SEC Info - Albers Ernest Geoffrey - ‘4’ for 11/20/08 re: Rocky Mountain Minerals Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

ALBERS ERNEST GEOFFREY

(Last)

(First)

(Middle)

LEVEL 21, 500 COLLINS STREET

(Street)

MELBOURNE, VICTORIA

3000

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKY MOUNTAIN MINERALS INC [ RMMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/20/08

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/20/08		P		15,000,000	A	$0.006	42,757,500	I	See footnote ⁽¹⁾
Common Stock								7,701,971	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Cumulative Redeemable Preferred Stock	⁽³⁾	2/15/08		P		2,237,563		⁽⁵⁾	⁽⁶⁾	Common Stock	895,025	$0.01	2,237,563	D
Non-Negotiable Convertible Promissory Note	$0.025							5/1/07	6/30/09	Common Stock	12,000,000		$300,000 ⁽⁴⁾	I	See Note ⁽²⁾

Explanation of Responses:

(1) 15,000,000 shares of Common Stock issued on 20 November 2008 are held by Great Missenden Holdings Pty Ltd. The Reporting Person is a shareholder and director of the company and may hold dispositive power over shares held by Great Missenden Holdings Pty Ltd. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or any other purpose.

(2) $300,000 Non-Negotiable Convertible Promissory Note issued to Great Missenden Holdings Pty Ltd, as previously reported, convertible into an aggregate of 12,000,000 shares of common stock. The Maturity Date has been extended to 30 June 2009. The Reporting Person may be deemed to have a pecuniary interest in such underlying securities as the Reporting Person is a director and shareholder of Great Missenden holdings Pty Ltd. The Reporting Person disclaims beneficial ownership of such underlying securities, except to the extent of his indirect and remote pecuniary interest therein as a director and shareholder of Great Missenden Holdings Pty Ltd. The inclusion of these shares shall not be deemed an admission of beneficial ownership of any or all of the shares for the purposes of Section 16 or any other purpose.

(3) 0.4 Common Stock for every 1.0 Preferred

(4) $300,000 Non-Negoriable Convertible Promissory Note

(5) At any time

(6) Perpetual

	/s/ Ernest Geoffrey Albers	11/20/08
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
P	Open market or private purchase of non-derivative or derivative security.

Albers Ernest Geoffrey – ‘4’ for 11/20/08 re: Rocky Mountain Minerals Inc.

On: Thursday, 11/20/08, at 6:51pm ET · For: 11/20/08 · As: 10% Owner · Accession #: 1079973-8-1100 · File #: 0-09060

Previous ‘4’: ‘4’ on 6/27/08 for 6/24/08 · Next: ‘4’ on / for 3/26/09 · Latest: ‘4’ on / for 12/23/11

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Albers Ernest Geoffrey – ‘4’ for 11/20/08 re: Rocky Mountain Minerals Inc.

On: Thursday, 11/20/08, at 6:51pm ET · For: 11/20/08 · As: 10% Owner · Accession #: 1079973-8-1100 · File #: 0-09060

Previous ‘4’: ‘4’ on 6/27/08 for 6/24/08 · Next: ‘4’ on / for 3/26/09 · Latest: ‘4’ on / for 12/23/11

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents