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American States Water Co – ‘8-K’ for 3/16/20

On:  Wednesday, 3/18/20, at 4:31pm ET   ·   For:  3/16/20   ·   Accession #:  1056903-20-25   ·   File #:  1-14431

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/18/20  American States Water Co          8-K:1,2,9   3/16/20   13:2.1M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     30K 
 2: EX-10.1     Material Contract                                   HTML    869K 
 9: R1          Document and Entity Information                     HTML     50K 
12: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- awr-20200316_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- awr-20200316_def                 XML     39K 
 6: EX-101.LAB  XBRL Labels -- awr-20200316_lab                      XML     79K 
 7: EX-101.PRE  XBRL Presentations -- awr-20200316_pre               XML     42K 
 3: EX-101.SCH  XBRL Schema -- awr-20200316                          XSD     16K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    21K 
10: ZIP         XBRL Zipped Folder -- 0001056903-20-000025-xbrl      Zip    170K 


‘8-K’   —   Current Report


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 i false i false i 0001056903 i 0000092116 0001056903 2020-03-16 2020-03-16 0001056903 awr:GoldenStateWaterCompanyMember 2020-03-16 2020-03-16



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form  i 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (date of earliest event reported)  i March 16, 2020

 i AMERICAN STATES WATER COMPANY
(Exact name of registrant as specified in its charter)
 i California
 i 95-4676679
 
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
 
 i 630 East Foothill Blvd.
 i San Dimas
 i California
 i 91773-1212
 
(Address of Principal Executive Offices)
 
(Zip Code)
 
( i 909)  i 394-3600
Registrant's telephone number, including area code

Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
 i American States Water Company Common Shares
 i AWR
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.




Section 1 - Registrant’s Business and Operations
Item 1.01.    Entry into a Material Definitive Agreement
On March 16, 2020, American States Water Company (NYSE:AWR) executed a Ninth Amendment to its Amended and Restated Credit Agreement dated as of June 3, 2005 (the “Credit Agreement”) among American States Water Company, as Borrower, and Wells Fargo Bank, National Association, as Administrative Agent and Lender. The provisions of the Ninth Amendment are described in Item 2.03. The Amended and Restated Credit Agreement, as amended, is attached hereto as Exhibit 10.1.
Section 2 - Financial Information
Item 2.03.
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
On March 16, 2020, the Company entered into a Ninth Amendment to its Credit Agreement in order to increase the aggregate commitment of the Lender by an additional $35,000,000 to $260,000,000 until December 31, 2020. The commitment will thereafter be reduced to $200,000,000.
Section 9 - Financial Statements and Exhibits
Item 9.01    Financial Statements and Exhibits
The following document is filed as an Exhibit to this report:


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
AMERICAN STATES WATER COMPANY:
 
 
Senior Vice President-Finance, Chief Financial Officer, Corporate Secretary and Treasurer




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/20
Filed on:3/18/20
For Period end:3/16/20
6/3/058-K
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Filing Submission 0001056903-20-000025   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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