SEC Info - Funko, Inc. - ‘8-K’ for 3/20/20

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Funko, Inc. – ‘8-K’ for 3/20/20

On: Friday, 3/20/20, at 9:00am ET · For: 3/20/20 · Accession #: 1704711-20-29 · File #: 1-38274

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/20/20  Funko, Inc.                       8-K:7,9     3/20/20   13:273K

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     18K 
 8: R1          Cover                                               HTML     49K 
12: XML         IDEA XML File -- Filing Summary                      XML     12K 
10: XML         XBRL Instance -- fnko-20200320_htm                   XML     24K 
13: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- fnko-20200320_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- fnko-20200320_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- fnko-20200320_lab                     XML     69K 
 7: EX-101.PRE  XBRL Presentations -- fnko-20200320_pre              XML     34K 
 3: EX-101.SCH  XBRL Schema -- fnko-20200320                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
11: ZIP         XBRL Zipped Folder -- 0001704711-20-000029-xbrl      Zip     17K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

fnko-20200320

i 0001704711 i FALSE00017047112020-03-202020-03-20

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

i March 20, 2020

Date of Report (Date of earliest event reported)

i FUNKO, INC.

(Exact Name of Registrant as Specified in its Charter)

i Delaware

i 001-38274

i 35-2593276

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

i 2802 Wetmore Avenue

i Everett, i Washington i 98201

(Address of Principal Executive Offices) (Zip Code)

( i 425) i 783-3616

(Registrant’s telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Class A Common Stock, $0.0001 par value per share	i FNKO	i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☒

Item 7.01. Regulation FD Disclosure.

On i March 20, 2020, Funko, Inc. (the “Company”) issued a press release announcing a COVID-19 business update and a withdrawal of the Company’s full year fiscal 2020 guidance. A copy of the press release is attached hereto as Exhibit 99.1.

The information in this report (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits:




Exhibit No.						Description
99.1						Press release , dated i March 20, 2020.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: i March 20, 2020 FUNKO, INC.


			By:			/s/ *Tracy D. Daw*
						Tracy D. Daw
						Sr. Vice President, General Counsel and Secretary

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	3/20/20	None on these Dates
		List all Filings

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Filing Submission 0001704711-20-000029 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)