SEC Info - Kansas City Southern - ‘8-K’ for 9/16/20

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Kansas City Southern – ‘8-K’ for 9/16/20

On: Wednesday, 9/16/20, at 9:45am ET · For: 9/16/20 · Accession #: 54480-20-209 · File #: 1-04717

  As Of               Filer                 Filing    For·On·As Docs:Size

 9/16/20  Kansas City Southern              8-K:7,9     9/16/20   13:2.2M

Current Report — Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     15K 
 9: R1          Cover                                               HTML     50K 
11: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- ksu-20200916_htm                    XML     26K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- ksu-20200916_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- ksu-20200916_def                 XML     40K 
 6: EX-101.LAB  XBRL Labels -- ksu-20200916_lab                      XML     83K 
 7: EX-101.PRE  XBRL Presentations -- ksu-20200916_pre               XML     41K 
 3: EX-101.SCH  XBRL Schema -- ksu-20200916                          XSD     12K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
13: ZIP         XBRL Zipped Folder -- 0000054480-20-000209-xbrl      Zip     19K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

ksu-20200916

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i September 16, 2020

i KANSAS CITY SOUTHERN

(Exact name of registrant as specified in its charter)


i Delaware	i 1-4717	i 44-0663509
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	file number)	Identification Number)

i 427 West 12th Street, i Kansas City, i Missouri i 64105

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code:

( i 816) i 983-1303

Not Applicable

(Former name or former address if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Preferred Stock, Par Value $25 Per Share, 4%, Noncumulative	i KSU	i New York Stock Exchange
i Common Stock, $.01 Per Share Par Value	i KSU	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD.

On September 16th, 2020, Kansas City Southern’s Executive Vice President and Chief Financial Officer Michael W. Upchurch presented via webcast at 10:00 a.m. eastern time as part of the JP Morgan 11th Annual U.S. All Stars Conference. The presentation included updates on the Company’s quarter-to-date volume and revenue performance. The presentation given by Mr. Upchurch is included in this Form 8-K as Exhibit 99.1. Interested investors may listen to the webcast on KCS’ website at www.kcsouthern.com. A link to the replay will be available for 14 days following the event.

The information in this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “1934 Act”), nor shall it be deemed “incorporated by reference” into any filing under the Securities Act of 1933, as amended, or the 1934 Act, except as may be expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits



Exhibit No.			Description
99.1			Presentation by Executive Vice President and Chief Financial Officer Michael W. Upchurch during the JP Morgan 11th Annual U.S. All Stars Conference on September 16, 2020.
104			Cover page information from Kansas City Southern’s Current Report on Form 8-K filed on September 16, 2020, formatted in iXBRL (Inline Extensible Business Reporting Language) and included as Exhibit 101.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Kansas City Southern

Date: September 16, 2020


By:			/s/ *Adam J. Godderz*
Name:			Adam J. Godderz
Title:			Senior Vice President - Chief Legal Officer & Corporate Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	9/16/20	None on these Dates
		List all Filings

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Filing Submission 0000054480-20-000209 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)