SEC Info - Arlo Technologies, Inc. - ‘8-K’ for 7/1/20

i false i 0001736946 0001736946 2020-07-01 2020-07-01

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): i July 1, 2020

i ARLO TECHNOLOGIES, INC.

(Exact name of Registrant as specified in its charter)



i Delaware		i 001-38618	i 38-4061754
(State or other Jurisdiction of Incorporation)		(Commission file number)	(I.R.S. Employer Identification Number)

i 3030 Orchard Parkway
i San Jose,	i California		i 95134
(Address of principal executive offices)			(Zip Code)

( i 408) i 890-3900

(Registrant's telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):



i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
i Common Stock, par value $0.001 per share	i ARLO	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).



Emerging growth company	i ☒



If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.	i ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

On July 1, 2020, Arlo Technologies, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). As of May 8, 2020, the record date for the Annual Meeting, 78,026,941 shares of common stock were outstanding and entitled to vote at the Annual Meeting. A summary of the matters voted upon by stockholders at the Annual Meeting is set forth below.

Proposal 1. Election of Directors

The Company’s stockholders elected the three persons listed below as Class II Directors, each to serve until the Company’s 2023 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The final voting results are as follows:



	Votes For	Votes Withheld	Broker Non-Votes
Grady K. Summers	42,719,271	11,876,548	13,691,670
Prashant (Sean) Aggarwal	42,142,542	12,453,277	13,691,670
Amy Rothstein	42,283,041	12,312,778	13,691,670

Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm

The Company’s stockholders ratified the selection by the Audit Committee of the Board of Directors of the Company of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The final voting results are as follows:



Votes For	Votes Against	Abstentions	Broker Non-Votes
66,507,778	1,701,854	77,857	—

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ARLO TECHNOLOGIES, INC.

Registrant

/s/ Brian Busse

Brian Busse

General Counsel and Secretary

Dated: July 2, 2020

This ‘8-K’ Filing	Date	Other Filings

	12/31/20
Filed on:	7/2/20
For Period end:	7/1/20	4, DEF 14A
	5/8/20
		List all Filings

Arlo Technologies, Inc. – ‘8-K’ for 7/1/20

On: Thursday, 7/2/20, at 4:27pm ET · For: 7/1/20 · Accession #: 1736946-20-26 · File #: 1-38618

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