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Seahawk China Dynamic Fund – ‘SC 13D/A’ on 1/24/20 re: FinVolution Group

On:  Friday, 1/24/20, at 6:12am ET   ·   Accession #:  1640334-20-148   ·   File #:  5-90316

Previous ‘SC 13D’:  ‘SC 13D/A’ on 12/5/19   ·   Latest ‘SC 13D’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/24/20  Seahawk China Dynamic Fund        SC 13D/A               1:32K  FinVolution Group                 Pubco Reporting … Inc/FA

Amendment to Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to Statement of Acquisition of            HTML     22K 
                Beneficial Ownership by a Non-Passive Investor                   


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 C: 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 2)

 

FINVOLUTION GROUP

(Name of Issuer)

 

Class A ordinary shares, $0.00001 par value per share

(Title of Class of Securities)

 

69354V108

(CUSIP Number)

 

HAO Liang, Unit 4112, COSCO Tower, 183 Queen’s Road, Central, Hong Kong, 852-3610 2225

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

16/01/2020

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 
 
 

 

SCHEDULE 13D

 

CUSIP No. 69354V108

 

1

NAMES OF REPORTING PERSONS

 

Seahawk China Dynamic Fund

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) x

(b) ¨

3

SEC USE ONLY

 

4

SOURCE OF FUNDS (See Instructions)

 

WC

5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

 

¨

6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

  

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

7

 

SOLE VOTING POWER

 

15,279,045

8

SHARED VOTING POWER

 

 

9

 

SOLE DISPOSITIVE POWER

 

15,279,045

10

SHARED DISPOSITIVE POWER

 

 

 

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

15,279,045

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

 

¨

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.65%

14

TYPE OF REPORTING PERSON (See Instructions)

 

OO

 

 
Page 2 of 5
 
 

 

The following constitutes Amendment No. 2 to the Schedule 13D filed by the undersigned (“Amendment No. 2”). This Amendment No. 2 amends the Schedule 13D as specifically set forth herein.

 

Item 2. Identity and Background

 

(c)

 

The Fund is incorporated in Cayman Islands. Gold Dragon Worldwide Asset Management Limited is serving as an Investment Manager incorporated in Hong Kong. The Investment Manager is licensed for type 4 (advising on securities) and type 9 (asset management) regulated activities by the Securities and Futures Commission under the Securities and Futures Ordinance of Hong Kong with CE number BJU614.

 

It is located at Unit 4112, COSCO Tower, 183 Queen’s Road, Central, Hong Kong. Kong Wai Nga is a Hong Kong citizen who is employed by the Investment Manager as a Director and Responsible Officer. HAO Liang is a People’s Republic of China citizen who is employed by Investment Manager as a Director.

 

Item 5. Interest in Securities of the Issuer

 

(a-b) As of the date of this Schedule 13D: The Reporting Person owns 15,279,045 shares of Class A ordinary shares which is approximately 8.65% of the total shares of the Company’s Class A ordinary shares based upon 176,724,453.00 shares.

 

(c)

 

Transactions by the fund effected in Last 60Days. All shares are bought in Open Market.

 

Trade Date

Quantity

Trading price

11/18/2019

706,455.00

2.90030

11/19/2019

2,501,674.00

2.42210

11/19/2019

9,368.00

2.80000

11/19/2019

990,632.00

2.51080

11/20/2019

889,773.00

2.21170

11/21/2019

1,002,304.00

2.11413

11/22/2019

776,038.00

2.17772

11/25/2019

62,600.00

2.2751

12/03/2019

50,483.00

2.4888

12/04/2019

48,994.00

2.4201

12/05/2019

45,672.00

2.3229

12/06/2019

45,205.00

2.4030

12/09/2019

22,026.00

2.3916

12/10/2019

58,753.00

2.3435

12/11/2019

60,000.00

2.4021

12/12/2019

106,157.00

2.3271

12/13/2019

156,880.00

2.2149

12/16/2019

68,541.00

2.3196

12/18/2019

24,619.00

2.2973

12/19/2019

10,100.00

2.3374

12/20/2019

24,336.00

2.3316

12/23/2019

43,172.00

2.2339

12/24/2019

97,773.00

2.22900

01/16/2020

74,455.00

2.36570

01/16/2020

4,590.00

2.38220

 

 
Page 3 of 5
 
 

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

There are no contracts, arrangements, understandings or relationships (legal or otherwise) between or among any of the Reporting Persons and any other person with respect to any securities of the Issuer, other than those disclosed in the present filing.

 

The fund has granted HAO Liang, Fund Director and Portfolio Manager, the sole power to vote or direct the vote of 15,279,045 shares of the Company’s Class A ordinary shares.

 

Item 7. Material to Be Filed as Exhibits

 

None

 

 
Page 4 of 5
 
 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

January 24, 2020

 

Dated

 

 

 

/s/ HAO Liang

 

Signature

 

 

Director

 

Name/Title

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

 
Page 5 of 5

 


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Filing Submission 0001640334-20-000148   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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