SEC Info - Adams Todd A. - ‘4’ for 3/4/20 re: Rexnord Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ADAMS TODD A.

(Last)

(First)

(Middle)

511 W. FRESHWATER WAY

(Street)

MILWAUKEE

53204

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Rexnord Corp [ RXN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
3/4/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	3/4/20		G ⁽¹⁾	V	101,112 ⁽¹⁾	D	⁽¹⁾	465,882	D
Common Stock								3,766	I	By 401(k) Plan ⁽²⁾
Common Stock								1,200	I	By SEP IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (right to buy)	$18							⁽³⁾	3/29/22	Common Stock	937,000		937,000	D
Stock Option (right to buy)	$19.7							⁽³⁾	5/20/26	Common Stock	1,092,044		1,092,044	D
Stock Option (right to buy)	$23.13							5/19/18 ⁽⁴⁾	5/19/27	Common Stock	216,050		216,050	D
Stock Option (right to buy)	$28.91							5/25/19 ⁽⁴⁾	5/25/18	Common Stock	90,802		90,802	D

Explanation of Responses:

(1) Shares were transferred to a grantor retained annuity trust (GRAT) as part of an estate planning strategy. The Reporting Person does not serve as trustee of the GRAT.

(2) Based on information from the trustee of the 401(k) Plan.

(3) Option fully vested.

(4) The original option vests in three annual installments beginning on the date listed above.

Remarks:

	/s/ Jeffrey J. LaValle under Power of Attorney for Todd A. Adams	3/6/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
G	Bona fide gift.

Adams Todd A. – ‘4’ for 3/4/20 re: Rexnord Corp.

On: Friday, 3/6/20, at 4:28pm ET · For: 3/4/20 · Accession #: 1439288-20-41 · File #: 1-35475

Previous ‘4’: ‘4’ on 2/7/20 for 2/6/20 · Next: ‘4’ on / for 4/1/20 · Latest: ‘4’ on / for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Adams Todd A. – ‘4’ for 3/4/20 re: Rexnord Corp.

On: Friday, 3/6/20, at 4:28pm ET · For: 3/4/20 · Accession #: 1439288-20-41 · File #: 1-35475

Previous ‘4’: ‘4’ on 2/7/20 for 2/6/20 · Next: ‘4’ on / for 4/1/20 · Latest: ‘4’ on / for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents