Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-1/A Amendment No. 4 to Form S-1 114 626K
2: EX-1.1 Form of Underwriting Agreement 29 144K
3: EX-4.1 Specimen Common Stock Certificate 2 15K
4: EX-10.12 Investment Contract (German) 10 32K
5: EX-10.13 Cooperation Agreement (German) 4 17K
6: EX-10.14 Investment Contract (German) 9 39K
7: EX-10.15 Cooperation Agreement (German) 7 33K
8: EX-10.16 Investment Contract (German) 10 45K
9: EX-10.17 Cooperation Agreement (English and German) 14 57K
10: EX-10.47 Agreement for Office Space (English and German) 73 232K
11: EX-10.51 1994 Stock Plan Form of Non-Qualified Grant 6 25K
12: EX-10.52 1994 Stock Plan Form of Incentive Grant 7 29K
13: EX-10.53 1994 Stock Plan Form of Stock Restriction 4 18K
14: EX-10.59 1999 Stock Incentive Plan 36 117K
15: EX-10.60 1999 Employee Stock Purchase Plan 13 42K
16: EX-10.61 1999 Stock Incentive Form of Notice 4 10K
17: EX-10.62 Stock Option Agreement 11 39K
18: EX-23.1 Consent of Ernst & Young 1 7K
EX-4.1 — Specimen Common Stock Certificate
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EXHIBIT 4.1
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NUMBER SHARES
SQ
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COMMON STOCK COMMON STOCK
[LOGO OF SEQUENOM INDUSTRIAL GENOMICS]
INCORPORATED UNDER THE LAWS SEE REVERSE FOR
OF THE STATE OF DELAWARE CERTAIN DEFINITIONS
CUSIP 817337 10 8
This Certifies that
is the record holder of
FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $.001 PAR VALUE PER SHARE, OF
___________________________________ ___________________________________
___________________________________ SEQUENOM, INC ___________________________________
___________________________________ ___________________________________
transferable on the books of the Corporation in person or by duly authorized attorney on
surrender of this certificate properly endorsed. This certificate shall not be valid until
countersigned and registered by the Transfer Agent and Registrar.
WITNESS the facsimile seal of the Corporation and the signatures of its duly authorized
officers.
Dated:
[SEAL]
/s/ [ILLEGIBLE] /s/ [ILLEGIBLE]
SECRETARY PRESIDENT
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER A TRUST COMPANY
TRANSFER AGENT AND REGISTRAR
BY
AUTHORIZED SIGNATURE
The Corporation shall furnish without charge to each stockholder who so
requests the powers, designations, preferences and relative, participating,
optional, or other special rights of each class of stock or series thereof and
the qualifications, limitations or restrictions of such preferences and/or
rights. Such requests shall be made to the Corporation's Secretary at the
principal office of the Corporation.
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, OR DESTROYED
THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE
OF A REPLACEMENT CERTIFICATE.
The following abbreviations, when used in the inscription on the face of
this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
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TEN COM - as tenants in common UNIF GIFT MIN ACT- Custodian
TEN ENT - as tenants by the entireties --------------- -------------------
JT TEN - as joint tenants with right of (Cust) (Minor)
survivorship and not as tenants under Uniform Gifts to Minors
in common Act
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(State)
UNIF TRF MIN ACT- Custodian (until age )
----------------- ------
(Cust)
under Uniform Transfers
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(Minor)
to Minors Act
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(State)
Additional abbreviations may also be used though not in the above list.
FOR VALUE RECEIVED, hereby sell, assign and transfer unto
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PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
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Shares
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of the common stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint
Attorney
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to transfer the said stock on the books of the within named Corporation with
full power of substitution in the premises.
Dated
---------------------------------
X
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X
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NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT
MUST CORRESPOND WITH THE NAME(S)
AS WRITTEN UPON THE FACE OF THE
CERTIFICATE IN EVERY PARTICULAR,
WITHOUT ALTERATION OR ENLARGEMENT
OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed
By
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THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS
AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17AG-15.
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