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Al Khayyal Abdulaziz Fahd – ‘4’ for 9/30/20 re: Halliburton Co.

On:  Friday, 10/2/20, at 1:38pm ET   ·   For:  9/30/20   ·   Accession #:  1062993-20-4755   ·   File #:  1-03492

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/02/20  Al Khayyal Abdulaziz Fahd         4                      1:11K  Halliburton Co.                   Newsfile Corp./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- form4.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Al Khayyal Abdulaziz Fahd

(Last)(First)(Middle)
P.O. BOX 5056, SAUDI ARAMCO
DHAHRAN

(Street)
SAUDI ARABIAT031311

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
9/30/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Equivalent Units (1) 9/30/20 A 994.24 (2) (3) (3)Common Stock994.24 (4)12,650.459D
8/2019 Restricted Stock Units (5) (6) (6)Common Stock8,439.43 (7) 8,439.43 (7)D
8/2018 Restricted Stock Units (5) (6) (6)Common Stock4,551.08 (7) 4,551.08 (7)D
8/2017 Restricted Stock Units (5) (6) (6)Common Stock4,674.54 (7) 4,674.54 (7)D
8/2016 Restricted Stock Units (5) (6) (6)Common Stock4,644.738 (7) 4,644.738 (7)D
8/2015 Restricted Stock Units (5) (6) (6)Common Stock5,048.093 (7) 5,048.093 (7)D
12/2014 Restricted Stock Units (5) (6) (6)Common Stock2,780.197 (7) 2,780.197 (7)D
Explanation of Responses:
(1)  The security converts to common stock on a one-for-one basis.
(2)  Stock equivalent units acquired quarterly under the Halliburton Company Directors' Deferred Compensation Plan.
(3)  The stock equivalent units were accrued under the Halliburton Company Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
(4)  A portion of the stock equivalent units are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 23, 2020 of $12.65 and September 30, 2020 of $12.05.
(5)  Each restricted stock unit represents a right to receive one share of the Company's common stock.
(6)  The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.
(7)  Includes dividend equivalent units through September 30, 2020.
/s/ Bruce A. Metzinger, by Power of Attorney 10/2/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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