Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K Current Report HTML 20K
2: EX-99.1 Miscellaneous Exhibit HTML 70K
3: EX-99.2 Miscellaneous Exhibit HTML 38K
(Registrant’s
telephone number, including area code)
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b)of the Act:
Title of each class
Common stock: Par value $.001
Trading
Symbol(s)
AQMS
Name of each exchange on which registered
Nasdaq Capital Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions.
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x
Item 2.02 Results of Operations and Financial Condition
On March
11, 2020 Aqua Metals Inc. issued a press release announcing its operational and financial results for the year ended December 31, 2019. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The press release shall be deemed furnished, not filed, for purposes of this Current Report on Form 8-K. In connection with its year-end earnings call scheduled for March 11, 2020, the
Company intends to present a corporate presentation, a copy of which is attached as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference. The corporate presentation shall be deemed furnished, not filed, for purposes of this Current Report on Form 8-K.
Item 7.01 Regulation FD Disclosure
In connection with its year-end earnings call scheduled for March 11, 2020, the Company intends to present a corporate presentation, a copy of which is attached as Exhibit 99.2
to this Current Report on Form 8-K and is incorporated herein by reference. The corporate presentation shall be deemed furnished, not filed, for purposes of this Current Report on Form 8-K.
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
