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Morgan J P & Co Inc – ‘SC 13G/A’ on 11/7/97 re: Advanced Technology Materials Inc/DE

As of:  Friday, 11/7/97   ·   Accession #:  68100-97-664   ·   File #:  5-42609

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

11/07/97  Morgan J P & Co Inc               SC 13G/A               1:6K   Advanced Tech Materials Inc/DE

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    13G October 31, 1997                                   3±    14K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 1 (a). NAME OF ISSUER: Advanced Technology Materials, Inc
"Item 2 (a). Name of Person Filing: J. P. Morgan & Co., Incorporated
"Item 2 (c). Citizenship United States
"Item 2 (d). TITLE OF CLASS OF SECURITIES: Advanced Technology Materials, Inc
"Item 2 (e). Cusip No: 00754X105
"Item 3. TYPE OF PERSON: (g) PARENT HOLDING COMPANY
"Item 4 (a). Amount Beneficially Owned: 8814 Shares, Including 0 Shares Where There Is A Right to Acquire
"Item 4 (b). Percent of Class: 0 %
"Item 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: Yes
"Item 6. Ownership of More Than 5 Percent on Behalf of Another Person:
"Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of the Group: Not Applicable
"Item 10. Certification:


SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 5)* NAME OF ISSUER: Advanced Technology Materials, Inc. TITLE OF CLASS OF SECURITIES: Advanced Technology Materials, Inc. UNLESS OTHERWISE NOTED, THE SECURITY BEING REPORTED IS A COMMON STOCK CUSIP NO: 00754X105 FEE BEING PAID: No (1) NAMES OF REPORTING PERSONS: J. P. MORGAN & CO., INCORPORATED S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 13-2625764 (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) (B) (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (5) SOLE POWER TO VOTE: 0 SHARES (6) SHARED POWER TO VOTE: 0 SHARES (7) SOLE POWER TO DISPOSE: 0 SHARES (8) SHARED POWER TO DISPOSE: 0 SHARES (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 8814 SHARES (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0 % (12) TYPE OF REPORTING PERSON: HC <PAGE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO: 5 DATE: October 31, 1997 FEE BEING PAID: No ITEM 1 (a) NAME OF ISSUER: Advanced Technology Materials, Inc. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 7 Commerce Drive Danbury, Conneticut 06810 ITEM 2 (a) NAME OF PERSON FILING: J. P. MORGAN & CO., INCORPORATED ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 60 WALL STREET NEW YORK, N. Y. 10260 ITEM 2 (c) CITIZENSHIP UNITED STATES ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Advanced Technology Materials, Inc. UNLESS OTHERWISE NOTED, THE SECURITY BEING REPORTED IS A COMMON STOCK ITEM 2 (e) CUSIP NO: 00754X105 ITEM 3 TYPE OF PERSON: (g) PARENT HOLDING COMPANY ITEM 4 (a) AMOUNT BENEFICIALLY OWNED: 8814 SHARES, INCLUDING 0 SHARES WHERE THERE IS A RIGHT TO ACQUIRE. ITEM 4 (b) PERCENT OF CLASS: 0 % ITEM 4 (c) (i) SOLE POWER TO VOTE: 0 SHARES (ii) SHARED POWER TO VOTE: 0 SHARES (iii) SOLE POWER TO DISPOSE: 0 SHARES (iv) SHARED POWER TO DISPOSE: 0 SHARES ITEM 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: Yes ITEM 6 OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON: VIRTUALLY ALL OF OUR ACCOUNTS INVOLVE OUTSIDE PERSONS WHO HAVE THE RIGHT TO RECEIVE OR DIRECT THE RECEIPT OF DIVIDENDS FROM, OR THE PROCEEDS FROM THE SALE OF, SECURITIES IN SUCH ACCOUNTS WITH RESPECT TO THE CLASS OF SECURITIES WHICH ARE THE SUBJECT OF THIS REPORT. HOWEVER, NO SUCH PERSON'S RIGHTS RELATE TO MORE THAN FIVE PERCENT OF THE CLASS, UNLESS SUCH PERSON IS IDENTIFIED BELOW. <PAGE ITEM 7 IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARIES: MORGAN GUARANTY TRUST COMPANY OF NEW YORK - 3(b) BANK J.P. MORGAN INVESTMENT MANAGEMENT INC. - 3(e) INVESTMENT ADVISOR J.P. MORGAN FLORIDA FEDERAL SAVINGS BANK - 3(e) INVESTMENT ADVISOR CERTAIN OF THE SECURITIES COVERED BY THIS REPORT MAY BE OWNED BY NON- QUALIFYING SUBSIDIARIES OF J.P. MORGAN & CO. INCORPORATED, BUT THE AMOUNT SO OWNED DOES NOT EXCEED ONE PERCENT OF THE TOTAL OUTSTANDING SECURITIES OF THE COMPANY AND IT IS NOT PRACTICAL TO OBTAIN ADDITIONAL INFORMATION CONCERNING SUCH SECURITIES. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9 NOTICE OF DISSOLUTION OF THE GROUP: NOT APPLICABLE ITEM 10 CERTIFICATION: BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSE OR EFFECT. AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. KATHLEEN H. TRIPP VICE PRESIDENT

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:11/7/97SC 13G/A
10/31/97
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Filing Submission 0000068100-97-000664   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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