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Thomas Vinu – ‘4’ for 12/19/19 re: Presidio, Inc.

On:  Monday, 12/23/19, at 8:49pm ET   ·   For:  12/19/19   ·   Accession #:  1631825-19-40   ·   File #:  1-38028

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/23/19  Thomas Vinu                       4                      1:20K  Presidio, Inc.                    Presidio, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_157715214716198.xml/3.6                                 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_157715214716198.xml/3.6
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Thomas Vinu

(Last)(First)(Middle)
ONE PENN PLAZA, SUITE 2832

(Street)
NEW YORK,NY10119

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Presidio, Inc. [ PSDO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/19/19
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 12/19/19 D 2,384D$16.6 (1)0D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$5 12/19/19 D 17,500 (2) (3) 3/11/25Common Stock17,500 (3)17,500D
Employee Stock Option (right to buy)$5 12/19/19 D 8,750 (2) (3) 3/11/25Common Stock8,750 (3)8,750D
Employee Stock Option (right to buy)$5 12/19/19 D 8,750 (2) (3) 3/11/25Common Stock8,750 (3)0D
Employee Stock Option (right to buy)$8.75 12/19/19 D 17,500 (2) (3) 2/26/26Common Stock17,500 (3)17,500D
Employee Stock Option (right to buy)$8.75 12/19/19 D 8,750 (2) (3) 2/26/26Common Stock8,750 (3)8,750D
Employee Stock Option (right to buy)$8.75 12/19/19 D 8,750 (2) (3) 2/26/26Common Stock8,750 (3)0D
Employee Stock Option (right to buy)$10.98 12/19/19 D 13,660 (2) (3) 11/21/26Common Stock13,660 (3)40,984D
Employee Stock Option (right to buy)$10.98 12/19/19 D 27,322 (2) (3) 11/21/26Common Stock27,322 (3)13,662D
Employee Stock Option (right to buy)$10.98 12/19/19 D 13,662 (2) (3) 11/21/26Common Stock13,662 (3)0D
Employee Stock Option (right to buy)$14 12/19/19 D 90,000 (2) (3) 3/9/27Common Stock90,000 (3)0D
Employee Stock Option (right to buy)$14.77 12/19/19 D 100,000 (2) (3) 8/13/28Common Stock100,000 (3)0D
Explanation of Responses:
(1)  Pursuant to that certain Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 (the "Merger Agreement"), by and among Presidio, Inc. ("Presidio"), BCEC - Port Holdings (Delaware), LP ("Parent") and Port Merger Sub, Inc., each share of common stock of Presidio issued and outstanding at the effective time was converted into the right to receive $16.60 in cash, without interest (the "Merger Consideration").
(2)  Pursuant to that certain Subscription Agreement by and between Vinu Thomas and Parent, dated December 19, 2019, Mr. Thomas reinvested $250,000 of his total net option proceeds in exchange for a number of Class A-2 limited partnership units of Parent.
(3)  Pursuant to the Merger Agreement, each Presidio stock option outstanding, whether vested or unvested, immediately prior to the effective time was accelerated and canceled in exchange for the excess, if any, of the Merger Consideration, less the applicable option exercise price (and less any applicable tax withholdings).
Remarks:
/s/ Vinu Thomas 12/23/19
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    D    Disposition to the Issuer of Issuer equity securities pursuant to Rule 16b-3(e).

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