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Aptiv PLC – ‘8-K’ for 1/8/20

On:  Thursday, 1/9/20, at 8:45am ET   ·   For:  1/8/20   ·   Accession #:  1521332-20-3   ·   File #:  1-35346

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/09/20  Aptiv PLC                         8-K:5,9     1/08/20   13:221K

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     33K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     11K 
13: R1          Document and Entity Information Document            HTML     52K 
12: XML         IDEA XML File -- Filing Summary                      XML     12K 
10: XML         XBRL Instance -- form8-kjanuary2020item_htm          XML     16K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.CAL  XBRL Calculations -- aptv-20200108_cal               XML      7K 
 5: EX-101.DEF  XBRL Definitions -- aptv-20200108_def                XML      9K 
 6: EX-101.LAB  XBRL Labels -- aptv-20200108_lab                     XML     73K 
 7: EX-101.PRE  XBRL Presentations -- aptv-20200108_pre              XML     39K 
 3: EX-101.SCH  XBRL Schema -- aptv-20200108                         XSD     16K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
11: ZIP         XBRL Zipped Folder -- 0001521332-20-000003-xbrl      Zip     16K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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 i false i 0001521332 0001521332 2020-01-08 2020-01-08


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________________________________________________________________________________

FORM  i 8-K
________________________________________________________________________________________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
 i January 8, 2020
________________________________________________________________________________________________________________________
 i Aptiv PLC
(Exact name of registrant as specified in its charter)
________________________________________________________________________________________________________________________

 i Jersey
 i 98-1029562
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 i 5 Hanover Quay
 i Grand Canal Dock
 i Dublin,  i D02 VY79,  i Ireland
(Address of Principal Executive Offices)
(Zip Code)
(Registrant’s Telephone Number, Including Area Code)  i 353- i 1- i 259-7013
(Former Name or Former Address, if Changed Since Last Report)  i N/A
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading symbol(s)
 
Name of each exchange on which registered
 i Ordinary Shares. $0.01 par value per share
 
 i APTV
 
 i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

1



Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 8, 2020, the Board of Directors of Aptiv PLC (the “Board”) appointed Joseph L. (Jay) Hooley to join the Board, effective as of such date.

Mr. Hooley is the former non-executive Chairman of the Board and Chief Executive Officer of State Street Corporation (“State Street”), one of the world's leading providers of financial services to institutional investors including investment servicing, investment management and investment research and trading. He retired as the non-executive Chairman of the Board of State Street on December 31, 2019, and as its Chief Executive Officer on December 31, 2018. He served as State Street’s Chairman from 2011 to 2019 and as Chief Executive Officer from 2010 to 2018, and as President and Chief Operating Officer from 2008 to 2014. From 2002 to 2008, Mr. Hooley served as Executive Vice President and head of the Investor Services Division of State Street and, in 2006, was appointed Vice Chairman and Global Head of Investment Servicing and Investment Research and Trading of State Street. Mr. Hooley holds a bachelor of science degree from Boston College. He currently serves as a director on the boards of Exxon Mobil Corporation and Liberty Mutual Insurance.

Mr. Hooley has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.

Item 9.01
Financial Statements and Exhibits.
(d)  Exhibits.
Exhibit
 
Number
Description
 
 
99.1
 
 
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)


2



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
 
APTIV PLC
 
 
 
 
 
 
 
 
By:
 
 
 
 
 
 
 
 
Senior Vice President, General Counsel, Chief Compliance Officer and Secretary


3



EXHIBIT INDEX
Exhibit
 
Number
Description
 
 
99.1
 
 
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)


4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:1/9/20
For Period end:1/8/203,  4
12/31/1910-K,  SD
12/31/1810-K,  4,  SD
 List all Filings 
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Filing Submission 0001521332-20-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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