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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/01/20 Barclays PLC 6-K 7/01/20 1:702K Blueprint/FA |
Document/Exhibit Description Pages Size 1: 6-K Batch Filing HTML 237K
batch |
Exhibit
No. 1
|
Total Voting Rights dated 01 June 2020
|
Exhibit
No. 2
|
Publication of a Prospectus dated 03 June 2020
|
Exhibit
No. 3
|
Director/PDMR Shareholding dated 09 June 2020
|
Exhibit
No. 4
|
Director/PDMR Shareholding dated 18 June 2020
|
Exhibit
No. 5
|
Invitation to purchase Notes for cash dated 25 June
2020
|
Exhibit
No. 6
|
Barclays US LLC 2020 CCAR results dated 26 June 2020
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
Investor
Relations
|
Media
Relations
|
Chris Manners
|
Tom Hoskin
|
+44 (0)20 7773 2136
|
+44 (0) 20 7116 4755
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sasha Wiggins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include
an allocation of Shares as matching shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number
of Shares
received
|
£1.241 per share
|
240
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Chris Manners
|
Tom Hoskin
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
On 14 April 2020, the Company announced that the vesting of the
first portion of the 2017 Barclays Long Term Incentive Plan
("LTIP") award granted to the Group Chief Executive would be
delayed from June 2020 to 8 March 2021, subject to the LTIP rules.
To give effect to this, the Company has now lapsed that portion of
the award that would have vested in June 2020 and granted an award
over the same number of Shares, that would but for the delay have
vested in June 2020. These Shares will now vest on 8 March 2021,
subject to the LTIP rules.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.9545
per Share
|
163,538
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
Not applicable
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
On 14 April 2020, the Company announced that the vesting of the
first portion of the 2017 Barclays Long Term Incentive Plan
("LTIP") award granted to the Group Finance Director would be
delayed from June 2020 to 8 March 2021, subject to the LTIP rules.
To give effect to this, the Company has now lapsed that portion of
the award that would have vested in June 2020 and granted an award
over the same number of Shares, that would but for the delay have
vested in June 2020. These Shares will now vest on 8 March 2021,
subject to the LTIP rules.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.9545
per Share
|
104,221
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
Not applicable
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company announces that on 16 June 2020 the trustee of the
Barclays Group (PSP) Employees' Benefit Trust delivered 32,510
Shares to the Group Chief Executive in respect of the quarterly
payment of the Shares element of his fixed remuneration for the
three month period to 30 June 2020. The Shares are subject to
a holding period, with restrictions, such that they are released in
equal tranches over five years (20% each year). The number of
Shares delivered was derived after the settlement of tax and social
security, adjusted to reflect the Group Chief Executive's voluntary
contribution to the Barclays' Community Aid Package of
one-third of his Fixed Pay for a period of six months, such
contributions being made by way of reduction to the Shares element
of his Fixed Pay.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
80,669
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
|
£1.2138
per Share
|
48,159
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company announces that on 16 June 2020 the trustee of the
Barclays Group (PSP) Employees' Benefit Trust delivered 30,020
Shares to the Group Finance Director in respect of the quarterly
payment of the Shares element of his fixed remuneration for the
three month period to 30 June 2020. The Shares are subject to
a holding period, with restrictions, such that they are released in
equal tranches over five years (20% each year). The number of
Shares delivered was derived after the settlement of tax and social
security, adjusted to reflect the Group Finance Director's
voluntary contribution to the Barclays' Community Aid Package
of one-third of his Fixed Pay for a period of six months, such
contributions being made by way of reduction to the Shares element
of his Fixed Pay .
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
56,640
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
26,620
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark Ashton-Rigby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five
years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
144,175
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
67,762
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President of Barclays Bank PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
226,561
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
122,501
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alistair Currie
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Head of Corporate Banking
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
74,662
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
35,091
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Stephen Dainton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global Head of Markets
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
280,626
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
131,894
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Matthew Hammerstein
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
41,192
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
19,360
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Bob Hoyt
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group General Counsel
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Barclays PLC
|
||
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
||
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.2138
per Share
|
195,666
|
|||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||
e)
|
Date of the transaction
|
2020-06-16
|
||
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
||
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
||
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
||
c)
|
Price(s) and volume(s)
|
Price(s) |
Volume(s)
|
|
£1.2138 per Share |
91,963
|
|||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
||
e)
|
Date of the transaction
|
2020-06-16
|
||
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Joseph McGrath
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Global Head of Banking
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
295,224
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
144,571
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
92,684
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
43,561
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
149,324
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
70,182
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Consumer Banking & Payments
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
169,920
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
79,862
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
221,412
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
112,964
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sasha Wiggins
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
June 2020. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five
years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.2138
per Share
|
23,538
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£1.2138
per Share
|
11,062
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2020-06-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor
Relations
|
Media
Relations
|
Chris
Manners
|
Tom Hoskin
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Description of Notes
|
ISIN / Common Code
|
Aggregate Principal Amount Outstanding
|
Purchase
Yield1
|
Maximum Acceptance Amount
|
EUR 1,500,000,000 1.875 per cent. Notes due March 2021
|
XS1385051112 / 138505111
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€1,500,000,000
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0.00 per cent.
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Subject as set out in the Tender Offer Memorandum,
€500,000,000 in aggregate principal amount of
Notes
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Date
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Action
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25 June 2020
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Commencement of the Offer
|
|
Offer announced. Tender Offer Memorandum available from the Dealer
Manager and the Tender Agent.
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1 July 2020
4:00 p.m. London time
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Expiration Deadline
Deadline for receipt by the Tender Agent of all Tender Instructions
in order for Noteholders to be able to participate in the
Offer.
|
2 July 2020
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Announcement of Results of the Offer
The Issuer will announce its decision of whether to accept valid
tenders of Notes for purchase pursuant to any or all of the Offer
(including, if applicable, the Settlement Date), the Purchase
Price, the pro-ration factor (if any) and the results of the Offer
in accordance with the methods set out below.
|
6 July 2020
|
Settlement Date
Expected Settlement Date. Payment of Purchase Price and
Accrued Interest Payment in respect of the Offer.
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Investor
Relations
|
Media
Relations
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Chris Manners
|
Tom Hoskin
|
+44 (0) 20 7773 2136
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+44 (0) 20 7116 6927
Laura Vallis
+1 212 526 3514
|
This ‘6-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / For Period end: | 7/1/20 | None on these Dates | ||
List all Filings |