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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/14/14 CBAK Energy Technology, Inc. 10-K 9/30/13 136:17M Newsfile Corp/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report -- form10k HTML 962K
2: EX-10.12 Material Contract -- exhibit10-12 HTML 45K
3: EX-10.13 Material Contract -- exhibit10-13 HTML 34K
4: EX-10.14 Material Contract -- exhibit10-14 HTML 33K
5: EX-10.15 Material Contract -- exhibit10-15 HTML 40K
6: EX-21.1 Subsidiaries List -- exhibit21-1 HTML 34K
7: EX-23.1 Consent of Experts or Counsel -- exhibit23-1 HTML 37K
8: EX-23.2 Consent of Experts or Counsel -- exhibit23-2 HTML 35K
11: EX-99.1 Miscellaneous Exhibit -- exhibit99-1 HTML 36K
12: EX-99.2 Miscellaneous Exhibit -- exhibit99-2 HTML 40K
13: EX-99.3 Miscellaneous Exhibit -- exhibit99-3 HTML 36K
14: EX-99.4 Miscellaneous Exhibit -- exhibit99-4 HTML 35K
15: EX-99.5 Miscellaneous Exhibit -- exhibit99-5 HTML 35K
9: EX-31.1 Certification -- §302 - SOA'02 -- exhibit31-1 HTML 41K
10: EX-32.1 Certification -- §906 - SOA'02 -- exhibit32-1 HTML 35K
92: R1 Document and Entity Information HTML 64K
71: R2 Consolidated Balance Sheets HTML 140K
87: R3 Consolidated Balance Sheets (Parenthetical) HTML 45K
96: R4 Consolidated Statements of Comprehensive Loss HTML 105K
123: R5 Consolidated Statements of Shareholders' Equity HTML 62K
74: R6 Consolidated Statements of Cash Flows HTML 152K
86: R7 Consolidated Statements of Cash Flows HTML 35K
(Parenthetical)
65: R8 Principal Activities, Basis of Presentation and HTML 87K
Organization
54: R9 Summary of Significant Accounting Policies and HTML 82K
Practices
125: R10 Pledged Deposits HTML 40K
98: R11 Trade Accounts Receivable, net HTML 54K
97: R12 Inventories HTML 41K
105: R13 Prepayments and Other Receivables HTML 56K
106: R14 Property, Plant and Equipment, net HTML 59K
102: R15 Prepaid Land Use Rights, net and Disposal of HTML 45K
Tianjin Meicai New Material Technology Co., Ltd.
(Tianjin Meicai)
107: R16 Intangible Assets, net HTML 41K
88: R17 Short-term Bank Loans HTML 51K
93: R18 Accrued Expenses and Other Payables HTML 64K
100: R19 Long-term Bank Loans HTML 40K
134: R20 Other Long-term Loans HTML 37K
116: R21 Deferred Revenue HTML 37K
80: R22 Other Long-term Payables HTML 45K
99: R23 Income Taxes, Deferred Tax Assets and Deferred Tax HTML 72K
Liabilities
83: R24 Share-based Compensation HTML 122K
43: R25 Net Loss per Share HTML 43K
117: R26 Fair Value of Financial Instruments HTML 42K
130: R27 Commitments and Contingencies HTML 76K
59: R28 Significant Concentrations HTML 46K
58: R29 Segment Information HTML 57K
63: R30 China BAK Battery, Inc. (Parent Company) HTML 42K
64: R31 Subsequent Events HTML 40K
66: R32 Summary of Significant Accounting Policies HTML 152K
(Policies)
31: R33 Summary of Significant Accounting Policies and HTML 42K
Practices (Tables)
114: R34 Pledged Deposits (Tables) HTML 40K
78: R35 Trade Accounts Receivable, net (Tables) HTML 54K
81: R36 Inventories (Tables) HTML 39K
48: R37 Prepayments and Other Receivables (Tables) HTML 56K
133: R38 Property, Plant and Equipment, net (Tables) HTML 58K
22: R39 Prepaid Land Use Rights, net and Disposal of HTML 39K
Tianjin Meicai New Material Technology Co., Ltd.
(Tianjin Meicai) (Tables)
68: R40 Intangible Assets, net (Tables) HTML 39K
121: R41 Short-term Bank Loans (Tables) HTML 47K
45: R42 Accrued Expenses and Other Payables (Tables) HTML 50K
57: R43 Long-term Bank Loans (Tables) HTML 36K
62: R44 Other Long-term Payables (Tables) HTML 43K
72: R45 Income Taxes, Deferred Tax Assets and Deferred Tax HTML 67K
Liabilities (Tables)
30: R46 Share-based Compensation (Tables) HTML 121K
53: R47 Net Loss per Share (Tables) HTML 40K
24: R48 Commitments and Contingencies (Tables) HTML 52K
119: R49 Significant Concentrations (Tables) HTML 43K
44: R50 Segment Information (Tables) HTML 54K
115: R51 Principal Activities, Basis of Presentation and HTML 254K
Organization (Narrative) (Details)
49: R52 Summary of Significant Accounting Policies and HTML 43K
Practices (Narrative) (Details)
69: R53 Inventories (Narrative) (Details) HTML 37K
23: R54 Prepayments and Other Receivables (Narrative) HTML 35K
(Details)
27: R55 Property, Plant and Equipment, net (Narrative) HTML 46K
(Details)
61: R56 Prepaid Land Use Rights, net and Disposal of HTML 85K
Tianjin Meicai New Material Technology Co., Ltd.
(Tianjin Meicai) (Narrative) (Details)
35: R57 Intangible Assets, net (Narrative) (Details) HTML 37K
126: R58 Short-term Bank Loans (Narrative) (Details) HTML 56K
76: R59 Accrued Expenses and Other Payables (Narrative) HTML 83K
(Details)
103: R60 Long-term Bank Loans (Narrative) (Details) HTML 39K
52: R61 Other Long-term Loans (Narrative) (Details) HTML 43K
55: R62 Deferred Revenue (Narrative) (Details) HTML 39K
112: R63 Other Long-term Payables (Narrative) (Details) HTML 37K
108: R64 Income Taxes, Deferred Tax Assets and Deferred Tax HTML 56K
Liabilities (Narrative) (Details)
79: R65 Share-based Compensation (Narrative) (Details) HTML 121K
110: R66 Net Loss per Share (Narrative) (Details) HTML 40K
50: R67 Commitments and Contingencies (Narrative) HTML 101K
(Details)
84: R68 Significant Concentrations (Narrative) (Details) HTML 41K
129: R69 China BAK Battery, Inc. (Parent Company) HTML 51K
(Narrative) (Details)
26: R70 Subsequent Events (Narrative) (Details) HTML 93K
42: R71 Schedule of Estimated Useful Lives of the Assets HTML 48K
(Details)
70: R72 Schedule of Exchange Rates (Details) HTML 49K
33: R73 Schedule of Estimated Useful Lives of the HTML 44K
Intangible Assets (Details)
132: R74 Schedule of Pledged Deposits (Details) HTML 48K
46: R75 Schedule of Trade Accounts Receivable (Details) HTML 53K
37: R76 Schedule of Analysis of the Allowance for Doubtful HTML 67K
Accounts (Details)
41: R77 Schedule of Inventories (Details) HTML 48K
28: R78 Schedule of Prepayments and Other Receivables HTML 82K
(Details)
32: R79 Schedule of Analysis of Allowance for Doubtufl HTML 55K
Accounts for Other Receivables (Details)
94: R80 Schedule of Property, Plant and Equipment HTML 70K
(Details)
39: R81 Schedule of Depreciation Expense (Details) HTML 53K
127: R82 Schedule of Investment Property in Operating HTML 35K
Leases (Details)
67: R83 Schedule of Minimum Future Rental Payments for HTML 48K
Operating Leases (Details)
101: R84 Schedule of Prepaid Land Use Rights (Details) HTML 54K
109: R85 Sdchedule of Intangible Assets (Details) HTML 45K
38: R86 Schedule of Facilities Secured by the Company's HTML 77K
Assets (Details)
40: R87 Schedule of Accrued Expenses and Other Payables HTML 98K
(Details)
124: R88 Schedule of Long Term Bank Loans (Details) HTML 37K
34: R89 Schedule of Government Subsidiaries (Details) HTML 67K
95: R90 Schedule of Income Taxes (Details) HTML 45K
91: R91 Schedule of Income Tax Reconciliation (Details) HTML 71K
113: R92 Schedule of Deferred Tax Assets and Liabilities HTML 85K
(Details)
90: R93 Schedule of Vested and Exercisable Options HTML 50K
(Details)
75: R94 SCHEDULE OF SUMMARY OF SHARE OPTION PLAN ACTIVITY HTML 64K
June 25, 2007 (Details)
118: R95 SCHEDULE OF VALUATION OF OPTIONS GRANTED ON June HTML 44K
25, 2007 (Details)
73: R96 SCHEDULE OF SUMMARY OF SHARE OPTION PLAN ACTIVITY HTML 62K
January 28, 2008 (Details)
47: R97 SCHEDULE OF VALUATION OF OPTIONS GRANTED ON HTML 42K
January 28, 2008 (Details)
82: R98 SCHEDULE OF SUMMARY OF SHARE OPTION PLAN ACTIVITY HTML 62K
May 29, 2008 (Details)
77: R99 SCHEDULE OF VALUATION OF OPTIONS GRANTED ON May HTML 42K
29, 2008 (Details)
60: R100 SCHEDULE OF SUMMARY OF SHARE OPTION PLAN ACTIVITY HTML 71K
June 22, 2009 (Details)
136: R101 SCHEDULE OF VALUATION OF OPTIONS GRANTED ON June HTML 42K
22, 2009 (Details)
111: R102 SCHEDULE OF SUMMARY OF SHARE OPTION PLAN ACTIVITY HTML 71K
April 8, 2010 (Details)
89: R103 SCHEDULE OF VALUATION OF OPTIONS GRANTED ON April HTML 42K
8, 2010 (Details)
29: R104 Schedule of Earnings Per Share, Basic and Diluted HTML 46K
(Details)
120: R105 Schedule of Capital Commitments (Details) HTML 45K
128: R106 Schedule Ofguarantees (Details) HTML 61K
122: R107 Schedule of Discounted Bank Acceptance Bills HTML 37K
(Details)
85: R108 Schedule of Customer Accounted for More Than 10% HTML 38K
of the Company's Total Trade Accounts Receivable
(Details)
36: R109 Schedule of Revenue by Major Customers by HTML 42K
Reporting Segments (Details)
104: R110 Schedule of Net Revenues by Product (Details) HTML 81K
51: R111 Schedule of Net Revenues by Geographical Area HTML 83K
(Details)
131: XML IDEA XML File -- Filing Summary XML 197K
25: EXCEL IDEA Workbook of Financial Reports XLSX 226K
56: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.14M
16: EX-101.INS XBRL Instance -- cbak-20130930 XML 1.39M
18: EX-101.CAL XBRL Calculations -- cbak-20130930_cal XML 207K
19: EX-101.DEF XBRL Definitions -- cbak-20130930_def XML 1.99M
20: EX-101.LAB XBRL Labels -- cbak-20130930_lab XML 4.31M
21: EX-101.PRE XBRL Presentations -- cbak-20130930_pre XML 2.20M
17: EX-101.SCH XBRL Schema -- cbak-20130930 XSD 801K
135: ZIP XBRL Zipped Folder -- 0001062993-14-000200-xbrl Zip 318K
| China BAK Battery, Inc.: Exhibit 10.12 - Filed by newsfilecorp.com |
Exhibit 10.12
English Translation of Loan Agreement
Borrower: Shenzhen BAK Battery Co., Ltd
Address: BAK
Industrial Park, Kuichong Street, Longgang District, Shenzhen
Legal
Representative: Xiangqian Li
Lender: Jinghui Wang
Address:
In accordance with related laws and regulations, the two parties agreed to this agreement on December 17, 2013.
| 1. |
Basic | |
| 1.1 |
The loan amount is RMB 370,000,000. | |
| 1.2 |
The loan will be transferred by the Lender to the Borrower’s account before January 17, 2014 in installments, among which RMB 80 million has been transferred to the Borrower on December 13, 2013. | |
| 1.3 |
The loan principal and interest shall be repaid to the Lender by March 31, 2014. | |
| 1.4 |
The interest is 20% per annum and shall be accrued monthly. | |
| 1.5 |
The loan purpose is to provide working capital to the Borrower for operations. | |
| 1.6 |
Account supervision: The Borrower shall provide the name and numbers of its bank accounts with respect to the Borrower’s collection of account receivables to the Lender. The Lender is entitled to request the Borrower to provide the record of the accounts in a timely manner. | |
| 1.7 |
Repayment: The Borrower shall repay the loan principal and interest to the Lender’s designated account one day before the mature date | |
| 2. |
Guaranty and Mortgage | |
| 2.1 |
To secure the loan agreement, the guaranty and mortgage are as follows: | |
| (1) |
BAK International Limited provides corporate guaranty; | |
| (2) |
China BAK Battery, Inc provides corporate guaranty; | |
| (3) |
China BAK Battery, Inc pledges 100% equity interest in BAK International Limited | |
| 2.2 |
The guaranty agreement and mortgage agreement and other related documents will be entered into by the guarantor, mortgagor and the Borrower, which clauses will be drafted and decided by the Lender’s attorney. The agreements shall be in compliance with related rules and regulations, which the Borrower, guarantor and mortgagor shall cooperate with. | |
| 2.3 |
All the legal expenses related to the loan agreement, guaranty agreement, mortgage agreement and other documents incurred by the Lender will be reimbursed by the Borrower. | |
| 2.4 |
If upon the request of the Borrower, any amount of the loan is provided to the Borrower by the Lender before the guaranty agreement and mortgage agreement are signed, it will not be deemed as Lender’s waiver of the abovementioned guaranty and mortgage requirements or other clauses of the loan agreement. The Borrower shall continue to perform the abovementioned guaranty and mortgage to the satisfactory of the Lender. | |
| 3. |
Legal responsibility |
|
| 3.1 |
The Borrower constitutes breach of the agreement in the event it shall: |
|
| (1) |
violate the obligations of the agreement; |
|
| (2) |
Not perform the promises made under clause 2; |
|
| (3) |
Clearly state or its behavior indicates it will not repay the loans matured or to be matured; |
|
| (4) |
Not perform or not fully perform the obligations under other agreements entered into by the Borrower and the Lender, and the Lender declares the default of the Borrower; |
|
| (5) |
Other situations that the Borrower do not perform or fully perform the agreements; |
|
| 3.2 |
In the following event, the Lender can terminate this loan agreement and other agreements entered into by the Borrower and the Lender: |
|
| (1) |
The Borrower or the guarantor is in breach of agreement; |
|
| (2) |
The Borrower or the guarantor’s ability to repay the loan deteriorates materially; |
|
| (3) |
The collateral or mortgaged property suffers material damage or loss; |
|
| (4) |
Adjustment of national policy that may materially, adversely affect the loan; |
|
| (5) |
The Borrower is in material breach of agreement with other creditors; |
|
| (6) |
Other situations in which the agreement may be terminated according to laws or by mutual consent of the parties. |
|
| 3.3 |
In the event that the situations under clause 3.1 and 3.2 occur, the Lender is entitled to exercise its legal and contractual rights and claim for damages. |
| 3.4 |
In the event due to default of the Borrower, the Lender seeks for litigation or arbitration to exercise its rights, all the fees, including legal fees, traveling fees, performance fees, valuation fees and other fees incurred for realizing its rights shall be reimbursed by the Borrower. |
| 4. |
Other clauses |
| 4.1 |
Not exercising or partly exercising any of its rights by the Lender under the loan agreement does not constitute waiver or change of its rights or other rights, and does not influence the future exercise of its right or other rights. |
| 4.2 |
Dispute resolution |
| 4.2.1 |
The two parties will negotiate to settle the dispute; if not successful, parties may submit to Shenzhen Arbitration Committee for arbitration; |
| 4.2.2 |
During the course of arbitration, the clauses without dispute shall be performed. |
| 4.3 |
Legal effect |
| 4.3.1 |
The loan agreement becomes effective since the signature date between the Borrower and the Lender. |
| 4.3.2 |
The agreement is signed in Shenzhen. |
| 4.3.3 |
The agreement has three copies, one for the Borrower, two for the Lender, with the same effect. |
The Borrower
Legal Representative: /s/ Xiangqian Li
________________
Date: December 17, 2013
The Lender: /s/ Jinghui Wang
_________________
Date:
December 17, 2013
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 3/31/14 | 10-Q, NT 10-Q | |||
| 1/17/14 | ||||
| Filed on: | 1/14/14 | |||
| 12/17/13 | ||||
| 12/13/13 | ||||
| For Period end: | 9/30/13 | 10-K/A, 8-K, NT 10-K | ||
| List all Filings | ||||