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Investment Managers Series Trust – ‘N-PX’ for 1/13/15

On:  Tuesday, 3/3/15, at 3:59pm ET   ·   Effective:  3/3/15   ·   For:  1/13/15   ·   Accession #:  1398344-15-1407   ·   File #:  811-21719

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/03/15  Investment Managers Series Trust  N-PX        1/13/15    1:288K                                   FilePoint/FAPerimeter Small Cap Opportunities Fund Class I (PSCVX)

Proxy Voting Record Annual Report by a Management Investment Company   —   Form N-PX
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Document/Exhibit                   Description                      Pages   Size 

 1: N-PX        Proxy Voting Record Annual Report by a Management   HTML     88K 
                          Investment Company                                     


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-21719
 
INVESTMENT MANAGERS SERIES TRUST
(Exact name of registrant as specified in charter)
 
235 W. Galena Street, Milwaukee, WI
(Address of principal executive offices)
(Zip code)

Constance Dye Shannon
235 W. Galena Street, Milwaukee, WI 53212
(Name and address of agent for service)
 
Registrant’s telephone number, including area code: (414) 299-2295

Date of fiscal year end: May 31
 
Date of reporting period: July 1, 2014January 13, 2015 (Liquidation Date)
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
 

ITEM 1. PROXY VOTING RECORD.
 
Company Name
   
Country
of
Trade
   
Meeting
Date
   
Meeting
Type
    
Record
Date
   
Ticker
   
Security ID
   
Symbol Type
  
Proposal
Number
     
Proposal Description
   
Proponent
    
Mgmt
   
VoteCast
   
Fund Name
    
Ballot
Status
Tag
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.1
 
Elect Edward J. Shoen
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund   
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.2
 
Elect James E. Acridge
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.3
 
Elect Charles J. Bayer
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.4
 
Elect John P. Brogan
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.5
 
Elect John M. Dodds
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.6
 
Elect Michael L. Gallagher
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.7
 
Elect Daniel R. Mullen
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
1.8
 
Elect James P. Shoen
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
2
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
3
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Amerco
 
US
 
8/28/2014
 
Annual
 
6/30/2014
 
UHAL
 
23586100
 
CUSIP
 
4
 
Shareholder Proposal Regarding Ratification of Board and Management Acts
 
Shareholder
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
CRA International Inc.
 
US
 
7/22/2014
 
Special
 
5/27/2014
 
CRAI
   
CUSIP
 
1.1
 
Elect Rowland T. Moriarty
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
CRA International Inc.
 
US
 
7/22/2014
 
Special
 
5/27/2014
 
CRAI
   
CUSIP
 
1.2
 
Elect William F. Concannon
 
Management
 
For
 
Withhold
 
Perimeter Small Cap Opportunities Fund
 
Voted
CRA International Inc.
 
US
 
7/22/2014
 
Special
 
5/27/2014
 
CRAI
   
CUSIP
 
2
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
CRA International Inc.
 
US
 
7/22/2014
 
Special
 
5/27/2014
 
CRAI
   
CUSIP
 
3
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.1
 
Elect Seymour Holtzman
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.2
 
Elect David A. Levin
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.3
 
Elect Alan S. Bernikow
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.4
 
Elect Jesse Choper
 
Management
 
For
 
Withhold
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.5
 
Elect John E. Kyees
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.6
 
Elect Willem Mesdag
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.7
 
Elect Ward K. Mooney
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.8
 
Elect George T. Porter, Jr.
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.9
 
Elect Mitchell S. Presser
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
1.10
 
Elect Ivy Ross
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
2
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Destination XL Group Inc
 
US
 
8/7/2014
 
Annual
 
6/23/2014
 
DXLG
   
CUSIP
 
3
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
1
 
Elect Gary B. Abromovitz
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
2
 
Elect John B. Butterworth
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
3
 
Elect Alexander M. Davern
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
4
 
Elect Timothy F. Meeker
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
5
 
Elect Julien R. Mininberg
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
6
 
Elect Beryl Raff
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
7
 
Elect William F. Susetka
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
8
 
Elect Darren G. Woody
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
9
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
10
 
Amendment to the 2011 Annual Incentive Plan
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Helen of Troy Corp
 
US
 
8/26/2014
 
Annual
 
6/27/2014
 
HELE
   
CUSIP
 
11
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.1
 
Elect John R. Hewitt
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.2
 
Elect Michael J. Hall
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.3
 
Elect I. Edgar Hendrix
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.4
 
Elect Paul K. Lackey
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.5
 
Elect Tom E. Maxwell
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.6
 
Elect Jim W. Mogg
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
1.7
 
Elect James H. Miller
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
2
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
3
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Matrix Service Co.
 
US
 
11/13/2014
 
Annual
 
9/26/2014
 
MTRX
   
CUSIP
 
4
 
Amendment to the 2012 Stock and Incentive
Compensation Plan
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
1.1
 
Elect Walter Gilbert
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
1.2
 
Elect Dennis H. Langer
 
Management
 
For
 
Withhold
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
1.3
 
Elect Lawrence C. Best
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
2
 
Amendment to the 2010 Employee, Director and
Consultant  Equity Incentive Plan
 
Management
 
For
 
Against
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
3
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Myriad Genetics, Inc.
 
US
 
12/4/2014
 
Annual
 
10/7/2014
 
MYGN
   
CUSIP
 
4
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Netscout Systems Inc
 
US
 
9/9/2014
 
Annual
 
7/11/2014
 
NTCT
   
CUSIP
 
1.1
 
Elect Joseph G. Hadzima, Jr.
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Netscout Systems Inc
 
US
 
9/9/2014
 
Annual
 
7/11/2014
 
NTCT
   
CUSIP
 
2
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Netscout Systems Inc
 
US
 
9/9/2014
 
Annual
 
7/11/2014
 
NTCT
   
CUSIP
 
3
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
Tutor Perini Corp
 
US
 
11/12/2014
 
Special
 
9/22/2014
 
TPC
   
CUSIP
 
1
 
Amendment to the Long-Term Incentive Plan
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
United Financial Bancorp Inc
 
US
 
8/5/2014
 
Annual
 
6/16/2014
 
UBNK
   
CUSIP
 
1.1
 
Elect William H.W. Crawford
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
United Financial Bancorp Inc
 
US
 
8/5/2014
 
Annual
 
6/16/2014
 
UBNK
   
CUSIP
 
1.2
 
Elect Michael F. Crowley
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
United Financial Bancorp Inc
 
US
 
8/5/2014
 
Annual
 
6/16/2014
 
UBNK
   
CUSIP
 
1.3
 
Elect Raymond H. Lefurge
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
United Financial Bancorp Inc
 
US
 
8/5/2014
 
Annual
 
6/16/2014
 
UBNK
   
CUSIP
 
2
 
Advisory Vote on Executive Compensation
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted
United Financial Bancorp Inc
 
US
 
8/5/2014
 
Annual
 
6/16/2014
 
UBNK
   
CUSIP
 
3
 
Ratification of Auditor
 
Management
 
For
 
For
 
Perimeter Small Cap Opportunities Fund
 
Voted



 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
  
(Registrant) Investment Managers Series Trust
 
By (Signature and Title)*
 
Maureen Quill, President
Date
 

* Print the name and title of each signing officer under his or her signature.
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-PX’ Filing    Date    Other Filings
3/31/15
Filed on / Effective on:3/3/15497K
For Period End:1/13/1524F-2NT
7/1/14497,  N-14/A
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