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Livingston Asset Management LLC – ‘SC 13G/A’ on 11/8/19 re: Bantek Inc.

On:  Friday, 11/8/19, at 12:45pm ET   ·   Accession #:  1078782-19-816   ·   File #:  5-90575

Previous ‘SC 13G’:  ‘SC 13G’ on 6/19/19   ·   Next & Latest:  ‘SC 13G’ on 2/23/21

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/19  Livingston Asset Management LLC   SC 13G/A               1:26K  Bantek Inc.                       Action Edgar Fil… Svc/FA

Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     18K 
                Beneficial Ownership by a Passive Investor                       


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 
  Schedule 13GA  

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

 

BANTEK, INC.

 

Common Stock, par value $0.0001

 

CUSIP # 06684B105

 

November 1, 2019

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[   ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[   ] Rule 13d-1(d)

 

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 

 

CUSIP No. 06684B105

13G/A

Page 2 of 4

 

1.Name of Reporting Person: Livingston Asset Management LLC 

 

I.R.S. Identification No. of Above Person (entities only): 82-1072931

 

2.Check the Appropriate Box if a Member of a Group  

(a) [   ]

(b) [X]

 

3.SEC Use Only 

 

4.Citizenship or Place of Organization: Florida 

 

5.Sole Voting PowerZero 

 

Number of Shares6. Shared Voting PowerZero 

Owned by Each

Reporting Person7. Sole Dispositive PowerZero 

With

8. Shared Dispositive PowerZero 

 

9.Aggregate Amount Beneficially Owned by Each Reporting Person:  

 

10.Check if the Aggregate Amount in Row 9 Excludes Certain Shares:[   ] 

 

11.Percent of Class Represented by Amount in Row: 0% 

 

12.Type of Reporting Person: LP 


 

 

CUSIP No. 06684B105

13G/A

Page 3 of 4

 

ITEM 1 (a)NAME OF ISSUER: Bantek, Inc. 

 

(b)ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 330 Changebridge Road, Pine Brook, NJ 07058 

 

 

ITEM 2 (a)NAME OF PERSON FILING: Livingston Asset Management LLC 

 

(b)ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 

 

2338 Immokalee Road, Naples, FL 34110 

 

 

(c)CITIZENSHIP: 

 

United States of America

 

(d)TITLE OF CLASS OF SECURITIES: 

 

Common Stock, Par Value $0.0001

 

(e)CUSIP NUMBER: 

 

06684B105

 

ITEM 3If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: 

 

(a)[   ] Broker or dealer registered under section 15 of the Act 

(b)[   ] Bank as defined in section 3(a)(6) of the Act 

(c)[   ] Insurance company as defined in section 3(a)(19) of the Act 

(d)[   ] Investment company registered under section 8 of the Investment Company Act of 1940 

(e)[   ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) 

(f)[   ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)  

(g)[   ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) 

(h)[   ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act 

(i)[   ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940  

(j)[   ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) 

 

If this statement is filed pursuant to Rule 13d-1(c), check this box [   ]

 

ITEM 4OWNERSHIP 

 

(a)Amount beneficially owned: Reporting Person holds Issuer’s convertible notes in the aggregate principal amount of $153,375. The Notes may not be converted into Issuer’s common stock. Reporting Person disclaims beneficial ownership of the Issuer’s securities held by any other person or entity.  

 

(b)Percent of class: 0% 

 

(c)Number of shares as to which the person has: 

 

(i) Sole power to vote or to direct the vote: Zero

 

(ii) Shared power to vote or to direct the vote: Zero

 

(iii) Sole power to dispose or to direct the disposition of: Zero

 

(iv) Shared power to dispose or to direct the disposition of: Zero


 

 

CUSIP No. 06684B105

13G/A

Page 4 of 4

 

ITEM 5OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [   ]

 

ITEM 6OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON 

 

N/A

 

ITEM 7IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY 

 

N/A

 

ITEM 8IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP 

 

N/A

 

ITEM 9NOTICE OF DISSOLUTION OF GROUP 

 

N/A

 

ITEM 10CERTIFICATION 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired are not being held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

LIVINGSTON ASSET MANAGEMENT LLC

 

/s/ Stephen Hicks

Stephen Hicks

Manager

Date: November 7, 2019

 

 


Dates Referenced Herein

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:11/8/19None on these Dates
11/7/19
11/1/19
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Filing Submission 0001078782-19-000816   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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