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Deep Down, Inc. – ‘8-K’ for 1/23/20

On:  Friday, 1/24/20, at 7:53am ET   ·   For:  1/23/20   ·   Accession #:  1683168-20-253   ·   File #:  0-30351

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/24/20  Deep Down, Inc.                   8-K:8,9     1/23/20    2:28K                                    GlobalOne Filings Inc/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     13K 
 2: EX-99.1     Press Release                                       HTML      6K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15 (d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

January 23, 2020

 

DEEP DOWN, INC.

(Exact name of registrant as specified in its charter)

 

 

 

         
Nevada   000-30351   75-2263732

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

18511 Beaumont Highway, Houston, TX 77049

(Address of principal executive offices) (Zip Code)

 

(281) 517-5000

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act: None   Title of each class Trading Symbol(s) Name of each exchange on which registered N/A N/A N/A
   

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934

 Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ 

 

 

 C: 
   

 

 

SECTION 8 – OTHER EVENTS

 

ITEM 8.01       OTHER EVENTS

 

On January 24, 2020, Deep Down, Inc. issued a press release announcing the repurchase of outstanding shares of its common stock. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.

 

SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS

 

ITEM 9.01       FINANCIAL STATEMENTS AND EXHIBITS.

 

(d) Exhibits:

 

99.1 Press Release issued by Deep Down, Inc. dated January 24, 2020
     

 

 

 

 

 

 

 C: 
  C: 2 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: January 24, 2020

 

DEEP DOWN, INC.
   
By:  

/s/ Charles K. Njuguna

    Charles K. Njuguna
    President and CEO

 

 

 

 

 

 

 

 

 C: 
  C: 3 

 


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/24/20None on these Dates
For Period end:1/23/20
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Filing Submission 0001683168-20-000253   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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