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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/10/20 Gaia, Inc. 8-K:2,5,9 11/05/20 11:611K ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 27K 2: EX-99.1 Miscellaneous Exhibit HTML 110K 7: R1 Document And Entity Information HTML 46K 9: XML IDEA XML File -- Filing Summary XML 12K 6: XML XBRL Instance -- gaia-8k_20201105_htm XML 14K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- gaia-20201105_lab XML 56K 5: EX-101.PRE XBRL Presentations -- gaia-20201105_pre XML 34K 3: EX-101.SCH XBRL Schema -- gaia-20201105 XSD 18K 10: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 11: ZIP XBRL Zipped Folder -- 0001564590-20-053053-xbrl Zip 22K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): i November 5, 2020
i GAIA, INC.
(Exact Name of Registrant as Specified in its Charter)
i Colorado |
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i 84-1113527 |
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(State or Other Jurisdiction |
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(Commission File |
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(IRS Employer |
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i 833 West South Boulder Road, i Louisville, i CO i 80027-2452 |
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(Address of Principal Executive Offices; Zip Code) |
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Registrant’s telephone number, including area code: ( i 303) i 222-3600 |
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(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
i Class A Common Stock |
i GAIA |
i NASDAQ Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 |
Results of Operations and Financial Condition. |
On November 9, 2020, Gaia issued a press release announcing results for its quarter ended September 30, 2020. A copy of the press release is attached as Exhibit 99.1 to this Current Report.
In accordance with General Instruction B.2 of Form 8-K, the information contained in this Item 2.02 and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference into any of the Registrant’s filings under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
(b) On November 5, 2020, Brad Warkins became Head of Business Development and International. This change from President was made at Mr. Warkins’ request to enable him to devote his full time to business development and international activities. Kiersten Medvedich, Executive Vice President of Content, Paul Tarell, Chief Financial Officer and Yon Nuta Executive Vice President of Retention were appointed to the newly created Office of President. Also, on November 5, 2020, Dae Mellencamp, Gaia’s part-time Chief Operating Officer, resigned from her position to attend to her mother. She continues to serve as a director of Gaia.
Item 9.01 |
Financial Statements and Exhibits. |
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Exhibit No. |
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Description of Exhibit |
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99.1 |
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104 |
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Cover Page Interactive Data File |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
GAIA, INC.
By: /s/ Paul Tarell
Name: Paul Tarell
Title: Chief Financial Officer
Date: November 10, 2020
This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on: | 11/10/20 | |||
11/9/20 | 10-Q | |||
For Period end: | 11/5/20 | 3, 4 | ||
9/30/20 | 10-Q | |||
List all Filings |