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Mattel Inc/DE – ‘10-K/A’ for 12/31/19

On:  Thursday, 2/27/20, at 5:20pm ET   ·   For:  12/31/19   ·   Accession #:  1628280-20-2456   ·   File #:  1-05647

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/20  Mattel Inc/DE                     10-K/A     12/31/19   15:293K                                   Workiva Inc Wde… FA01/FA

Amendment to Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML     47K 
 2: EX-23.1     Consent of Experts or Counsel                       HTML     10K 
 3: EX-31.0     Certification -- §302 - SOA'02                      HTML     12K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     12K 
14: R1          Cover                                               HTML     75K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
15: XML         XBRL Instance -- mat1231201910-ka_htm                XML     24K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 6: EX-101.CAL  XBRL Calculations -- mat-20191231_cal                XML      7K 
 7: EX-101.DEF  XBRL Definitions -- mat-20191231_def                 XML      9K 
 8: EX-101.LAB  XBRL Labels -- mat-20191231_lab                      XML     97K 
 9: EX-101.PRE  XBRL Presentations -- mat-20191231_pre               XML     51K 
 5: EX-101.SCH  XBRL Schema -- mat-20191231                          XSD     16K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    25K 
11: ZIP         XBRL Zipped Folder -- 0001628280-20-002456-xbrl      Zip     21K 


‘10-K/A’   —   Amendment to Annual Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C: 
  Document  
 i This Amendment No. 1 (“Amendment No. 1”) to the Annual Report on Form 10-K of Mattel, Inc. (the "Company") for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on February 25, 2020 (the "Original Form 10-K"), is being filed for the sole purpose of replacing the consent in Exhibit 23.0 due to an administrative error that resulted in an improperly worded auditor's consent. A new Exhibit 23.0 with the appropriate corrections is filed as Exhibit 23.1 attached hereto.   Except as otherwise expressly noted herein, this Amendment No. 1 does not modify or update in any way the financial position, results of operations, cash flows, or other disclosure in, or exhibits to, the Original Form 10-K, nor does it reflect events occurring after the filing of the Original Form 10-K. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Form 10-K.    i true i --12-31 i FY i 2019 i 0000063276 i MATTEL INC /DE/ 0000063276 2019-01-01 2019-12-31 0000063276 2020-02-07 0000063276 2019-06-30 xbrli:shares iso4217:USD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________________
FORM  i 10-K/A
(Amendment No. 1)
(Mark One)
 i 
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the fiscal year ended
or
 i 
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the transition period from                     to  
                     
Commission File Number  i 001-05647
______________________________________________________
MATTEL, INC.
(Exact name of registrant as specified in its charter)
 i Delaware
 
 i 95-1567322
(State or other jurisdiction of incorporation or organization)
 
(I.R.S. Employer Identification No.)
 i 333 Continental Blvd.
 i El Segundo,  i CA  i 90245-5012
(Address of principal executive offices)
Registrant’s telephone number, including area code ( i 310)  i 252-2000
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
 i Common stock, $1.00 per share
 
 i MAT
 
 i The Nasdaq Global Select Market
______________________________________________________
 Securities registered pursuant to Section 12(g) of the Act:
NONE
______________________________________________________
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.   i Yes  ý    No  ¨
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.  Yes  ¨     i No  ý
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.   i Yes  ý    No  ¨
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T(§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).   i Yes  ý    No  ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
 i Large accelerated filer
 
ý
  
Accelerated filer
 
¨
 
 
 
 
Non-accelerated filer
 
¨  
  
Smaller reporting company
 
 i 
 
 
 
 
 
 
 
 
 
 
 
Emerging growth company
 
 i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).  Yes   i     No  
The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant was $ i 5,044,446 based upon the closing market price as of the close of business June 30, 2019, the last business day of the registrant’s most recently completed second fiscal quarter.
Number of shares outstanding of registrant’s common stock, $1.00 par value, as of February 7, 2020:  i 346,870,826 shares

DOCUMENTS INCORPORATED BY REFERENCE
 i 
Portions of the Mattel, Inc. 2020 Proxy Statement, filed with the Securities and Exchange Commission (“SEC”) within 120 days after the closing of the registrant's fiscal year (incorporated into Part III to the extent stated herein).



Explanatory Note
This Amendment No. 1 (“Amendment No. 1”) to the Annual Report on Form 10-K of Mattel, Inc. (the "Company") for the year ended December 31, 2019, as filed with the Securities and Exchange Commission on February 25, 2020 (the "Original Form 10-K"), is being filed for the sole purpose of replacing the consent in Exhibit 23.0 due to an administrative error that resulted in an improperly worded auditor's consent. A new Exhibit 23.0 with the appropriate corrections is filed as Exhibit 23.1 attached hereto.
 
Except as otherwise expressly noted herein, this Amendment No. 1 does not modify or update in any way the financial position, results of operations, cash flows, or other disclosure in, or exhibits to, the Original Form 10-K, nor does it reflect events occurring after the filing of the Original Form 10-K. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Form 10-K.  

In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), new certifications by the Company’s principal executive officer and principal financial officer are filed herewith as exhibits to this Amendment No. 1 pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act. As no financial statements have been included in this Amendment No. 1 and it does not contain or amend any disclosure with respect to Items 307 or 308 of Regulation S-K, paragraphs 3, 4, and 5 of the certifications have been omitted. The Company is not including certifications pursuant to Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C. 1350) as no financial statements are being filed with this Amendment No. 1.



PART IV
  
Item 15.    Exhibits, Financial Statement Schedules.
(a)(3)
Exhibits (Listed by numbers corresponding to Item 601 of Regulation S-K)
 
 
 
 
Exhibit No.
 
Exhibit Description
 
Form
 
File No.
 
Exhibit(s)
 
Filing Date
  23.1*
 
Consent of Independent Registered Public Accounting Firm
 
 
 
 
 
 
 
 
  31.0*
 
Certification of Principal Executive Officer dated February 27, 2020 pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
 
 
 
 
 
 
 
  31.1*
 
Certification of Principal Financial Officer dated February 27, 2020 pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
 
 
 
 
 
 
 
 
104*
 
The cover page from Amendment No. 1 to Mattel's Annual Report on Form 10-K for the year ended December 31, 2019, formatted in Inline XBRL. (embedded within the Inline XBRL Document)

 
 
 
 
 
 
 
 

*    Filed herewith.

3


SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
MATTEL, INC.
Registrant
 
By:
 
/s/    JOSEPH J. EUTENEUER        
 
 
 
Chief Financial Officer
Date: February 27, 2020


4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing    Date    Other Filings
Filed on:2/27/20
2/25/2010-K,  4
2/7/20
For Period end:12/31/1910-K,  11-K,  SD
6/30/1910-Q
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