5.000% 8/2023#J08788 | 125 | |||||||||
FHLG | 6.500%
9/2037 #H09070 | 3 | |||||||||
FHLG | 6.000% 6/2038 #H09203 | 6 | |||||||||
FHLG | 15YR
3.500% 6/1/2034#SB0019 | 5,222 | |||||||||
FHLG | 30YR 4.500% 3/2047#V83108 | 1,720 | |||||||||
FHLG | 30YR
4.500% 10/1/2048#V84757 | 3,247 | |||||||||
FHLG | 30YR 4.500% 2/1/2049#Q61549 | 5,637 | |||||||||
FHLG | 30YR
4.500% 6/1/2047#Q48869 | 1,648 | |||||||||
FHLG | 30YR 4.500% 2/2045#G60034 | 891 | |||||||||
FHLG | 30YR
4.500% 3/2047#G61080 | 5,895 | |||||||||
FHLM | ARM 3.326% 9/2033 #1B1150 | 34 | |||||||||
FHLM | ARM
2.740% 4/2036 #847671 | 16 | |||||||||
FHLM | ARM 2.370% 1/2036 #1H2581 | 23 | |||||||||
FHLM | ARM
2.600% 3/2037 #1G2667 | 10 | |||||||||
FHLM | ARM 5.310% 7/2037 #1G2080 | 30 | |||||||||
FHLM | ARM
5.230% 2/2038 #1Q0479 | 21 | |||||||||
FHLM | ARM 4.930% 6/2038 #1Q0556 | 17 | |||||||||
FHLM | ARM
4.910% 4/2038 #1Q0557 | 20 | |||||||||
FHLM | ARM 5.090% 4/2038 #1Q0558 | 31 | |||||||||
FHLM | ARM
0.000% 7/2038#1Q1400 | 137 | |||||||||
FHLM | ARM 5.430% 10/2038 #848349 | 18 | |||||||||
FHLM | ARM
2.540% 1/1/2042#849254 | 187 | |||||||||
FHLM | ARM 0.000% 1/2045#849625 | 504 | |||||||||
FHLM | ARM
0.000% 5/2044#2B2591 | 365 | |||||||||
FHLM | ARM 2.896% 2/1/2045#2B3797 | 490 | |||||||||
FHLM | ARM
0.000% 8/2046#840380 | 818 | |||||||||
FHLM | ARM 0.000% 5/2045#840402 | 2,093 | |||||||||
FHLM | ARM
2.370% 2/2034 #781274 | 22 | |||||||||
FHLM | ARM 0.000% 9/2036#782735 | 115 | |||||||||
FHMS | 2016-K055
X1 VAR 3/2026 | 49 | |||||||||
FHMS | K056 X1 CSTR 5/2026 | 20 | |||||||||
FHMS | K057
X1 CSTR 7/2026 | 638 | |||||||||
FHMS | 2017-K065 X1 CSTR 4/2027 | 117 | |||||||||
FHMS | K066
X1 CSTR 6/2027 | 113 | |||||||||
FHMS | 2017-K067 X1 CSTR 7/2027 | 238 | |||||||||
FHMS | 2019-K090
X1 VAR 2/2052 | 943 | |||||||||
FHR | 3312 AB 6.500% 6/2032 | 22 | |||||||||
FNMA | 7.000%
11/2037 #256985 | 26 | |||||||||
FNMA | 6.500% 2/2038 #310048 | 16 | |||||||||
FNMA | 6.000%
3/2033 #555285 | 51 | |||||||||
FNMA | ARM 5.790% 11/2037 #AL0144 | 5 | |||||||||
FNMA | ARM
5.125% 10/2038 #AL1043 | 24 | |||||||||
FNMA | 15YR 5.000% #AL2439 | 112 | |||||||||
FNMA | 15YR
4.500% #AL4147 | 226 | |||||||||
FNMA | 20YR 4.500% #AL4165 | 2,130 | |||||||||
FNMA | ARM
0.000% 2/2044#AL4831 | 457 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
FNMA | ARM
2.990% 2/1/2044#AL4980 | $ | 296 | ||||||||
FNMA | ARM 2.569% 4/1/2044#AL5129 | 379 | |||||||||
FNMA | 30YR
4.500% #AL5441 | 652 | |||||||||
FNMA | 30YR 4.500% 7/1/2042#AL5749 | 792 | |||||||||
FNMA | 15YR
3.500% 9/1/2028#AL5931 | 347 | |||||||||
FNMA | ARM 2.719% 10/1/2044#AL5968 | 1,063 | |||||||||
FNMA | 30YR
4.641% 7/2021#AL6137 | 175 | |||||||||
FNMA | 15YR 3.500% 12/1/2029#AL7205 | 532 | |||||||||
FNMA | 30YR
4.500% 9/2042#AL7306 | 1,198 | |||||||||
FNMA | 30YR 4.500% 9/2045#AL7384 | 608 | |||||||||
FNMA | 30YR
4.500% 2/2046#AL9781 | 1,210 | |||||||||
FNMA | 15YR 3.500% 9/1/2031#AL9063 | 1,256 | |||||||||
FNMA | 30YR
4.500% 2/1/2046#AL9128 | 259 | |||||||||
FNMA | 30YR 4.500% #AL9407 | 361 | |||||||||
FNMA | ARM
0.000% 11/1/2046# | 1,576 | |||||||||
FNMA | 30YR 4.500% 7/2046 #AL8816 | 1,139 | |||||||||
FNMA | ARM
4.031% 4/1/2042# | 252 | |||||||||
FNMA | ARM 12ML+1.565% 3/1/2043#AR6900 | 662 | |||||||||
FNMA | 20YR
4.000% 6/1/2034#AS2666 | 183 | |||||||||
FNMA | 20YR 3.500% 3/2037#AS9299 | 803 | |||||||||
FNMA | ARM
2.907% 9/1/2044#AT7040 | 92 | |||||||||
FNMA | ARM 0.000% 5/2044#AW4688 | 304 | |||||||||
FNMA | ARM
2.764% 12/1/2044#AX2197 | 457 | |||||||||
FNMA | 30YR 4.000% 10/2045#AZ4765 | 6,635 | |||||||||
FNMA | 5.500%
2/2033 #677709 | 53 | |||||||||
FNMA | 5.500% 2/2034 #725206 | 17 | |||||||||
FNMA | 6.000%
3/2034 #725228 | 193 | |||||||||
FNMA | 6.000% 3/2034 #725330 | 258 | |||||||||
FNMA | 6.500%
12/2032 #735415 | 114 | |||||||||
FNMA | ARM 4.830% 8/2035 #735869 | 11 | |||||||||
FNMA | 15YR
6.000% 12/2020 #745238 | — | |||||||||
FNMA | ARM 2.530% 1/2036 #745303 | 22 | |||||||||
FNMA | 6.000%
6/2035 #745398 | 28 | |||||||||
FNMA | 6.000% 4/2034 #745942 | 34 | |||||||||
FNMA | ARM
2.200% 8/2035 #832257 | 23 | |||||||||
FNMA | 30YR 4.500% 2/1/2041#BF0199 | 5,073 | |||||||||
FNMA | ARM
0.000% 10/2047#BH9347 | 1,288 | |||||||||
FNMA | 30YR 4.500% 5/2048#BJ2763 | 1,904 | |||||||||
FNMA | 30YR
4.500% 6/1/2048#BJ9262 | 3,009 | |||||||||
FNMA | 30YR 4.500% 1/2043#BM1357 | 1,059 | |||||||||
FNMA | ARM
3.331% 3/1/2048#BM3572 | 3,033 | |||||||||
FNMA | 30YR 4.000% 2/1/2047#BM3386 | 3,160 | |||||||||
FNMA | ARM
3.359% 10/1/2049#BM6149 | 2,451 | |||||||||
FNMA | 30YR 4.500% 3/1/2049#BN5341 | 6,321 | |||||||||
FNMA | 30YR
4.500% 5/1/2048#CA1709 | 3,682 | |||||||||
FNMA | 30YR 4.500% 11/1/2048#CA2643 | 1,862 | |||||||||
FNMA | 30YR
4.500% 6/1/2048#CA1909 | 2,453 | |||||||||
FNMA | 30YR 4.500% 10/1/2048#CA2540 | 5,704 | |||||||||
FNMA | 30YR
4.500% 12/1/2048#CA2804 | 2,245 | |||||||||
FNMA | 15YR 6.000% 3/2022 #888291 | 20 | |||||||||
FNMA | 15YR
6.000% 4/2022 #888365 | 7 | |||||||||
FNMA | 15YR 6.000% 12/2021 #888136 | 9 | |||||||||
FNMA | 15YR
5.500% 1/2022 #888262 | 4 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
FNMA | 15YR
6.000% 8/2022 #888631 | $ | 14 | ||||||||
FNMA | 6.500% 11/2037 #888891 | 29 | |||||||||
FNMA | 30YR
6.000% 3/2036 #888956 | 76 | |||||||||
FNMA | 15YR 6.000% 3/2023 #889390 | 22 | |||||||||
FNMA | 7.000%
12/2037 #889886 | 36 | |||||||||
FNMA | ARM 2.979% 2/2037 #907860 | 17 | |||||||||
FNMA | 15YR
6.000% 9/2021 #936482 | 5 | |||||||||
FNMA | 6.000% 8/2037 #995487 | 25 | |||||||||
FNMA | 5.500%
9/2036 #995575 | 19 | |||||||||
FNMA | 15YR 5.500% 3/2024 #995597 | 10 | |||||||||
FNMA | ARM
5.289 10/2038 #995005 | 10 | |||||||||
FNMA | 6.000% 5/2036 #995212 | 82 | |||||||||
FNMA | 15YR
5.500% 10/2023 #995405 | 50 | |||||||||
FNMA | 6.500% 12/2038 #995694 | 16 | |||||||||
FNMA | 5.500%
9/2036 #995788 | 304 | |||||||||
FNMA | 20YR 4.000% 11/201/2030 #AB1763 | 267 | |||||||||
FNMA | 20YR
4.000% 3/1/2034#MA1814 | 1,518 | |||||||||
FNMA | 20YR 4.000% 9/1/2034 #MA2055 | 1,123 | |||||||||
FNMA | 20YR
4.000% 1/1/2035#MA2141 | 1,347 | |||||||||
FNMA | 20YR 4.000% 7/1/2035#MA2366 | 840 | |||||||||
FNMA | 20YR
3.500% 4/2037#MA2962 | 1,677 | |||||||||
FNMA | 30YR 4.500% 6/1/2048#MA3385 | 3,426 | |||||||||
FNMA | 30YR
4.500% 3/1/2049#MA3616 | 18,475 | |||||||||
FNMA | 30YR 5.000% 3/1/2049#MA3617 | 1,321 | |||||||||
FNMA | 20YRS
4.000% 9/2031 #MA3894 | 524 | |||||||||
FNMA | 5.500% 9/2038 #AD0198 | 120 | |||||||||
FNMA | 5.500%
4/2037 #AD0249 | 149 | |||||||||
FNMA | 15YR 5.500% 1/2024 #AD0284 | 8 | |||||||||
FNMA | 5.500%
12/2039 #AD0494 | 22 | |||||||||
FNMA | 5.500% 9/2039 #AD0650 | 19 | |||||||||
FNMA | 5.500%
6/2036 #AD0663 | 114 | |||||||||
FNMA | 5.500% 7/2035 #AD0931 | 39 | |||||||||
FNMA | 15YR
5.500% 1/2025 #AE0875 | 38 | |||||||||
FNMA | 6.500% 9/2038 #AE0012 | 89 | |||||||||
FNMA | 15YR
5.500% 8/2024 #AE0379 | 9 | |||||||||
FNMA | 15YR 5.500% 10/2024 #AE0380 | 45 | |||||||||
FNMA | 15YR
5.500% 12/2024 #AE0381 | 156 | |||||||||
FNMA | 15YR 5.500% 10/2024 #AE0382 | 31 | |||||||||
FNMA | 6.500%
1/2039 #AE0442 | 83 | |||||||||
FNMA | 15YR 5.500% 5/2024 #AE0620 | 32 | |||||||||
FNR | 2009-53
QM 5.500% 5/2039 | 5 | |||||||||
FNR | 2008-24 GD 6.500% 3/2037 | 6 | |||||||||
FNR | 2009-40
TB 6.000% 6/2039 | 26 | |||||||||
FNR | 2010-123 WT 7.000% 11/2040 | 266 | |||||||||
FNW | 2003-W2
1A2 7.000% 7/2042 | 60 | |||||||||
FNW | 2004-W2 5A 7.500% 3/2044 | 31 | |||||||||
FNW | 2004-W8
3A 7.500% 6/2044 | 24 | |||||||||
FNW | 2005-W1 1A3 7.000% 10/2044 | 53 | |||||||||
FNW | 2007-W10
1A CSTR 8/2047 | 69 | |||||||||
FNW | 2007-W10 2A CSTR 8/2047 | 21 | |||||||||
GNR
| 2018-H05 FE 12ML+7 2/1/1968 | 3,493 | |||||||||
Government Nat Mtg Assn | HECM
12ML+15 12/20/2067 | 2,603 | |||||||||
Government Nat Mtg Assn | HECM 2018-H02 FM 12ML+10 0 | 2,154 | |||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
Government
Nat Mtg Assn | HECM 12ML+ 9/20/2067 | $ | 2,320 | ||||||||
Government Nat Mtg Assn | HECM
2018-H09 FA 12ML+ 4/ | 2,122 | |||||||||
Government Nat Mtg Assn | HECM 2019-H04 FA 12ML+29 0 | 2,026 | |||||||||
Government
Nat Mtg Assn | HECM 1ML+35 5/20/2069 | 1,508 | |||||||||
HSBC Holdings | PLC 2.650%
1/205/2022 | 960 | |||||||||
Small Business Administration | SBAP 2007-20D 1 5.320% 4/2027 | 41 | |||||||||
US
Dept Veteran Aff airs | GTD REMI PASS 7.500% 6/15/2027 | 52 | |||||||||
Total
Mortgages Backed Securities | 172,487 | ||||||||||
U.S.
Government Securities | |||||||||||
California State | 7.550% 4/1/2039 | 2,206 | |||||||||
California
State | 7.300% 10/1/2039 | 1,084 | |||||||||
California State | 7.625% 3/1/2040 | 1,257 | |||||||||
Illinois
State | TaxMuni 5.100% 6/1/2033 | 2,560 | |||||||||
New Jersey St Turnpike Auth | NJSTRN
1/2040 Fixed 7.414% | 588 | |||||||||
New Jersey St Turnpike Auth | NJSTRN 1/2041 Fixed 7.102% | 1,632 | |||||||||
US
Treasury Bond | 2.875% 5/15/2049 | 5,633 | |||||||||
US Treasury Bond | 2.250%
8/15/2049 | 1,255 | |||||||||
US Treasury Bond | TII 0.625% 4/15/2023 | 1,110 | |||||||||
US
Treasury Bond | 2.750% 8/31/2025 | 4,476 | |||||||||
US Treasury Bond | 3.000%
10/31/2025 | 4,490 | |||||||||
US Treasury Bond | 2.500% 2/28/2026 | 14,054 | |||||||||
US
Treasury Bond | 2.250% 4/30/2024 | 2,660 | |||||||||
US Treasury Bond | 2.375%
4/30/2026 | 6,163 | |||||||||
US Treasury Bond | WITII .125% 1/15/2022 | 1,068 | |||||||||
US
Treasury Bond | 1.625% 11/15/2022 | 24,745 | |||||||||
US Treasury Bond | TII 0.125%
4/15/2022 | 5,436 | |||||||||
US Treasury Bond | 1.625% 8/15/2029 | 9,734 | |||||||||
US
Treasury Bond | 1.375% 8/31/2026 | 2,439 | |||||||||
US Treasury Bond | 1.500%
10/31/2024 | 9,906 | |||||||||
Total
U.S. Government Securities | 102,496 | ||||||||||
Asset-Backed
Securities | |||||||||||
SLC Student Loan Trust | 3ML+ 2/15/2045 | 11,727 | |||||||||
SLC
Student Loan Trust | 2007 1 A5 3ML+9 5/15/2037 | 1,481 | |||||||||
SLM Student Loan Trust | 3ML+
7/25/2040 | 7,855 | |||||||||
SLM Student Loan Trust | 3ML 10/25/2040 | 2,201 | |||||||||
SLM
Student Loan Trust | 3ML+60 1/25/2041 | 2,100 | |||||||||
GSBA | GSBA 5.780% 12/1/2021 | 5 | |||||||||
Small
Business Administration | SBAP 2005-20E 1 4.840% 5/2025 | 11 | |||||||||
Small Business Administration | SBAP
2005-20G 1 4.750% 7/2025 | 13 | |||||||||
Small Business Administration | SBAP 2005-20I 1 4.760% 9/2025 | 16 | |||||||||
Small
Business Administration | SBAP 2006-20A 1 5.210% 1/2026 | 14 | |||||||||
Small Business Administration | SBAP
2006-20C 1 5.570% 3/2026 | 20 | |||||||||
Small Business Administration | SBAP 2006-20G 1 6.070% 7/2026 | 38 | |||||||||
Small
Business Administration | SBAP 2007-20A 1 5.320% 1/2027 | 28 | |||||||||
Small Business Administration | SBAP
2007-20C 1 5.230% 3/2027 | 43 | |||||||||
Small Business Administration | SBAP 2007-20G 1 5.820% 7/2027 | 29 | |||||||||
Total
Asset-Backed Securities | 25,581 | ||||||||||
(a) | (b) | (c) | (e) | ||||||
Description
of Investment Including | |||||||||
Identity of Issue, Borrower, | Maturity Date, Rate of Interest, | ||||||||
Lessor,
or Similar Party | Collateral, Par, or Maturity Value | Current Value | |||||||
Cash
Equivalents | |||||||||||
State Street Bank & Trust Co | Short Term Investment Fund | $ | 16,423 | ||||||||
Receivables | 4,580 | ||||||||||
Liabilities | (1,138 | ) | |||||||||
TOTAL
SEPARATE ACCOUNT | 502,147 | ||||||||||
TOTAL
INVESTMENTS PER FINANCIAL STATEMENTS | 18,629,276 | ||||||||||
PARTICIPANT
LOANS | Interest rates ranging from 2.23% to 9.50% | 111,230 | |||||||||
TOTAL
INVESTMENTS PER FORM 5500 | $ | 18,740,506 | |||||||||
Column
(d) cost was omitted as all investments are participant-directed. | |||||||||||
* Party-in-interest as defined by ERISA. | |||||||||||
Exhibit No. | Description | ||
23.1 |
CHEVRON
EMPLOYEE SAVINGS INVESTMENT PLAN | ||
Date June 24, 2020 | ||
Chevron Corporation, Plan Administrator | ||
Assistant Secretary Chevron Corporation |
This ‘11-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
9/23/20 | ||||
Filed on: | 6/24/20 | |||
6/18/20 | ||||
6/17/20 | ||||
3/27/20 | ||||
1/2/20 | ||||
For Period end: | 12/31/19 | 10-K, SD | ||
7/17/19 | ||||
7/16/19 | ||||
12/31/18 | 10-K, 11-K, SD | |||
10/23/13 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/05/20 Chevron Corp. S-8 10/05/20 7:391K Donnelley … Solutions/FA |