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Jain Ajit – ‘4’ for 12/27/19 re: Berkshire Hathaway Inc.

On:  Friday, 12/27/19, at 6:08pm ET   ·   For:  12/27/19   ·   Accession #:  1728451-19-8   ·   File #:  1-14905

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

12/27/19  Jain Ajit                         4                      1:8K   Berkshire Hathaway Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Jain Ajit

(Last)(First)(Middle)
100 FIRST STAMFORD PLACE
BHRG

(Street)
STAMFORDCT06902

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC [ BRK.A ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
XOfficer (give title below) Other (specify below)
Vice Chairman
3. Date of Earliest Transaction (Month/Day/Year)
12/27/19
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class B Common Stock 150IBy Spouse
Class B Common Stock 197,695IBy Jain Foundation Inc. (Non-Profit Corporation)
Class B Common Stock 12/27/19 GV9D (1)697D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class A Common Stock (2) (2) (2)Class B Common Stock99,000 (2) 66D
Class A Common Stock (2) (2) (2)Class B Common Stock181,500 (2) 121 (3)IBy the Ajit Jain GRAT Trust
Class A Common Stock (2) (2) (2)Class B Common Stock195,000 (2) 130 (4)IBy the Indrima Jain GRAT Trust
Explanation of Responses:
(1)  On December 27th, the Reporting Person made charitable gifts totaling 9 shares of Class B Common Stock.
(2)  Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.
(3)  A family-planning trust established by the Reporting Person for the benefit of the Reporting Person's children owns 121 shares of Class A Common Stock, which are convertible into 181,500 shares of Class B Common Stock.
(4)  A family-planning trust established by the Reporting Person's spouse for the benefit of the Reporting Person's children owns 130 shares of Class A Common Stock, which are convertible into 195,000 shares of Class B Common Stock.
Ajit Jain 12/27/19
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    G    Bona fide gift.

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