Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K Current Report HTML 39K
2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 12K
3: EX-3.2 Articles of Incorporation/Organization or Bylaws HTML 93K
4: EX-99.1 Miscellaneous Exhibit HTML 19K
11: R1 Cover HTML 51K
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12: EXCEL IDEA Workbook of Financial Reports XLSX 6K
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(Address
of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code (i310) i444-4300
iCatasys,
Inc.
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
iCommon
Stock, $0.0001 par value
iCATS*
The iNASDAQ Capital Market
* Effective July 7, 2020, such trading symbol will be changed to OTRK in connection with
the matters reported in this filing.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On July 6, 2020, Catasys, Inc. (the "Company") filed with the Secretary of State of Delaware a Certificate of Amendment (the "Charter Amendment") to its Amended and Restated Certificate of Incorporation to change its corporate name to Ontrak, Inc. The Company's board of directors approved the Charter Amendment and an amendment and restatement of the Company's Bylaws (the "Old Bylaws"
and, as amended and restated, the "Amended and Restated Bylaws") reflecting the name change. No other changes were made to the Old Bylaws.
On July 6, 2020, the Company issued a press release announcing the corporate name change and ticker symbol change. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Item 7.01 by reference.
The information contained in this Item 7.01 (including Exhibit
99.1) is furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item 8.01
Other Events.
Change of Ticker Symbol and CUSIP Number
In connection with the Company's corporate name change, we also changed the ticker symbol for our common stock on the Nasdaq Capital Market, which previously traded
under the ticker symbol CATS. Effective July 7, 2020, our common stock will commence trading under the ticker symbol OTRK. The name change resulted in a change to the CUSIP number for the Company's common stock. The new CUSIP number is 683373104. Outstanding stock certificates for shares of Company's common stock continue to be valid and need not be exchanged to reflect the name change although we recommend that stockholders wishing to retain current evidence of ownership exchange such certificates to reflect the new corporate name and CUSIP number.
In
connection with the corporate name change, the Company launched a new corporate website: www.ontrak-inc.com. The information on our website is not incorporated into this Current Report on Form 8-K and you should not consider any information on, or that can be accessed through, our website as part hereof.
104 Cover Page Interactive Data File (formatted as Inline XBRL).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.