Auto Trol Technology Corp – ‘10KSB/A’ for 9/30/01

On:  Tuesday, 4/2/02, at 9:28am ET   ·   For:  9/30/01   ·   Accession #:  1050502-2-256   ·   File #s:  0-09247, 0-09247 (10KSB40/A)   ·   Correction:  This Filing’s “Filed as of” Date was Corrected and “Changed as of” 6/7/02 by the SEC on 6/7/02. ®

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Amendment to Annual Report — Small Business   —   Form 10-KSB
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10KSB/A     10Ksb40/A                                              3     12K 

10KSB/A
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================================================================================

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D. C. 20549

 FORM 10-KSB
 (AMENDMENT NO. 1)

(Mark One)

[X] Annual Report Pursuant to Section 13 or Section 15 (d)
of the Securities Exchange Act of 1934

For the fiscal year ended September 30, 2001
or

[ ] Transition Report Pursuant to Section 13 or Section 15(d) 
of the Securities Exchange Act of 1934

 For the transition period from _______________ to _______________

Commission File No. 0-9247

Auto-trol Technology Corporation
--------------------------------
(Exact name of registrant as specified in its charter)

   Colorado                                     84-0515221
   --------                                     ----------
(State of Incorporation)                            (IRS Employer     
                                                Identification Number)

12500 North Washington Street, Denver, Colorado 80241-2400
----------------------------------------------------------
(Address of principal executive offices)

Area code (303) 452-4919
------------------------
 (Registrant's Telephone Number including area code)

Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12 (g) of the Act:

Common Stock, $.02 Par Value
(Title of Class)

 Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of  
1934 during the preceding 12 months (or for such shorter period that the        
registrant was required to file such reports), and (2) has been subject to such 
filing requirements for the past ninety days.                                   

Yes [X]     No [ ]    

    Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements   
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [X]                                                                  

  The aggregate market value of the voting stock held by non-affiliates of
the registrant as of February 11, 2002, was based on the closing sale price on  
such date. The aggregate number of shares of common stock outstanding on        
February 11, 2002 was 59,366,603.                                               

================================================================================

10KSB/A
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EXPLANATORY NOTE

The purpose of this Amendment is to indicate that, in addition to the 
capacities reflected on the initial Form 10-KSB filing, Mr. Hillman is signing  
in the capacity Auto-trol's principal financial officer and controller/principal
accounting officer.                                                             

10KSB/A
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SIGNATURES                                                                      

Pursuant to the requirements of Section 13 or 15(d) of the Securities 
Exchange Act of 1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.                       

                                        AUTO-TROL TECHNOLOGY CORPORATION

Date:  March 26, 2002                       By: /s/ HOWARD B. HILLMAN           
                                            ------------------------------------
                          Howard B. Hillman,
                 President

    Pursuant to the requirements of the Securities Exchange Act of 1934,
this report has been signed below by the following persons on behalf of the     
registrant and in the capacities and on the dates indicated:                    

                                                        [Enlarge/Download Table]


Signatures                                       Title                  Date          
                                                                                      

/s/ HOWARD B. HILLMAN                            Chairman of the Board  March 26, 2002
---------------------                            President (Principal                 
Howard B. Hillman                                Executive Officer;                   
                                                 Principal Financial                  
                                                 Officer; and                         
                                                 Controller/Principal                 
                                                 Accounting Officer)                  

/s/ MAJOR GENERAL WILLIAM R. USHER, USAF (RET.)  Director               March 26, 2002
----------------------------------------------                                        
Major General William R. Usher (Ret.)*                                                

/s/ J. RODERICK HELLER, III                      Director               March 26, 2002
------------------------------------                                                  
J. Roderick Heller, III*                                                              

*Howard B. Hillman is the Attorney in fact for:                                       

MAJOR GENERAL WILLIAM R. USHER, USAF (RET.) and                                       
J. RODERICK HELLER, III                                                               
-----------------------------------------------                                       

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘10KSB/A’ Filing		Date		First		Last			Other Filings
Changed as of / Corrected on:		6/7/02
Filed on:		4/2/02
		3/26/02		3
		2/11/02		1
For Period End:		9/30/01		1					10KSB
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