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Celcuity Inc. – ‘8-K’ for 12/11/19

On:  Thursday, 12/12/19, at 7:27am ET   ·   For:  12/11/19   ·   Accession #:  1654954-19-13833   ·   File #:  1-38207

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/12/19  Celcuity Inc.                     8-K:7,9    12/11/19    2:43K                                    Blueprint/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     18K 
 2: EX-99.1     Press Release                                       HTML     12K 


‘8-K’   —   Current Report


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 FORM 8-K
 
 CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): December 11, 2019
 
Celcuity Inc.
(Exact name of Registrant as Specified in its Charter)
 
 
 
 
 
Delaware
 
 
82-2863566
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
16305 36th Avenue North; Suite 100 
Minneapolis, Minnesota 55446 
(Address of Principal Executive Offices and Zip Code)
 
(763) 392-0767 
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value per share
CELC
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in [sic] Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
 

 
 
 
Item 7.01    
Regulation FD
 
On December 11, 2019, Celcuity Inc. (the “Company”) issued a press release announcing a presentation at the 2019 San Antonio Breast Cancer Symposium. Celcuity presented results evaluating a sub-group of PIK3CA WT breast cancer patients. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.
 
The information in this Item 7.01, including the accompanying exhibit, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Item 7.01 shall not be incorporated by reference into any filing pursuant to the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.
  
Item 9.01  
Financial Statements and Exhibits.
 
(d)
Exhibits.
 
99.1           
Press Release of Celcuity Inc. dated December 11, 2019.
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
CELCUITY INC.
 
 
 
 
 
By:  
/s/ Brian F. Sullivan  
 
 
 
Brian F. Sullivan
 
 
 
Chairman and Chief Executive Officer  
 
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:12/12/19None on these Dates
For Period end:12/11/19
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Filing Submission 0001654954-19-013833   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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