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Zarate Stephanie – ‘3’ for 3/30/20 re: McClatchy Co.

On:  Wednesday, 4/1/20, at 4:17pm ET   ·   For:  3/30/20   ·   Accession #:  1056087-20-17   ·   File #:  1-38200

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/01/20  Zarate Stephanie                  3                      1:7K   McClatchy Co.                     McClatchy Co.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- edgar.xml/2.6                        




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zarate Stephanie

(Last)(First)(Middle)
2100 Q STREET

(Street)
SACRAMENTOCA95816

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
3/30/20
3. Issuer Name and Ticker or Trading Symbol
MCCLATCHY CO [ MNI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Controller and Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock687D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Restricted Stock Unit (1) (2) (2)Class A Common Stock310 (3)D
Employee Restricted Stock Unit (1) (4) (4)Class A Common Stock240 (3)D
Employee Restricted Stock Unit (1) (5) (5)Class A Common Stock670 (3)D
Employee Restricted Stock Unit (1) (6) (6)Class A Common Stock1,080 (3)D
Explanation of Responses:
(1)  On February 13, 2020, The McClatchy Company (the "Company") and each of its 53 wholly owned subsidiaries filed voluntary petitions for reorganization ("Chapter 11 Cases") under Chapter 11 of the U.S. Bankruptcy Code in the U.S. Bankruptcy Court for the Southern District of New York. The Chapter 11 Cases are being jointly administered under the caption In re: The McClatchy Company et al., Case No. 20-10418. The Company has suspended the issuance of Class A Common Stock as a result of vesting in its stock plans pending the outcome of the Chapter 11 Cases.
(2)  The restricted stock units were granted on December 29, 2017 pursuant to The McClatchy Company 2012 Omnibus Stock Incentive Plan, as amended (the "2012 Plan").
(3)  Each restricted stock unit represents a contingent right to receive one share of McClatchy Class A Common Stock.
(4)  The restricted stock units were granted on March 1, 2018 pursuant to the 2012 Plan.
(5)  The restricted stock units were granted on December 20, 2018 pursuant to the 2012 Plan.
(6)  The restricted stock units were granted on March 13, 2019 pursuant to the 2012 Plan.
/s/ Stephanie Zarate 4/1/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001056087-20-000017   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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