Heisey Jeffrey Walter – ‘N-8B-2/A’ on 6/2/14

On:  Monday, 6/2/14, at 4:29pm ET   ·   Effective:  6/2/14   ·   Accession #:  1589829-14-45   ·   File #:  811-22929

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Amendment to Registration Statement of a Unit Investment Trust   —   Form N-8B-2
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-8B-2/A    Addition of Ex-25                                      9±    31K 
 2: EX-25       EX-25 Official                                         2±    10K 
 3: EX-25       EX-25 Signature PDF -- form_t-2signature             PDF   1.35M 

N-8B-2/A   —   Addition of Ex-25

OMB APPROVAL OMB Number: 3235-0186                                              
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549         
Expires: November 30,2015  Estimated average burden hours per response 19.5     

FORM N-8B-2                                                                     
REGISTRATION STATEMENT OF                                                       
UNIT INVESTMENT TRUSTS WHICH ARE CURRENTLY ISSUING SECURITIES                   
Pursuant to Section 8(b) of the Investment Company Act of 1940                  

Name of Unit Investment Trust:  HEISEY JEFFREY WALTER DBA JEFFREY WALTER HEISEY 

[X] Not the issuer of periodic payment plan certificates.                       

[ ] Issuer of periodic payment plan certificates.                               

I. ORGANIZATION AND GENERAL INFORMATION                                         

1. (a) Furnish name of the trust:                                               
HEISEY JEFFREY WALTER DBA JEFFREY WALTER HEISEY                                 
EIN: Not Applicable                                                             
(b) Title of each class or series of securities issued by the trust:            
American Depositary Receipts                                                    

2. Name, principal business address with Zip Code and the                       
IRS Employer Identification Number of each depositor of the trust:              

JEFFREY WALTER HEISEY                                                           
General Post-Office                                                             
West Oakland Park Boulevard - 1900 Fort Lauderdale, UM UM-99                    
EIN: 164523344                                                                  

Heisey, Jeffrey Walter dba JEFFREY WALTER HEISEY                                
1314 E LAS OLAS BLVD STE 610, FORT LAUDERDALE, FL 33301 EIN: 164523344          

3. Name, principal business address with Zip Code and the IRS                   
Employer Identification Number of each custodian or trustee of the trust        
indicating for which class or series of securities each custodian or            
trustee is acting:                                                              

HEISEY JEFFREY WALTER                                                           
General Post-Office                                                             
West Oakland Park Boulevard - 1900 Fort Lauderdale, UM UM-99                    
EIN: Not Applicable                                                             
Security Class: American Depositary Receipts                                    

4. Name, principal business address with Zip Code and the IRS                   
Employer Identification Number of each principal underwriter currently          
distributing securities of the trust:                                           

HEISEY JEFFREY WALTER                                                           
General Post-Office                                                             
West Oakland Park Boulevard - 1900 Fort Lauderdale, UM UM-99                    
EIN: Not Applicable                                                             

5. Furnish the name of state or other sovereign power, the laws of which govern 
with respect to the organization of the trust:                                  

UNITED STATES MINOR OUTLYING ISLANDS                                            

6. (a) Furnish the dates of execution and termination of any indenture or       
agreement currently in effect under the terms of which the trust was organized  
and issued or proposes to issue securities:                                     

February 27, 2014 - execution date                                              

(b) Furnish the dates of execution and termination of any indenture or          
agreement currently in effect pursuant to which the proceeds of payments on     
securities issued or to be issued by the trust are held by the custodian        
or trustee:                                                                     

Same as 6. (a) above.                                                           

7. Furnish in chronological order the following information with respect to     
each change of name of the trust since January 1, 1930:                         

None                                                                            

8. Date on which the fiscal year of the trust ends: December 31st.              

Material Litigation                                                             

9. Legal Proceedings Civil, Administrative/Other: CIVIL                         
DEFENDANT: JEFFREY WALTER HEISEY                                                
17TH JUDICIAL CIRCUIT BROWARD COUNTY FLORIDA CIVIL DIVISION                     
FINAL JUDGEMENT CLAIM AMOUNT CIVIL for CACE10032213: Unknown/Pending            

ADMINISTRATIVE/OTHER                                                            
DEFENDANT: JEFFREY WALTER HEISEY PLAINTIFF: STATE OF FLORIDA                    
FINAL CLAIM AMOUNT ADMINISTRATIVE/OTHER: Unknown/Pending                        

II. GENERAL DESCRIPTION OF THE TRUST AND SECURITIES OF THE TRUST                

10. Furnish a brief statement with respect to the following matters for         
each class or series of securities issued by the trust:                         

(a) The securities are of the bearer type.                                      
(b) The securities are of the distributive type.                                
(c) The rights of security holders with respect to withdrawal or redemption:    
The rights are absolute,                                                        
singular and unified among the parties of the trust.                            
(d) The rights of security holders with respect to conversion, transfer,        
partial redemption, and similar matters:                                        

The rights are absolute, singular and unified among the parties of the trust.   

(e) Not Applicable                                                              
(f) Not Applicable                                                              
(g) Not Applicable                                                              
(h) Not Applicable                                                              
(i) None                                                                        

Information Concerning the Securities Underlying the Trust's Securities         

11. Describe briefly the kind or type of securities comprising the unit of      
specified securities in which security holders have an interest;                

An underlying security, incorporated by reference by SEC File # 001-36314       
and SEC File # 001-363-15                                                       

12. Not Applicable                                                              

13. Not Applicable                                                              

Information Concerning the Operations of the Trust                              

14. Not Applicable                                                              

15. Not Applicable                                                              

16. Not Applicable                                                              

17.(a) With respect to depositary receipts instruments, they are on demand with 
maturity at presentment by bearer.                                              
(b)1. Foreign Financial Institution: JEFFREY WALTER HEISEY                      
(b)2. US Financial Institution: Heisey, Jeffrey Walter DBA JEFFREY WALTER HEISEY
(c) Cancelled                                                                   

18. (a) Pursuant to the Memorandum of Agreement and the commercial registry     
bailment statement, the income and/or distribution of funds are under singular  
person custody and control with unified and agreeable roles among the parties   
to the lawful purpose and policy of the trust.                                  

(b) Not Applicable                                                              

(c) Not Applicable                                                              

(d) Not Applicable                                                              

19. The undersigned Custodian maintains all records, information and            
applicable reports of the trust.                                                

20. (a) Amendments to such indenture or agreement:                              

Amendments are agreeable as deemed necessary and beneficial among the parties.  

(b) The extension or termination of such indenture or agreement:                

Timely extensions and renewal of the indenture components are agreeable as      
deemed necessary among the parties.     Termination is agreeable as deemed      
necessary among the parties or upon written agreement by a lawful               
representative of the Custodian / Parties.                                      

(c) The removal or resignation of the trustee or custodian, or the failure      
of the trustee or custodian to perform its duties, obligations and functions.   

Upon written agreement, pre-authorized as applicable, by a lawful               
representative of the Custodian / Parties.                                      

(d) The appointment of a successor trustee and the procedure if a successor     
trustee is not appointed.                                                       

Upon written agreement, pre-authorized, with guidelines and procedure           
directives to lawful representative of the Custodian/Parties.                   

(e) The removal or resignation of the depositor, or the failure of the          
depositor to perform its duties, obligations and functions:                     

Not Applicable                                                                  

(f) The appointment of a successor depositor and the procedure if a successor   
depositor is not appointed:                                                     

Not Applicable                                                                  

21. Not Applicable                                                              

22. Not Applicable                                                              

23. Not Applicable                                                              

24. Not Applicable                                                              

III. ORGANIZATION, PERSONNEL AND AFFILIATED PERSONS OF DEPOSITOR                

25A. JEFFREY WALTER HEISEY; Registered investment management company;           
UNITED STATES MINOR OUTLYING ISLANDS; 12/12/2013.                               

25B. Heisey, Jeffrey Walter dba JEFFREY WALTER HEISEY;                          
U.S. Financial Institution and International Organization;                      
UNITED STATES MINOR OUTLYING ISLANDS; 08/12/2012.                               

26AB. Not Applicable                                                            

27A.    Depositor: Heisey, Jeffrey Walter dba JEFFREY WALTER HEISEY is engaged  
as a member United States Financial Institution.  Additional business           
activities include the nonprofit business operations of the International       
Organization DUNS 078577765.  There are no other relationships outside of       
this trust, in which the depositor has now, or has previously held or maintained
with any other investment company.                                              

27B.    Depositor: JEFFREY WALTER HEISEY is engaged as an Investment Management 
Company and as a lead Foreign Financial Institution. All business activities of 
the depositor relate to the trust and its parties.  There are no other          
relationships outside of the this trust, in which the depositor has now, or has 
previously held or maintained with any other investment company.                

28A(a). DEPOSITOR: JEFFREY WALTER HEISEY                                        

Principal Officer, Director and Natural Person Information                      

There is only one Natural Person holding the sole Principal, Officer, Director  
or Custodian position with the Depositor and who does hold the exclusive voting 
securities of the Depositor.  Except for the Depositor listed below, there are  
no other companies in which a position of Officer or Director is held by the    
Natural Person, Jeffrey Walter Heisey.                                          

As at May 28, 2014                                                              

Ownership of all Securities of the Depositor                                    

Securities owned of record which are also owned beneficially: Incorporated by   
reference, see SEC FILE 001-36315                                               

28B(a). DEPOSITOR: Heisey, Jeffrey Walter DBA JEFFREY WALTER HEISEY             

Principal Officer, Director and Natural Person Information                      

There is only one Natural Person holding the sole Principal, Officer, Director  
or Custodian position with the Depositor and who holds the exclusive voting     
securities of the Depositor.  Except for the Depositor listed above, there are  
no other companies in which a position of Officer or Director is held by the    
Natural Person, Jeffrey Walter Heisey.                                          

As at May 28, 2014                                                              

Ownership of all Securities of the Depositor                                    

Securities owned of record which are also owned beneficially:                   

Incorporated by reference,see SEC FILE 021-208692.                              

Ownership of all Securities of the Trust                                        

Securities owned beneficially which are not owned of record:                    

Incorporated by Reference, see SEC FILE 001-36314.                              

28A(b). & 28B(b). Not Applicable                                                

29A. & 29B. HEISEY JEFFREY WALTER, CIK # 0001589829                             

As at May 28, 2014                                                              

Securities owned of record which are also owned beneficially:                   

Incorporated by Reference, see SEC FILE 001-36314 and Bailment Exhibit          

Controlling Persons                                                             

30. Not Applicable                                                              

31. Not Applicable                                                              

32. Not Applicable                                                              

33. Not Applicable                                                              

34. Not Applicable                                                              

IV. DISTRIBUTION AND REDEMPTION OF SECURITIES                                   

35. Not Applicable                                                              

36. Not Applicable                                                              

37. Not Applicable                                                              

38(a). Distribution Method for Securities of the Trust                          

Custodian acting as issuer and underwriter originates certifiable,              
hardcopy or electronic equivalent, negotiable instrumentation;                  
through and by way of Depositor(s) into a designated depositary receipt         
facility within the United States.                                              

38(b). Not Applicable 38(c). Not Applicable                                     
Information Concerning Principal Underwriter                                    

39. (a) Type: Individual Company pursuant to SEC Foreign Issuer Policy;         
State: United States Minor Outlying Islands; Date Organized: October 21st, 2013 

39. (b) National Association of Securities Dealers, Inc: CRD# 170365            

40. Not Applicable                                                              

41(a). Business engagement include nonprofit ventures within the United States  
for the beneficial interest and lawfully compliant programs of the              
International Organization # 078577765; and to the inurement of its Principal.  
Currently, the Underwriter is only engaged with parties of the Trust.           
41(b).  U.S. Branch: 1314 E LAS OLAS BLVD STE 610, FORT LAUDERDALE, FL  33301;  
Person in Charge: Heisey, Jeffrey Walter                                        
General Post-Office,                                                            
West Oakland Park Blvd. - 1900,                                                 
Fort Lauderdale, UM     UM-99                                                   
41(c). Not Applicable                                                           

42. HEISEY JEFFREY WALTER;                                                      

There is only one Natural Person holding the sole Principal, Officer,           
Director or Custodian position with the Underwriter.                            

As at May 28, 2014                                                              

Ownership of Securities of the Trust                                            

Securities owned beneficially which are not owned of record:                    
Incorporated by Reference, see SEC FILE 001-36314.                              

43. Not Applicable                                                              

44. Not Applicable                                                              

45. Not Applicable                                                              

46. Not Applicable                                                              

47. Not Applicable                                                              

V. INFORMATION CONCERNING THE TRUSTEE OR CUSTODIAN                              

48(a). HEISEY JEFFREY WALTER                                                    
General Post-Office                                                             
West Oakland Park Boulevard - 1900 Fort Lauderdale, UM  UM-99                   
48(b). Individual Company                                                       
48(c). UNITED STATES MINOR OUTLYING ISLANDS                                     

48(d). Heisey, Jeffrey Walter, a Natural Person.                                

49. Not Applicable.                                                             

50. Not Applicable                                                              

VI. INFORMATION CONCERNING INSURANCE OF HOLDERS OF SECURITIES                   

51. Not Applicable                                                              

VII. POLICY OF REGISTRANT                                                       

52. Not Applicable                                                              

53(a). Exempt                                                                   
53(b). Not Applicable                                                           

VIII. FINANCIAL AND STATISTICAL INFORMATION                                     

54. Not Applicable                                                              

55. Not Applicable                                                              

56. Not Applicable                                                              

57. Not Applicable                                                              

58. Not Applicable                                                              

59. Financial Statements are not applicable; pursuant to the fiscal year end of 
the parties and indenture origination dates.                                    

59(a),(b),(c),(d)&(e). Financial Statements of the Trust: see item 59 above.    

IX. EXHIBITS                                                                    

See attached indenture documents:                                               

A(1) & A(2):                                                                    

EXHIBIT NAME: commercial_registry (1 page)                                      
EXHIBIT NAME: name_registry (1 page)                                            
EXHIBIT NAME: memo_agreement (1 page)                                           

A(3) through A(11). Not Applicable                                              

B(1). Not Applicable                                                            
B(2). Not Applicable                                                            

C. Not Applicable                                                               

X. SIGNATURE - UMI                                                              

Custodian does hereby certify under penalty of perjury under the laws of the    
United States of America, that this Registration Statement is true and correct. 
Pursuant to the requirements of the Investment Company Act of 1940 the          
custodian of the registrant has caused this registration statement to be duly   
signed on behalf of the registrant in the City of FORT LAUDERDALE and           
State of UM on the 28th day of May, 2014.                                       

Signature: /s/ Jeffrey Walter Heisey ___________________________________________
Jeffrey Walter Heisey, Principal / Registrant / Custodian for Trust             

BY:     /s/ Jeffrey Walter Heisey __________________________________            
JEFFREY WALTER HEISEY, DEPOSITOR                                                

BY:     /s/ Jeffrey Walter Heisey __________________________________            
Heisey, Jeffrey Walter DBA JEFFREY WALTER HEISEY, DEPOSITOR                     

BY:     /s/ Jeffrey Walter Heisey __________________________________            
Jeffrey Walter Heisey, Principal, Officer and Natural Person                    

X. SIGNATURE - USA                                                              

Pursuant to the requirements of the Investment Company Act of 1940 the          
custodian of the registrant has caused this registration statement to be duly   
signed on behalf of the registrant in the City of FORT LAUDERDALE and           
State of FLORIDA on the 28th day of May, 2014.                                  

Signature:      _____________________________________________________           
Jeffrey Walter Heisey, Principal / Registrant / Custodian for Trust             

BY:     _____________________________________________________________           
JEFFREY WALTER HEISEY, DEPOSITOR                                                

BY:     _____________________________________________________________           
Heisey, Jeffrey Walter DBA JEFFREY WALTER HEISEY, DEPOSITOR                     

Signature:      _____________________________________________________           
Jeffrey Walter Heisey, Natural Person, Principal and Officer                    

Attest: ______________________________________                                  

Title: NOTARY PUBLIC / WITNESS                  Seal:                           
FORM N-8B-2 - REGISTRATION STATEMENT OF UNIT INVESTMENT TRUSTS - SIGNATURE PAGE 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-8B-2/A’ Filing		Date		Other Filings
Filed on / Effective on:		6/2/14		N-8B-2/A
		5/28/14
		2/27/14
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