SEC Info - PENN Capital Funds Trust - ‘N-8A’ on 11/13/14

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PENN Capital Funds Trust – ‘N-8A’ on 11/13/14

On: Thursday, 11/13/14, at 12:09pm ET · Effective: 11/13/14 · Accession #: 1582816-14-625 · File #: 811-23011

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/13/14  PENN Capital Funds Trust          N-8A       11/13/14    1:14K                                    Kidd Tiffany Duncan/FA

Notice of Registration — Form N-8A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-8A        Notice of Registration                              HTML     11K

This is an HTML Document rendered as filed. [ Alternative Formats ]

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-8A

NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)

OF THE INVESTMENT COMPANY ACT OF 1940

The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:

Name: PENN Capital Funds Trust

Address of Principal Business Office:

Navy Yard Corporate Center

3 Crescent Drive, Suite 400

Philadelphia, Pennsylvania 19112

Telephone Number (including area code): (215) 302-1500

Name and Address of Agent for Service of Process:

Richard A. Hocker, President

PENN Capital Funds Trust

Navy Yard Corporate Center

3 Crescent Drive, Suite 400

Philadelphia, Pennsylvania 19112

With Copies to:

Michael P. O’Hare

Stradley Ronon Stevens & Young, LLP

2005 Market Street, Suite 2600

Philadelphia, Pennsylvania 19103

Check Appropriate Box:

Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of form N-8A: Yes [X] No [ ]

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has caused this notification of registration to be duly signed on its behalf in the city of Philadelphia and the State of Pennsylvania on the 13th day of November, 2014.

		PENN Capital Funds Trust
	By:	/s/ *Richard A. Hocker*
		Richard A. Hocker
		President

	Attest:	/s/ *Lisa L.B. Matson*
		Lisa L.B. Matson
		Secretary

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Filing Submission 0001582816-14-000625 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

PENN Capital Funds Trust – ‘N-8A’ on 11/13/14

On: Thursday, 11/13/14, at 12:09pm ET · Effective: 11/13/14 · Accession #: 1582816-14-625 · File #: 811-23011

Notice of Registration — Form N-8AFiling Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Notice of Registration — Form N-8A
Filing Table of Contents